Crown Electrokinetics Corp. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-10-27: Reporting owner Krutz Joel; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-10-27: Reporting owner CROXALL DOUGLAS B; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-09-23: Reporting owner Krutz Joel; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-09-23: Reporting owner CROXALL DOUGLAS B; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-10-27 | Krutz Joel Director, Officer (CFO & Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +538,837 638,837 owned after | $0.00 | 2024-03-28 | |
| 2023-10-27 | CROXALL DOUGLAS B Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,077,675 1,227,675 owned after | $0.00 | 2024-03-28 | |
| 2022-09-23 | Krutz Joel Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 200,000 owned after | $0.00 | 2023-03-31 | |
| 2022-09-23 | CROXALL DOUGLAS B Director, Officer (Chief Executive Officer), 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.00 | 2023-03-31 | |
| 2021-12-17 holding as of filing | Sato Kaijiro Officer (Co-President and CMO) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2021-12-17 | ||
| 2021-09-29 | Kovalik Edward Director, Officer (President and COO) | 4/A | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | no price filed | 2021-12-17 | |
| 2021-09-29 | Krutz Joel Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | no price filed | 2021-12-17 | |
| 2021-09-29 | CROXALL DOUGLAS B Director, Officer (Chief Executive Officer), 10% Owner | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +238,095 238,095 owned after | $0.00 | 2021-12-17 | |
| 2021-09-29 | CROXALL DOUGLAS B Director, Officer (Chief Executive Officer), 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,061,905 1,061,905 owned after | no price filed | 2021-12-17 |