COLLECTIVE BRANDS, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-09: Reporting owner Click Betty J.; Form 4; Security Stock Appreciation Right; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-10-09: Reporting owner Click Betty J.; Form 4; Security Stock Appreciation Right; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-10-09: Reporting owner Click Betty J.; Form 4; Security Stock Appreciation Right; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-10-09: Reporting owner Click Betty J.; Form 4; Security Stock Appreciation Right; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-09 | Click Betty J. Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,110 0 owned after | $20.45 exercise price | 2012-10-10 | |
| 2012-10-09 | Click Betty J. Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,000 0 owned after | $11.08 exercise price | 2012-10-10 | |
| 2012-10-09 | Click Betty J. Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,800 0 owned after | $18.63 exercise price | 2012-10-10 | |
| 2012-10-09 | Click Betty J. Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $12.45 exercise price | 2012-10-10 | |
| 2012-10-09 | Via LuAnn Officer (President and CEO - Payless) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,775 0 owned after | $20.45 exercise price | 2012-10-10 | |
| 2012-10-09 | Via LuAnn Officer (President and CEO - Payless) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −86,417 0 owned after | $12.51 exercise price | 2012-10-10 | |
| 2012-10-09 | Via LuAnn Officer (President and CEO - Payless) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,625 0 owned after | $11.08 exercise price | 2012-10-10 | |
| 2012-10-09 | Via LuAnn Officer (President and CEO - Payless) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −71,289 0 owned after | $18.63 exercise price | 2012-10-10 | |
| 2012-10-09 | Ribatt Gregg Officer (CEO and President - PLG) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,332 0 owned after | $20.45 exercise price | 2012-10-10 | |
| 2012-10-09 | Ribatt Gregg Officer (CEO and President - PLG) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −87,500 0 owned after | $11.08 exercise price | 2012-10-10 | |
| 2012-10-09 | Ribatt Gregg Officer (CEO and President - PLG) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −124,306 0 owned after | $12.45 exercise price | 2012-10-10 | |
| 2012-10-09 | Pettet Bruce T. Officer (President and CEO - CLI) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,901 0 owned after | $20.45 exercise price | 2012-10-10 | |
| 2012-10-09 | Pettet Bruce T. Officer (President and CEO - CLI) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $12.45 exercise price | 2012-10-10 | |
| 2012-10-09 | Pettet Bruce T. Officer (President and CEO - CLI) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,844 0 owned after | $11.08 exercise price | 2012-10-10 | |
| 2012-10-09 | TREFF DOUGLAS J Officer (EVP - Chief Admin. Officer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,404 0 owned after | $20.45 exercise price | 2012-10-10 | |
| 2012-10-09 | TREFF DOUGLAS J Officer (EVP - Chief Admin. Officer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,625 0 owned after | $11.08 exercise price | 2012-10-10 | |
| 2012-10-09 | TREFF DOUGLAS J Officer (EVP - Chief Admin. Officer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $12.45 exercise price | 2012-10-10 | |
| 2012-10-09 | PAVELKA DARREL J Officer (Executive Vice President) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,658 0 owned after | $20.45 exercise price | 2012-10-10 | |
| 2012-10-09 | PAVELKA DARREL J Officer (Executive Vice President) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −48,125 0 owned after | $11.08 exercise price | 2012-10-10 | |
| 2012-10-09 | PAVELKA DARREL J Officer (Executive Vice President) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $12.45 exercise price | 2012-10-10 | |
| 2012-10-09 | PAVELKA DARREL J Officer (Executive Vice President) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,005 0 owned after | $12.51 exercise price | 2012-10-10 | |
| 2012-10-09 | PAVELKA DARREL J Officer (Executive Vice President) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,005 0 owned after | $12.51 exercise price | 2012-10-10 | |
| 2012-10-09 | MASSEY MICHAEL J Officer (CEO and President) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,617 0 owned after | $20.45 exercise price | 2012-10-10 | |
| 2012-10-09 | MASSEY MICHAEL J Officer (CEO and President) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,000 0 owned after | $11.08 exercise price | 2012-10-10 | |
| 2012-10-09 | MASSEY MICHAEL J Officer (CEO and President) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $12.45 exercise price | 2012-10-10 | |
| 2012-10-09 | MASSEY MICHAEL J Officer (CEO and President) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,965 0 owned after | $12.70 exercise price | 2012-10-10 | |
| 2012-10-09 | Boessen Douglas G. Officer (Division SVP, CFO & Treasurer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,500 0 owned after | $11.08 exercise price | 2012-10-10 | |
| 2012-10-09 | Boessen Douglas G. Officer (Division SVP, CFO & Treasurer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $12.45 exercise price | 2012-10-10 | |
| 2012-10-09 | Boessen Douglas G. Officer (Division SVP, CFO & Treasurer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $18.63 exercise price | 2012-10-10 | |
| 2012-10-09 | Boessen Douglas G. Officer (Division SVP, CFO & Treasurer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,400 0 owned after | $11.20 exercise price | 2012-10-10 |