CU Bancorp Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows, 1 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-01-14: Reporting owner CARPENTER STEPHEN G; Form 5; Security Coomon; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-01-14 holding as of filing | CARPENTER STEPHEN G Director | 5 | Coomon Non-derivative · Indirect · As Trustee of the Stephen & Janell Carpenter Trust | Holding | 60,500 owned after | no price filed | 2014-01-14 |