Cryomass Technologies Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-09-29: Reporting owner Mullin Philip Blair; Form 4; Security Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-07-20: Reporting owner Mullin Philip Blair; Form 4; Security Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-02-22: Reporting owner Human Delon Hannes; Form 3; Security Stock Option; Transaction Holding.
- 2021-11-15: Reporting owner Mullin Philip Blair; Form 3; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-09-29 | Mullin Philip Blair Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 1,900,000 owned after | $0.16 | 2023-09-29 | |
| 2023-07-20 | Mullin Philip Blair Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 1,950,000 owned after | $0.16 | 2023-07-25 | |
| 2022-02-22 holding as of filing | Human Delon Hannes Director | 3 | Stock Option Derivative · Direct | Holding | $0.16 exercise price | 2022-02-22 | ||
| 2021-11-15 holding as of filing | Mullin Philip Blair Officer (Chief Financial Officer) | 3 | Stock Option Derivative · Direct | Holding | $0.16 exercise price | 2021-11-15 | ||
| 2021-11-15 holding as of filing | Kovacevic Patricia Izabel Officer (GC, Corp Secy, and Head of EA) | 3 | Stock Option Derivative · Direct | Holding | $0.29 exercise price | 2021-11-15 | ||
| 2021-07-13 | Kovacevic Patricia Izabel Officer (GC, CS, & Head of EA) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.29 | 2021-11-15 | |
| 2020-10-29 | Mullin Philip Blair Officer (Chief Financial Officer) | 5 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.16 | 2021-11-15 | |
| 2020-10-29 | Human Delon Hannes Director | 5 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $0.16 | 2021-11-15 |