Crown Electrokinetics Corp. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows, 19 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-09-23: Reporting owner Krutz Joel; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-09-23: Reporting owner CROXALL DOUGLAS B; Form 4; Security Options to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-03-09: Reporting owner HANNA GARY C; Form 3; Security Call Option; Transaction Holding.
- 2021-03-09: Reporting owner ABBAS GIZMAN I; Form 3; Security Call Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-09-23 | Krutz Joel Officer (Chief Financial Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.34 exercise price | 2023-03-31 | |
| 2022-09-23 | CROXALL DOUGLAS B Director, Officer (Chief Executive Officer), 10% Owner | 4 | Options to Purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 3,365,672 owned after | $0.34 exercise price | 2023-03-31 | |
| 2021-03-09 holding as of filing | HANNA GARY C Director | 3 | Call Option Derivative · Direct | Holding | $3.99 exercise price | 2021-03-09 | ||
| 2021-03-09 holding as of filing | ABBAS GIZMAN I Director | 3 | Call Option Derivative · Direct | Holding | $3.99 exercise price | 2021-03-09 | ||
| 2021-02-01 holding as of filing | CROXALL DOUGLAS B Officer (Chief Executive Officer), 10% Owner | 3 | Call Option Derivative · Direct | Holding | $0.15 exercise price | 2021-02-01 | ||
| 2021-02-01 holding as of filing | CROXALL DOUGLAS B Officer (Chief Executive Officer), 10% Owner | 3 | Call Option Derivative · Direct | Holding | $1.20 exercise price | 2021-02-01 | ||
| 2021-02-01 holding as of filing | CROXALL DOUGLAS B Officer (Chief Executive Officer), 10% Owner | 3 | Call Option Derivative · Direct | Holding | $2.25 exercise price | 2021-02-01 | ||
| 2021-02-01 holding as of filing | CROXALL DOUGLAS B Officer (Chief Executive Officer), 10% Owner | 3 | Call Option Derivative · Direct | Holding | $3.60 exercise price | 2021-02-01 | ||
| 2021-02-01 holding as of filing | CROXALL DOUGLAS B Officer (Chief Executive Officer), 10% Owner | 3 | Call Option Derivative · Direct | Holding | $3.60 exercise price | 2021-02-01 | ||
| 2021-01-28 holding as of filing | Smith Christopher H Director | 3 | Call Option Derivative · Direct | Holding | $4.50 exercise price | 2021-01-28 | ||
| 2021-01-28 holding as of filing | Koch Timothy Officer (Chief Technology Officer) | 3 | Call Option Derivative · Direct | Holding | $0.15 exercise price | 2021-01-28 | ||
| 2021-01-28 holding as of filing | Koch Timothy Officer (Chief Technology Officer) | 3 | Call Option Derivative · Direct | Holding | $1.20 exercise price | 2021-01-28 | ||
| 2021-01-28 holding as of filing | Koch Timothy Officer (Chief Technology Officer) | 3 | Call Option Derivative · Direct | Holding | $2.25 exercise price | 2021-01-28 | ||
| 2021-01-28 holding as of filing | Koch Timothy Officer (Chief Technology Officer) | 3 | Call Option Derivative · Direct | Holding | $3.60 exercise price | 2021-01-28 | ||
| 2021-01-28 holding as of filing | ANDERSON PHILIP J Officer (Chief Financial Officer) | 3 | Call Option Derivative · Direct | Holding | $6.00 exercise price | 2021-01-28 | ||
| 2021-01-28 holding as of filing | Marchese John P. Director | 3 | Call Option Derivative · Direct | Holding | $4.50 exercise price | 2021-01-28 | ||
| 2021-01-28 holding as of filing | Kovalik Edward Director | 3 | Call Option Derivative · Direct | Holding | $4.50 exercise price | 2021-01-28 | ||
| 2021-01-28 holding as of filing | Nag Dipanjan Director | 3 | Call Option Derivative · Direct | Holding | $4.50 exercise price | 2021-01-28 | ||
| 2021-01-28 holding as of filing | Nag Dipanjan Director | 3 | Call Option Derivative · Direct | Holding | $2.25 exercise price | 2021-01-28 |