CROSS BORDER RESOURCES, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-18: Reporting owner RED MOUNTAIN RESOURCES, INC.; Form 4; Security Warrant (right to buy); Transaction Holding.
- 2012-12-10: Reporting owner RED MOUNTAIN RESOURCES, INC.; Form 4; Security Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-05-09: Reporting owner BARKSDALE ALAN W; Form 3; Security Warrants (Right to Buy); Transaction Holding.
- 2012-03-13: Reporting owner RED MOUNTAIN RESOURCES, INC.; Form 3; Security Warrant (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-18 holding as of filing | RED MOUNTAIN RESOURCES, INC. 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · Held by Black Rock Capital, Inc. | Holding | 2,136,164 owned after | $2.25 exercise price | 2012-12-18 | |
| 2012-12-10 | RED MOUNTAIN RESOURCES, INC. 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +366,667 366,667 owned after | $2.25 exercise price | 2012-12-18 | |
| 2012-05-09 holding as of filing | BARKSDALE ALAN W Director, Officer (Chairman of the Board) | 3 | Warrants (Right to Buy) Derivative · Indirect · Held by Black Rock Capital, Inc. | Holding | $2.25 exercise price | 2012-05-09 | ||
| 2012-03-13 holding as of filing | RED MOUNTAIN RESOURCES, INC. 10% Owner | 3 | Warrant (right to buy) Derivative · Indirect · Held by Black Rock Capital, Inc., the Reporting Person's wholly owned subsidiary | Holding | $2.25 exercise price | 2012-03-13 | ||
| 2011-05-26 | LAROCHE RICHARD F JR Director | 4 | Warrant to Purchase Common Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +133,334 158,334 owned after | $1.50 | 2011-05-31 |