Codiak BioSciences, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-09-15: Reporting owner Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V General Partner LLC | Flagship Ventures Fund V, L.P. | AFEYAN NOUBAR; Form 4; Security Warrants to purchase Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2022-09-15: Reporting owner Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V General Partner LLC | Flagship Ventures Fund V, L.P. | AFEYAN NOUBAR; Form 4; Security Warrants to purchase Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2022-09-13: Reporting owner GILLIS STEVEN; Form 4; Security Warrant (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2022-09-13: Reporting owner ARCH Venture Fund VIII Overage, L.P. | ARCH Venture Fund VIII, L.P. | BYBEE CLINTON | ARCH Venture Partners VIII, LLC | CRANDELL KEITH | NELSEN ROBERT | ARCH Venture Partners VIII, L.P.; Form 4; Security Warrant (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-09-15 | Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V General Partner LLC | Flagship Ventures Fund V, L.P. | AFEYAN NOUBAR 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants to purchase Common Stock Derivative · Indirect · By Flagship Ventures Fund V, L.P. | P Open market or private purchase of non-derivative or derivative security | +722,590 722,590 owned after | $1.88 exercise price | 2022-09-16 | |
| 2022-09-15 | Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V General Partner LLC | Flagship Ventures Fund V, L.P. | AFEYAN NOUBAR 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants to purchase Common Stock Derivative · Indirect · By Flagship V VentureLabs Rx Fund, L.P. | P Open market or private purchase of non-derivative or derivative security | +210,743 210,743 owned after | $1.88 exercise price | 2022-09-16 | |
| 2022-09-13 | GILLIS STEVEN Director | 4 | Warrant (Right to Buy) Derivative · Indirect · See footnotes | P Open market or private purchase of non-derivative or derivative security | +5,000,000 5,000,000 owned after | $1.88 exercise price | 2022-09-15 | |
| 2022-09-13 | ARCH Venture Fund VIII Overage, L.P. | ARCH Venture Fund VIII, L.P. | BYBEE CLINTON | ARCH Venture Partners VIII, LLC | CRANDELL KEITH | NELSEN ROBERT | ARCH Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000,000 5,000,000 owned after | $1.88 exercise price | 2022-09-15 |