CSI Compressco LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-09-11: Reporting owner Knox Timothy A.; Form 4; Security Common Units representing limited partner interests; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-09-11: Reporting owner Knox Timothy A.; Form 4; Security Common Units representing limited partner interests; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-09-11: Reporting owner Knox Timothy A.; Form 4; Security Common Units representing limited partner interests; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-09-11: Reporting owner Knox Timothy A.; Form 4; Security Common Units representing limited partner interests; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-09-11 | Knox Timothy A. Director, Officer (President - CSI Compressco) | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +600 50,583 owned after | $12.97 | 2015-09-14 | |
| 2015-09-11 | Knox Timothy A. Director, Officer (President - CSI Compressco) | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +800 51,383 owned after | $12.75 | 2015-09-14 | |
| 2015-09-11 | Knox Timothy A. Director, Officer (President - CSI Compressco) | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +300 51,683 owned after | $12.57 | 2015-09-14 | |
| 2015-09-11 | Knox Timothy A. Director, Officer (President - CSI Compressco) | 4 | Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +300 51,983 owned after | $12.92 | 2015-09-14 | |
| 2015-09-08 holding as of filing | MEYER JOSEPH J Officer (Treasurer) | 3 | Common Units representing limited partner interests Non-derivative · Direct | Holding | 931 owned after | no price filed | 2015-09-08 | |
| 2015-05-27 | SULLIVAN WILLIAM D Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +154 31,269 owned after | no price filed | 2015-05-29 | |
| 2015-05-27 | Rounsavall James P. Officer (Chief Financial Officer) | 4 | Common Units representing limited partner interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,016 18,282 owned after | $20.36 | 2015-05-29 | |
| 2015-05-27 | Rounsavall James P. Officer (Chief Financial Officer) | 4 | Common Units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +395 18,677 owned after | no price filed | 2015-05-29 | |
| 2015-05-27 | LARSON JAMES R Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +180 19,582 owned after | no price filed | 2015-05-29 | |
| 2015-05-27 | Harrison D Frank Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +167 14,843 owned after | no price filed | 2015-05-29 | |
| 2015-05-27 | Foster Ronald J. Director, Officer (SVP and Chief Mktng Officer) | 4 | Common Units representing limited partner interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −2,381 70,961 owned after | $20.36 | 2015-05-29 | |
| 2015-05-27 | Foster Ronald J. Director, Officer (SVP and Chief Mktng Officer) | 4 | Common Units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +893 71,854 owned after | no price filed | 2015-05-29 | |
| 2015-05-27 | COOMBS PAUL D Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +154 16,499 owned after | no price filed | 2015-05-29 | |
| 2015-05-27 | Book Kevin Officer (Vice President, International) | 4 | Common Units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +366 22,570 owned after | no price filed | 2015-05-29 | |
| 2015-05-04 | WALLACE BASS C JR Officer (General Counsel) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,984 16,984 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | SULLIVAN WILLIAM D Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,794 31,064 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | Speer Anthony D. Officer (VP Manufacturing) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,155 15,873 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | SERRANO ELIJIO V Other (TETRA SVP & CFO) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,984 6,984 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | Rounsavall James P. Officer (Chief Financial Officer) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,610 18,850 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | LARSON JAMES R Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,259 19,342 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | Knox Timothy A. Director, Officer (President - CSI Compressco) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,475 49,983 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | Harrison D Frank Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,027 14,620 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | Foster Ronald J. Director, Officer (SVP and Chief Mktng Officer) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,785 72,268 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | COOMBS PAUL D Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,794 16,294 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | Brightman Stuart M Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,967 38,667 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | Book Kevin Officer (Vice President, International) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +890 21,553 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | Benge Charles B. Officer (VP Operations) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,725 16,443 owned after | $0.00 | 2015-05-06 | |
| 2015-03-15 | Rounsavall James P. Officer (Chief Financial Officer) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +414 19,264 owned after | $0.00 | 2015-05-29 | |
| 2015-03-15 | Rounsavall James P. Officer (Chief Financial Officer) | 4 | Common Units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +34 19,298 owned after | no price filed | 2015-05-29 | |
| 2015-03-15 | Foster Ronald J. Director, Officer (SVP and Chief Mktng Officer) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +992 73,260 owned after | $0.00 | 2015-05-29 | |
| 2015-03-15 | Foster Ronald J. Director, Officer (SVP and Chief Mktng Officer) | 4 | Common Units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +82 73,342 owned after | no price filed | 2015-05-29 | |
| 2015-03-15 | Book Kevin Officer (Vice President, International) | 4 | Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +620 22,173 owned after | $0.00 | 2015-05-29 | |
| 2015-03-15 | Book Kevin Officer (Vice President, International) | 4 | Common Units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +31 22,204 owned after | no price filed | 2015-05-29 | |
| 2015-01-04 | SULLIVAN WILLIAM D Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +51 31,115 owned after | no price filed | 2015-05-29 | |
| 2015-01-04 | LARSON JAMES R Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +60 19,402 owned after | no price filed | 2015-05-29 | |
| 2015-01-04 | Harrison D Frank Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +56 14,676 owned after | no price filed | 2015-05-29 | |
| 2015-01-04 | COOMBS PAUL D Director | 4 | Common Units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +51 16,345 owned after | no price filed | 2015-05-29 |