Cryomass Technologies Inc Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-02-22: Reporting owner Human Delon Hannes; Form 3; Security Warrants; Transaction Holding.
- 2021-11-15: Reporting owner Human Delon Hannes; Form 4/A; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2021-11-11: Reporting owner Noel Christian; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2021-11-11: Reporting owner Noel Christian; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-02-22 holding as of filing | Human Delon Hannes Director | 3 | Warrants Derivative · Direct | Holding | $0.40 exercise price | 2022-02-22 | ||
| 2021-11-15 | Human Delon Hannes Director | 4/A | Warrants Derivative · Indirect · By Health Diplomats Pte Ltd | P Open market or private purchase of non-derivative or derivative security | +760,000 2,260,000 owned after | $0.40 exercise price | 2021-11-18 | |
| 2021-11-11 | Noel Christian Director, Officer (Chief Executive Officer) | 4 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +250,000 250,000 owned after | $0.40 exercise price | 2021-11-12 | |
| 2021-11-11 | Noel Christian Director, Officer (Chief Executive Officer) | 4 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +760,000 1,010,000 owned after | $0.40 exercise price | 2021-11-12 |