CROSSROADS SYSTEMS INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-04-14: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-03-31; Total offering amount $4,482,816.
- 2010-11-04: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2010-10-22; Total offering amount $10,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-04-14 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-03-31 | $4,482,816 | $4,482,816 | $0 | 6 |
| 2010-11-04 | Rule 506 | Equity; OptionToAcquire | 2010-10-22 | $10,000,000 | $10,000,000 | $0 | 22 |