CSI Compressco LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-10-01: Reporting owner McNiven Roy; Form 4; Security Common Units Representing Limited Partner Interests; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-10-01: Reporting owner McNiven Roy; Form 4; Security Common Units Representing Limited Partner Interests; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- 2020-08-20: Reporting owner LARSON JAMES R; Form 4; Security Common Units Representing Limited Partner Interests; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2020-08-19: Reporting owner LARSON JAMES R; Form 4; Security Common Units Representing Limited Partner Interests; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-10-01 | McNiven Roy Officer (SVP, Operations) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,939 108,005 owned after | $0.00 | 2020-10-02 | |
| 2020-10-01 | McNiven Roy Officer (SVP, Operations) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −472 107,533 owned after | $0.86 | 2020-10-02 | |
| 2020-08-20 | LARSON JAMES R Director | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +31,992 123,457 owned after | $1.20 | 2020-08-20 | |
| 2020-08-19 | LARSON JAMES R Director | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +18,008 91,465 owned after | $1.15 | 2020-08-20 | |
| 2020-06-23 | Moscoso Michael E Officer (Vice President, Finance) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 55,698 owned after | $0.85 | 2020-06-24 | |
| 2020-05-03 | SULLIVAN WILLIAM D Director | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +544 77,449 owned after | $0.00 | 2020-05-04 | |
| 2020-05-03 | LARSON JAMES R Director | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +635 73,457 owned after | $0.00 | 2020-05-04 | |
| 2020-05-03 | Harrison D Frank Director | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +590 64,871 owned after | $0.00 | 2020-05-04 | |
| 2020-05-03 | COOMBS PAUL D Director | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +544 62,680 owned after | $0.00 | 2020-05-04 | |
| 2020-02-24 | Foster Ronald J. Officer (SVP - CSI Compressco) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,328 130,086 owned after | $0.00 | 2020-02-25 | |
| 2020-02-24 | Foster Ronald J. Officer (SVP - CSI Compressco) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,521 128,565 owned after | $1.94 | 2020-02-25 | |
| 2020-02-24 | LUNA MIGUEL A Officer (VP) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +671 78,189 owned after | $0.00 | 2020-02-25 | |
| 2020-02-24 | LUNA MIGUEL A Officer (VP) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −198 77,991 owned after | $1.94 | 2020-02-25 | |
| 2020-02-24 | LUNA MIGUEL A Officer (VP) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −630 77,361 owned after | $1.94 | 2020-02-25 | |
| 2020-02-24 | Moscoso Michael E Officer (Vice President, Finance) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +671 51,526 owned after | $1.94 | 2020-02-25 | |
| 2020-02-24 | Moscoso Michael E Officer (Vice President, Finance) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −198 51,328 owned after | $1.94 | 2020-02-25 | |
| 2020-02-24 | Moscoso Michael E Officer (Vice President, Finance) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −630 50,698 owned after | $1.94 | 2020-02-25 | |
| 2020-02-22 | Evans Elisabeth K Other (VP HR, TETRA) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,225 24,225 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | Moeller Timothy C Other (VP Supply Chain, TETRA) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,225 24,225 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | Mucha Jacek M Officer (Treasurer) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,772 22,772 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | Murphy Brady M Director, Officer (President) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +256,783 256,783 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | SERRANO ELIJIO V Other (SVP & CFO of TETRA (TTI)) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +101,745 109,791 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | WALLACE BASS C JR Officer (General Counsel) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,873 68,919 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | Foster Ronald J. Officer (SVP - CSI Compressco) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,113 128,758 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | LUNA MIGUEL A Officer (VP) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,070 77,356 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | LUNA MIGUEL A Officer (VP) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +625 77,981 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | LUNA MIGUEL A Officer (VP) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −185 77,796 owned after | $2.04 | 2020-02-25 | |
| 2020-02-22 | LUNA MIGUEL A Officer (VP) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −278 77,518 owned after | $2.04 | 2020-02-25 | |
| 2020-02-22 | McNiven Roy Officer (SVP, Operations) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,416 106,066 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | Moscoso Michael E Officer (Vice President, Finance) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,803 50,855 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | Pitcock Matthew B Officer (VP North America Sales) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +797 41,180 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | Pitcock Matthew B Officer (VP North America Sales) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,225 65,405 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | Pitcock Matthew B Officer (VP North America Sales) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −236 65,169 owned after | $2.04 | 2020-02-25 | |
| 2020-02-21 | Foster Ronald J. Officer (SVP - CSI Compressco) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +124 118,875 owned after | $0.00 | 2020-02-25 | |
| 2020-02-21 | Foster Ronald J. Officer (SVP - CSI Compressco) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −43 118,832 owned after | $2.04 | 2020-02-25 | |
| 2020-02-21 | Foster Ronald J. Officer (SVP - CSI Compressco) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −2,187 116,645 owned after | $2.04 | 2020-02-25 | |
| 2020-02-21 | LUNA MIGUEL A Officer (VP) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +124 50,193 owned after | $0.00 | 2020-02-25 | |
| 2020-02-21 | LUNA MIGUEL A Officer (VP) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −36 50,157 owned after | $2.04 | 2020-02-25 | |
| 2020-02-21 | LUNA MIGUEL A Officer (VP) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,871 48,286 owned after | $2.04 | 2020-02-25 | |
| 2020-02-21 | McNiven Roy Officer (SVP, Operations) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +186 52,705 owned after | $0.00 | 2020-02-25 | |
| 2020-02-21 | McNiven Roy Officer (SVP, Operations) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −55 52,650 owned after | $2.04 | 2020-02-25 | |
| 2020-02-21 | Moscoso Michael E Officer (Vice President, Finance) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +124 30,959 owned after | $0.00 | 2020-02-25 | |
| 2020-02-21 | Moscoso Michael E Officer (Vice President, Finance) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −36 30,923 owned after | $2.04 | 2020-02-25 | |
| 2020-02-21 | Moscoso Michael E Officer (Vice President, Finance) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,871 29,052 owned after | $2.04 | 2020-02-25 | |
| 2020-02-21 | Pitcock Matthew B Officer (VP North America Sales) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +149 40,427 owned after | $0.00 | 2020-02-25 | |
| 2020-02-21 | Pitcock Matthew B Officer (VP North America Sales) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −44 40,383 owned after | $2.04 | 2020-02-25 | |
| 2020-02-01 | Pitcock Matthew B Officer (VP North America Sales) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,123 40,610 owned after | $0.00 | 2020-02-04 | |
| 2020-02-01 | Pitcock Matthew B Officer (VP North America Sales) | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −332 40,278 owned after | $2.04 | 2020-02-04 | |
| 2020-01-14 holding as of filing | Pitcock Matthew B Officer (VP North America Sales) | 3 | Common Units representing Limited Partner interests Non-derivative · Direct | Holding | 10,151 owned after | no price filed | 2020-01-14 | |
| 2020-01-14 holding as of filing | Pitcock Matthew B Officer (VP North America Sales) | 3 | Common Units representing Limited Partner interests Non-derivative · Direct | Holding | 1,316 owned after | no price filed | 2020-01-14 | |
| 2020-01-14 holding as of filing | Pitcock Matthew B Officer (VP North America Sales) | 3 | Common Units representing Limited Partner interests Non-derivative · Direct | Holding | 5,308 owned after | no price filed | 2020-01-14 | |
| 2020-01-14 holding as of filing | Pitcock Matthew B Officer (VP North America Sales) | 3 | Common Units representing Limited Partner interests Non-derivative · Direct | Holding | 22,712 owned after | no price filed | 2020-01-14 | |
| 2020-01-03 | SULLIVAN WILLIAM D Director | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 76,905 owned after | $0.00 | 2020-01-06 | |
| 2020-01-03 | LARSON JAMES R Director | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59 72,822 owned after | $0.00 | 2020-01-06 | |
| 2020-01-03 | Harrison D Frank Director | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55 64,281 owned after | $0.00 | 2020-01-06 | |
| 2020-01-03 | COOMBS PAUL D Director | 4 | Common Units Representing Limited Partner Interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 62,136 owned after | $0.00 | 2020-01-06 |