CITIZENS FIRST CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-07: Reporting owner GRISE SARAH GLENN; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-09-06: Reporting owner GUTHRIE CHRISTOPHER B; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-07-25: Reporting owner BRAY BARRY D; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-06-29: Reporting owner Vance R Kevin; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-07 | GRISE SARAH GLENN Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +265 0 owned after | $13.00 exercise price | 2016-09-07 | |
| 2016-09-06 | GUTHRIE CHRISTOPHER B Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 0 owned after | $13.00 exercise price | 2016-09-07 | |
| 2016-07-25 | BRAY BARRY D Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 0 owned after | $13.00 exercise price | 2016-07-25 | |
| 2016-06-29 | Vance R Kevin Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 0 owned after | $13.00 exercise price | 2016-06-30 | |
| 2016-04-18 holding as of filing | SHEIDLER JACK Director | 4 | Stock Option Derivative · Direct | Holding | 525 owned after | $20.00 exercise price | 2016-04-18 | |
| 2016-04-18 holding as of filing | GRISE SARAH GLENN Director | 4 | Stock Option Derivative · Direct | Holding | 525 owned after | $20.00 exercise price | 2016-04-18 | |
| 2016-04-14 | SHEIDLER JACK Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 0 owned after | $13.00 exercise price | 2016-04-18 | |
| 2016-04-14 | GRISE SARAH GLENN Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −235 265 owned after | $13.00 exercise price | 2016-04-18 |