COLLECTIVE BRANDS, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-23: Reporting owner PAVELKA DARREL J; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-08-26: Reporting owner MASSEY MICHAEL J; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-24: Reporting owner Pettet Bruce T.; Form 3; Security Stock Appreciation Rights; Transaction Holding.
- 2011-06-24: Reporting owner Pettet Bruce T.; Form 3; Security Stock Appreciation Rights; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-23 | PAVELKA DARREL J Officer (Executive Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,005 27,005 owned after | $12.51 exercise price | 2011-11-28 | |
| 2011-08-26 | MASSEY MICHAEL J Officer (Interim CEO and President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,965 26,965 owned after | $12.70 exercise price | 2011-08-29 | |
| 2011-06-24 holding as of filing | Pettet Bruce T. Officer (President and CEO - CLI) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $35.00 exercise price | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Pettet Bruce T. Officer (President and CEO - CLI) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $23.16 exercise price | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Pettet Bruce T. Officer (President and CEO - CLI) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $12.45 exercise price | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Pettet Bruce T. Officer (President and CEO - CLI) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $11.08 exercise price | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Pettet Bruce T. Officer (President and CEO - CLI) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $11.08 exercise price | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Pettet Bruce T. Officer (President and CEO - CLI) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $22.18 exercise price | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Pettet Bruce T. Officer (President and CEO - CLI) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $20.45 exercise price | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Ribatt Gregg Officer (CEO and President - PLG) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $12.45 exercise price | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Ribatt Gregg Officer (CEO and President - PLG) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $11.08 exercise price | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Ribatt Gregg Officer (CEO and President - PLG) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $11.08 exercise price | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Ribatt Gregg Officer (CEO and President - PLG) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $22.18 exercise price | 2011-06-24 | ||
| 2011-06-24 holding as of filing | Ribatt Gregg Officer (CEO and President - PLG) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $20.45 exercise price | 2011-06-24 | ||
| 2011-03-24 | Rubel Matthew E Director, Officer (CEO and President) | 4/A | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,672 64,672 owned after | $20.45 exercise price | 2011-05-27 | |
| 2011-03-24 | Rubel Matthew E Director, Officer (CEO and President) | 4/A | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,672 64,672 owned after | $20.45 exercise price | 2011-05-27 | |
| 2011-03-24 | Via LuAnn Officer (President and CEO - Payless) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,775 24,775 owned after | $20.45 exercise price | 2011-03-25 | |
| 2011-03-24 | TREFF DOUGLAS J Officer (EVP - Chief Admin. Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,404 12,404 owned after | $20.45 exercise price | 2011-03-25 | |
| 2011-03-24 | Rubel Matthew E Director, Officer (CEO and President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129,344 129,344 owned after | $20.45 exercise price | 2011-03-25 | |
| 2011-03-24 | PAVELKA DARREL J Officer (Executive Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,658 12,658 owned after | $20.45 exercise price | 2011-03-25 | |
| 2011-03-24 | MASSEY MICHAEL J Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,617 4,617 owned after | $20.45 exercise price | 2011-03-25 | |
| 2011-03-24 | Click Betty J. Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,110 4,110 owned after | $20.45 exercise price | 2011-03-25 |