CROSS BORDER RESOURCES, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-02-28: Reporting owner RED MOUNTAIN RESOURCES, INC.; Form 4; Security Promissory Notes; Transaction C Conversion of derivative security.
- 2010-11-24: Reporting owner GRAY EVERETT WILLARD II; Form 4; Security Convertible Promissory Note; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-09-16: Reporting owner GRAY EVERETT WILLARD II; Form 4; Security Convertible Promissory Note; Transaction S Open market or private sale of non-derivative or derivative security.
- 2010-09-16: Reporting owner GRAY EVERETT WILLARD II; Form 4; Security Convertible Promissory Note; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-02-28 | RED MOUNTAIN RESOURCES, INC. 10% Owner | 4 | Promissory Notes Derivative · Direct | C Conversion of derivative security | $1.50 exercise price | 2013-03-06 | ||
| 2010-11-24 | GRAY EVERETT WILLARD II Director, Officer (CEO/CFO/Pres/Sec/Treas/Chair), 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · held by WS Oil & Gas Limited | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 0 owned after | no price filed | 2010-11-29 | |
| 2010-09-16 | GRAY EVERETT WILLARD II Director, Officer (CEO/CFO/Pres/Sec/Treas/Chair), 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · held by WS Oil & Gas Limited | S Open market or private sale of non-derivative or derivative security | −1 1 owned after | no price filed | 2010-11-29 | |
| 2010-09-16 | GRAY EVERETT WILLARD II Director, Officer (CEO/CFO/Pres/Sec/Treas/Chair), 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · held by WS Oil & Gas Limited | S Open market or private sale of non-derivative or derivative security | −1 1 owned after | no price filed | 2010-11-29 | |
| 2010-04-29 | GRAY EVERETT WILLARD II Director, Officer (CEO/CFO/Pres/Sec/Treas/Chair), 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · held by WS Oil & Gas Limited | S Open market or private sale of non-derivative or derivative security | −1 1 owned after | no price filed | 2010-11-29 | |
| 2010-04-29 | GRAY EVERETT WILLARD II Director, Officer (CEO/CFO/Pres/Sec/Treas/Chair), 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · held by WS Oil & Gas Limited | S Open market or private sale of non-derivative or derivative security | −1 1 owned after | no price filed | 2010-11-29 | |
| 2010-03-08 | GRAY EVERETT WILLARD II Director, Officer (CEO & Vice Chairman) | 4 | Convertible Promissory Note Derivative · Indirect · held by WS Oil & Gas Limited | S Open market or private sale of non-derivative or derivative security | −1 1 owned after | no price filed | 2010-03-31 | |
| 2009-08-24 | GRAY EVERETT WILLARD II Director, Officer (CEO & Vice-Chairman) | 4/A | Convertible Promissory Note Derivative · Indirect · held by WS Oil & Gas Limited | P Open market or private purchase of non-derivative or derivative security | +1 1 owned after | no price filed | 2009-09-02 | |
| 2009-08-24 | GRAY EVERETT WILLARD II Director, Officer (CEO & Vice-Chairman) | 4 | Convertible Promissory Note Derivative · Indirect · held by WS Oil & Gas Limited | P Open market or private purchase of non-derivative or derivative security | +1 1 owned after | no price filed | 2009-09-01 |