COPsync, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows, 35 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-02-14: Reporting owner Alosa Joseph Rosario Sr.; Form 5/A; Security Option to Purchase Common Stock; Transaction Holding.
- 2017-01-20: Reporting owner SCHAFRAN LAWRENCE G; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-01-03: Reporting owner Alosa Joseph Rosario Sr.; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-01-03: Reporting owner Ingargiola Luisa; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-02-14 holding as of filing | Alosa Joseph Rosario Sr. Director | 5/A | Option to Purchase Common Stock Derivative · Direct | Holding | 5,233 owned after | no price filed | 2017-02-14 | |
| 2017-01-20 | SCHAFRAN LAWRENCE G Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.57 exercise price | 2017-01-26 | |
| 2017-01-03 | Alosa Joseph Rosario Sr. Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 8,630 owned after | $0.76 exercise price | 2017-02-14 | |
| 2017-01-03 | Ingargiola Luisa Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 6,660 owned after | $0.76 exercise price | 2017-02-14 | |
| 2016-10-14 holding as of filing | Powers Brad Director | 3 | Stock Options Derivative · Direct | Holding | $0.74 exercise price | 2016-10-14 | ||
| 2016-10-14 holding as of filing | Leber Ward E. Director | 3 | Stock Options Derivative · Direct | Holding | $0.74 exercise price | 2016-10-14 | ||
| 2016-08-29 | WOESSNER RONALD A Director, Officer (Chief Financial Officer) | 4 | Option to Purchase Common Stock of COPsync, Inc. Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 220,106 owned after | $2.22 exercise price | 2016-08-31 | |
| 2016-08-29 | Chaney Russell Dean Director | 4 | Option to Purchase Common Stock of COPsync, Inc. Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 937,240 owned after | $2.22 exercise price | 2016-08-31 | |
| 2016-05-23 | Alosa Joseph Rosario Sr. Director | 5 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,800 5,158 owned after | $1.80 exercise price | 2017-02-14 | |
| 2016-05-23 | Ingargiola Luisa Director | 5 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 0 owned after | $1.80 exercise price | 2017-02-14 | |
| 2016-02-24 | Ingargiola Luisa Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $1.77 exercise price | 2016-02-26 | |
| 2016-01-04 | Harris Robert Locke Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200 1,200 owned after | $1.99 exercise price | 2016-01-29 | |
| 2016-01-04 | Alosa Joseph Rosario Sr. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200 1,200 owned after | $1.99 exercise price | 2016-01-29 | |
| 2016-01-04 | Hochberg Joel Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200 1,200 owned after | $1.99 exercise price | 2016-01-29 | |
| 2016-01-04 | Tuskan Brian Kurt Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200 1,200 owned after | $1.99 exercise price | 2016-01-29 | |
| 2015-12-29 | WOESSNER RONALD A Director, Officer (Chief Executive Officer) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 70,000 owned after | $2.19 exercise price | 2016-01-28 | |
| 2015-06-19 holding as of filing | Tuskan Brian Kurt Director | 3 | Stock Options Derivative · Direct | Holding | $0.22 exercise price | 2015-06-19 | ||
| 2015-01-02 | Hochberg Joel Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.42 exercise price | 2015-01-07 | |
| 2015-01-02 | Alosa Joseph Rosario Sr. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.42 exercise price | 2015-01-06 | |
| 2015-01-02 | Harris Robert Locke Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.42 exercise price | 2015-01-06 | |
| 2014-12-01 holding as of filing | Harris Robert Locke Director | 3 | Stock Option Derivative · Direct · (m) | Holding | $0.10 exercise price | 2014-12-01 | ||
| 2014-12-01 holding as of filing | Harris Robert Locke Director | 3 | Stock Option Derivative · Direct · (m) | Holding | $0.10 exercise price | 2014-12-01 | ||
| 2014-01-02 | Alosa Joseph Rosario Sr. Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.10 exercise price | 2014-12-01 | |
| 2014-01-02 | Hochberg Joel Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.10 exercise price | 2014-02-14 | |
| 2013-01-02 | Alosa Joseph Rosario Sr. Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.10 exercise price | 2014-12-01 | |
| 2013-01-02 | Hochberg Joel Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.10 exercise price | 2014-02-14 | |
| 2012-01-02 | Hochberg Joel Director | 4/A | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.10 exercise price | 2012-02-01 | |
| 2012-01-02 | Hochberg Joel Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.10 exercise price | 2012-01-27 | |
| 2012-01-02 | Alosa Joseph Rosario Sr. Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.10 exercise price | 2012-01-26 | |
| 2011-09-07 | Hochberg Joel Director | 4 | Common Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.10 exercise price | 2011-10-11 | |
| 2011-09-07 | Alosa Joseph Rosario Sr Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.10 exercise price | 2011-10-06 | |
| 2010-11-15 holding as of filing | Wilson Barry W Officer (Chief Financial Officer) | 3 | Common Stock Option Derivative · Direct | Holding | $0.08 exercise price | 2010-11-15 | ||
| 2010-10-12 holding as of filing | WOESSNER RONALD A Officer (Chief Executive Officer) | 3 | Common Stock Option Derivative · Direct | Holding | $0.09 exercise price | 2010-10-12 | ||
| 2010-08-27 | WOESSNER RONALD A Director, Officer (Chief Financial Officer) | 4 | Option to Purchase Common Stock of COPsync, Inc. Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 180,106 owned after | $4.50 exercise price | 2016-08-31 | |
| 2009-12-16 | Chaney Russell Dean Director | 4 | Option to Purchase Common Stock of COPsync, Inc. Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 934,240 owned after | $4.50 exercise price | 2016-08-31 |