Codiak BioSciences, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows, 38 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-10-16: Reporting owner Alaska Permanent Fund Corp; Form 4; Security Series A redeemable convertible preferred stock; Transaction C Conversion of derivative security.
- 2020-10-16: Reporting owner Alaska Permanent Fund Corp; Form 4; Security Series B redeemable convertible preferred stock; Transaction C Conversion of derivative security.
- 2020-10-16: Reporting owner Alaska Permanent Fund Corp; Form 4; Security Series B redeemable convertible preferred stock; Transaction C Conversion of derivative security.
- 2020-10-16: Reporting owner Alaska Permanent Fund Corp; Form 4; Security Series C redeemable convertible preferred stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-10-16 | Alaska Permanent Fund Corp 10% Owner | 4 | Series A redeemable convertible preferred stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −20,450,000 0 owned after | $0.00 | 2020-10-23 | |
| 2020-10-16 | Alaska Permanent Fund Corp 10% Owner | 4 | Series B redeemable convertible preferred stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,333,333 0 owned after | $0.00 | 2020-10-23 | |
| 2020-10-16 | Alaska Permanent Fund Corp 10% Owner | 4 | Series B redeemable convertible preferred stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −5,333,333 0 owned after | $0.00 | 2020-10-23 | |
| 2020-10-16 | Alaska Permanent Fund Corp 10% Owner | 4 | Series C redeemable convertible preferred stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,320,097 0 owned after | $0.00 | 2020-10-23 | |
| 2020-10-16 | Alaska Permanent Fund Corp 10% Owner | 4 | Series C redeemable convertible preferred stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −1,320,097 0 owned after | $0.00 | 2020-10-23 | |
| 2020-10-16 | CRANDELL KEITH | NELSEN ROBERT | ARCH Venture Fund VIII Overage, L.P. | ARCH Venture Partners VIII, LLC | BYBEE CLINTON | ARCH Venture Fund VIII, L.P. | ARCH Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −13,950,000 0 owned after | no price filed | 2020-10-20 | |
| 2020-10-16 | CRANDELL KEITH | NELSEN ROBERT | ARCH Venture Fund VIII Overage, L.P. | ARCH Venture Partners VIII, LLC | BYBEE CLINTON | ARCH Venture Fund VIII, L.P. | ARCH Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −6,500,000 0 owned after | no price filed | 2020-10-20 | |
| 2020-10-16 | CRANDELL KEITH | NELSEN ROBERT | ARCH Venture Fund VIII Overage, L.P. | ARCH Venture Partners VIII, LLC | BYBEE CLINTON | ARCH Venture Fund VIII, L.P. | ARCH Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,000,000 0 owned after | no price filed | 2020-10-20 | |
| 2020-10-16 | CRANDELL KEITH | NELSEN ROBERT | ARCH Venture Fund VIII Overage, L.P. | ARCH Venture Partners VIII, LLC | BYBEE CLINTON | ARCH Venture Fund VIII, L.P. | ARCH Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,333,333 0 owned after | no price filed | 2020-10-20 | |
| 2020-10-16 | CRANDELL KEITH | NELSEN ROBERT | ARCH Venture Fund VIII Overage, L.P. | ARCH Venture Partners VIII, LLC | BYBEE CLINTON | ARCH Venture Fund VIII, L.P. | ARCH Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,320,097 0 owned after | no price filed | 2020-10-20 | |
| 2020-10-16 | Flagship Ventures Fund V General Partner LLC | Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V, L.P. | AFEYAN NOUBAR 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,250,000 0 owned after | no price filed | 2020-10-20 | |
| 2020-10-16 | Flagship Ventures Fund V General Partner LLC | Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V, L.P. | AFEYAN NOUBAR 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,250,000 0 owned after | no price filed | 2020-10-20 | |
| 2020-10-16 | Flagship Ventures Fund V General Partner LLC | Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V, L.P. | AFEYAN NOUBAR 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,416,666 0 owned after | no price filed | 2020-10-20 | |
| 2020-10-16 | Flagship Ventures Fund V General Partner LLC | Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V, L.P. | AFEYAN NOUBAR 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,416,666 0 owned after | no price filed | 2020-10-20 | |
| 2020-10-16 | Flagship Ventures Fund V General Partner LLC | Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V, L.P. | AFEYAN NOUBAR 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −660,048 0 owned after | no price filed | 2020-10-20 | |
| 2020-10-16 | Flagship Ventures Fund V General Partner LLC | Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V, L.P. | AFEYAN NOUBAR 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −660,048 0 owned after | no price filed | 2020-10-20 | |
| 2020-10-16 | WILLIAMS DOUGLAS E Director, Officer (President & CEO) | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −66,004 0 owned after | no price filed | 2020-10-20 | |
| 2020-10-16 | GILLIS STEVEN Director | 4 | Series A Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −13,950,000 0 owned after | no price filed | 2020-10-20 | |
| 2020-10-16 | GILLIS STEVEN Director | 4 | Series B Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −3,000,000 0 owned after | no price filed | 2020-10-20 | |
| 2020-10-14 holding as of filing | Alaska Permanent Fund Corp 10% Owner | 3 | Series A redeemable convertible preferred stock Derivative · Indirect · See footnotes | Holding | no price filed | 2020-10-14 | ||
| 2020-10-14 holding as of filing | Alaska Permanent Fund Corp 10% Owner | 3 | Series B redeemable convertible preferred stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-10-14 | ||
| 2020-10-14 holding as of filing | Alaska Permanent Fund Corp 10% Owner | 3 | Series B redeemable convertible preferred stock Derivative · Indirect · See footnotes | Holding | no price filed | 2020-10-14 | ||
| 2020-10-14 holding as of filing | Alaska Permanent Fund Corp 10% Owner | 3 | Series C redeemable convertible preferred stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-10-14 | ||
| 2020-10-14 holding as of filing | Alaska Permanent Fund Corp 10% Owner | 3 | Series C redeemable convertible preferred stock Derivative · Indirect · See footnotes | Holding | no price filed | 2020-10-14 | ||
| 2020-10-13 holding as of filing | WILLIAMS DOUGLAS E Director, Officer (President & CEO) | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2020-10-13 | ||
| 2020-10-13 holding as of filing | GILLIS STEVEN Director | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2020-10-13 | ||
| 2020-10-13 holding as of filing | GILLIS STEVEN Director | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2020-10-13 | ||
| 2020-10-13 holding as of filing | ARCH Venture Partners VIII, LLC | ARCH Venture Fund VIII Overage, L.P. | BYBEE CLINTON | CRANDELL KEITH | NELSEN ROBERT | ARCH Venture Fund VIII, L.P. | ARCH Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2020-10-13 | ||
| 2020-10-13 holding as of filing | ARCH Venture Partners VIII, LLC | ARCH Venture Fund VIII Overage, L.P. | BYBEE CLINTON | CRANDELL KEITH | NELSEN ROBERT | ARCH Venture Fund VIII, L.P. | ARCH Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2020-10-13 | ||
| 2020-10-13 holding as of filing | ARCH Venture Partners VIII, LLC | ARCH Venture Fund VIII Overage, L.P. | BYBEE CLINTON | CRANDELL KEITH | NELSEN ROBERT | ARCH Venture Fund VIII, L.P. | ARCH Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2020-10-13 | ||
| 2020-10-13 holding as of filing | ARCH Venture Partners VIII, LLC | ARCH Venture Fund VIII Overage, L.P. | BYBEE CLINTON | CRANDELL KEITH | NELSEN ROBERT | ARCH Venture Fund VIII, L.P. | ARCH Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2020-10-13 | ||
| 2020-10-13 holding as of filing | ARCH Venture Partners VIII, LLC | ARCH Venture Fund VIII Overage, L.P. | BYBEE CLINTON | CRANDELL KEITH | NELSEN ROBERT | ARCH Venture Fund VIII, L.P. | ARCH Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2020-10-13 | ||
| 2020-10-13 holding as of filing | Flagship VentureLabs V Manager LLC | Flagship Pioneering Inc. | AFEYAN NOUBAR | Flagship Ventures Fund V General Partner LLC | Flagship VentureLabs V LLC | Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2020-10-13 | ||
| 2020-10-13 holding as of filing | Flagship VentureLabs V Manager LLC | Flagship Pioneering Inc. | AFEYAN NOUBAR | Flagship Ventures Fund V General Partner LLC | Flagship VentureLabs V LLC | Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2020-10-13 | ||
| 2020-10-13 holding as of filing | Flagship VentureLabs V Manager LLC | Flagship Pioneering Inc. | AFEYAN NOUBAR | Flagship Ventures Fund V General Partner LLC | Flagship VentureLabs V LLC | Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2020-10-13 | ||
| 2020-10-13 holding as of filing | Flagship VentureLabs V Manager LLC | Flagship Pioneering Inc. | AFEYAN NOUBAR | Flagship Ventures Fund V General Partner LLC | Flagship VentureLabs V LLC | Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2020-10-13 | ||
| 2020-10-13 holding as of filing | Flagship VentureLabs V Manager LLC | Flagship Pioneering Inc. | AFEYAN NOUBAR | Flagship Ventures Fund V General Partner LLC | Flagship VentureLabs V LLC | Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2020-10-13 | ||
| 2020-10-13 holding as of filing | Flagship VentureLabs V Manager LLC | Flagship Pioneering Inc. | AFEYAN NOUBAR | Flagship Ventures Fund V General Partner LLC | Flagship VentureLabs V LLC | Flagship V VentureLabs Rx Fund, L.P. | Flagship Ventures Fund V, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2020-10-13 |