COPsync, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows, 24 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-18: Reporting owner Alosa Joseph Rosario Sr.; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-11-18: Reporting owner Hochberg Joel; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-11-18: Reporting owner Rapp Jason Shane; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-11-18: Reporting owner Chaney Russell Dean; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-18 | Alosa Joseph Rosario Sr. Director | 5 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +86,000 91,233 owned after | $0.01 | 2016-01-28 | |
| 2015-11-18 | Hochberg Joel Director | 5 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +16,000 18,733 owned after | $0.01 | 2016-01-28 | |
| 2015-11-18 | Rapp Jason Shane Director, Officer (President) | 5 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,500 10,500 owned after | $0.01 | 2016-01-28 | |
| 2015-11-18 | Chaney Russell Dean Director | 5 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,500 13,500 owned after | $0.01 | 2016-01-28 | |
| 2015-11-18 | WOESSNER RONALD A Director, Officer (Chief Executive Officer) | 5 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +30,000 0 owned after | $0.01 | 2016-01-28 | |
| 2015-11-13 | Hochberg Joel Director | 5 | Series B Warrant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,000 0 owned after | $6.25 exercise price | 2016-01-28 | |
| 2015-10-14 | WOESSNER RONALD A Director, Officer (Chief Executive Officer) | 5 | Warrant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.00 exercise price | 2016-01-28 | |
| 2014-12-01 holding as of filing | Harris Robert Locke Director | 3 | Warrant Derivative · Indirect · (m) | Holding | $0.20 exercise price | 2014-12-01 | ||
| 2014-12-01 holding as of filing | Harris Robert Locke Director | 3 | Warrant Derivative · Indirect · (m) | Holding | $0.10 exercise price | 2014-12-01 | ||
| 2012-06-14 | Alosa Joseph Rosario Sr. Director | 4 | Common Stock Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $0.10 exercise price | 2012-06-18 | |
| 2012-05-31 | WOESSNER RONALD A Director, Officer (Chief Executive Officer) | 5 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,000 240,000 owned after | $0.10 exercise price | 2014-12-01 | |
| 2011-08-08 | Rapp Jason Shane Director, Officer (President) | 5 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.20 exercise price | 2014-12-01 | |
| 2011-06-30 holding as of filing | Alosa Joseph Rosario Sr Director | 3 | Warrant to acquire Common Stock Derivative · Direct | Holding | $0.20 exercise price | 2011-06-30 | ||
| 2011-05-09 | WOESSNER RONALD A Director, Officer (Chief Executive Officer) | 5 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.20 exercise price | 2014-12-01 | |
| 2011-04-01 | Chaney Russell Dean Director, Officer (Chairman), 10% Owner | 5 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.20 exercise price | 2014-12-01 | |
| 2010-06-23 holding as of filing | Rapp Jason Shane Director, Officer (President), 10% Owner | 3 | Warrants Derivative · Direct · (m) | Holding | $0.01 exercise price | 2010-06-23 | ||
| 2010-06-23 holding as of filing | Rapp Jason Shane Director, Officer (President), 10% Owner | 3 | Warrants Derivative · Indirect · (m) | Holding | $0.01 exercise price | 2010-06-23 | ||
| 2010-06-23 holding as of filing | Chaney Russell Dean Director, Officer (Chairman,ChiefExecutiveOfficer), 10% Owner | 3 | Warrants Derivative · Direct · (m) | Holding | $0.01 exercise price | 2010-06-23 | ||
| 2010-06-23 holding as of filing | Chaney Russell Dean Director, Officer (Chairman,ChiefExecutiveOfficer), 10% Owner | 3 | Warrants Derivative · Indirect · (m) | Holding | $0.01 exercise price | 2010-06-23 | ||
| 2009-10-22 holding as of filing | Hochberg Joel Director | 3 | Warrants to Purchase Common Stock Derivative · Indirect · By Veronica W, LLC | Holding | $0.20 exercise price | 2009-10-22 | ||
| 2008-11-12 | Rapp Jason Shane Director, Officer (President), 10% Owner | 5 | Warrants Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,796,603 0 owned after | $0.01 exercise price | 2010-06-23 | |
| 2008-11-12 | Rapp Jason Shane Director, Officer (President), 10% Owner | 5 | Warrants Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −732,469 0 owned after | $0.01 exercise price | 2010-06-23 | |
| 2008-11-12 | Chaney Russell Dean Director, Officer (Chairman,ChiefExecutiveOfficer), 10% Owner | 5 | Warrants Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,100,372 0 owned after | $0.01 exercise price | 2010-06-23 | |
| 2008-11-12 | Chaney Russell Dean Director, Officer (Chairman,ChiefExecutiveOfficer), 10% Owner | 5 | Warrants Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −732,469 0 owned after | $0.01 exercise price | 2010-06-23 |