CITIZENS FIRST CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows, 42 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-19: Reporting owner SHEIDLER JACK; Form 4; Security Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2017-06-19: Reporting owner Milliken Amy Hale; Form 4; Security Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2017-06-19: Reporting owner Hilliard James Robert; Form 4; Security Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2017-06-19: Reporting owner BRAY BARRY D; Form 4; Security Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-19 | SHEIDLER JACK Director | 4 | Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −16 0 owned after | $14.06 exercise price | 2017-06-21 | |
| 2017-06-19 | Milliken Amy Hale Director | 4 | Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | +3 0 owned after | $14.06 exercise price | 2017-06-21 | |
| 2017-06-19 | Hilliard James Robert Director | 4 | Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −8 0 owned after | $14.06 exercise price | 2017-06-21 | |
| 2017-06-19 | BRAY BARRY D Director | 4 | Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −10 0 owned after | $14.06 exercise price | 2017-06-21 | |
| 2017-06-19 | BRAY BARRY D Director | 4 | Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −2 0 owned after | $14.06 exercise price | 2017-06-21 | |
| 2017-06-19 | Vance R Kevin Director | 4 | Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | +3 0 owned after | $14.06 exercise price | 2017-06-21 | |
| 2016-02-09 | THOMAS KIM M Officer (Executive Officer) | 4 | Convertible preferred stock Derivative · Direct | C Conversion of derivative security | −2 0 owned after | $14.06 exercise price | 2016-02-10 | |
| 2016-01-04 | KANIPE M TODD Director, Officer (President and CEO) | 4/A | Convertible preferred stock Derivative · Direct | C Conversion of derivative security | −1 0 owned after | $14.06 exercise price | 2016-01-06 | |
| 2016-01-04 | KANIPE M TODD Director, Officer (EVP and CFO) | 4 | Convertible preferred stock Derivative · Direct | C Conversion of derivative security | −2 0 owned after | $14.06 exercise price | 2016-01-05 | |
| 2016-01-04 | MARCUM STEVE Director, Officer (EVP and CFO) | 4 | Convertible preferred stock Derivative · Direct | C Conversion of derivative security | −2 0 owned after | $14.06 exercise price | 2016-01-05 | |
| 2014-03-25 holding as of filing | Milliken Amy Hale Director | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 2 owned after | $14.06 exercise price | 2014-03-25 | |
| 2014-03-25 holding as of filing | Milliken Amy Hale Director | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 3 owned after | $14.06 exercise price | 2014-03-25 | |
| 2012-02-08 | Vance R Kevin Director | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2 3 owned after | $24,313.92 | 2012-02-10 | |
| 2012-02-08 | SHEIDLER JACK Director | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8 16 owned after | $24,313.92 | 2012-02-10 | |
| 2012-02-08 | Milliken Amy Hale Director | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1 3 owned after | $24,313.92 | 2012-02-10 | |
| 2012-02-08 | Hilliard James Robert Director | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6 8 owned after | $24,313.92 | 2012-02-10 | |
| 2012-02-08 | BRAY BARRY D Director | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2 12 owned after | $24,313.92 | 2012-02-10 | |
| 2011-12-09 | Vance R Kevin Director | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1 1 owned after | $23,354.16 | 2011-12-09 | |
| 2011-12-09 | THOMAS KIM M Officer (EXECUTIVE VICE PRESIDENT) | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2 2 owned after | $23,354.16 | 2011-12-09 | |
| 2011-12-09 | MARCUM STEVE Officer (EVP and CFO) | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2 2 owned after | $23,354.16 | 2011-12-09 | |
| 2011-12-09 | KANIPE M TODD Director, Officer (President and CEO) | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1 1 owned after | $23,354.16 | 2011-12-09 | |
| 2011-12-09 | Hilliard James Robert Director | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2 2 owned after | $23,354.16 | 2011-12-09 | |
| 2011-12-09 | BRAY BARRY D Director | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2 10 owned after | $23,354.16 | 2011-12-09 | |
| 2011-12-09 | Milliken Amy Hale Director | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2 2 owned after | $23,354.16 | 2011-12-09 | |
| 2009-10-27 holding as of filing | Bouvette Maria L 10% Owner | 3/A | 6.5% Cumulative Convertible Preferred Stock Derivative · Indirect · Owned by Porter Bancorp, Inc. | Holding | no price filed | 2009-10-27 | ||
| 2009-10-26 holding as of filing | Porter J Chester 10% Owner | 3 | 6.5% Cumulative Convertible Preferred Stock Derivative · Indirect · Owned by Porter Bancorp, Inc. | Holding | no price filed | 2009-10-26 | ||
| 2009-10-26 holding as of filing | Porter Bancorp, Inc. 10% Owner | 3 | 6.5% Cumulative Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2009-10-26 | ||
| 2009-10-26 holding as of filing | Bouvette Maria L Director, Officer (President and CEO) | 3 | 6.5% Cumulative Convertible Preferred Stock Derivative · Indirect · Owned by Porter Bancorp, Inc. | Holding | no price filed | 2009-10-26 | ||
| 2009-03-18 holding as of filing | COHRON MARY D Director, Officer (President and CEO) | 4 | Convertible preferred stock Derivative · Direct | Holding | 11,377 owned after | $14.06 exercise price | 2009-03-18 | |
| 2007-06-25 holding as of filing | BRAY BARRY D Director | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 8 owned after | $14.06 exercise price | 2007-06-25 | |
| 2007-06-25 holding as of filing | BELL BILLY J Director | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 15 owned after | $14.06 exercise price | 2007-06-25 | |
| 2007-06-25 holding as of filing | SHEIDLER JACK Director | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 8 owned after | $14.06 exercise price | 2007-06-25 | |
| 2007-06-25 holding as of filing | STONE WILSON Director | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 4 owned after | $14.06 exercise price | 2007-06-25 | |
| 2007-06-25 holding as of filing | ELLIS FLOYD H Director | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 5 owned after | $14.06 exercise price | 2007-06-25 | |
| 2007-05-21 holding as of filing | BRAY BARRY D Director | 3/A | Convertible Preferred Stock Derivative · Direct | Holding | $14.06 exercise price | 2007-05-21 | ||
| 2006-11-02 holding as of filing | HARDCASTLE CHARLES 10% Owner | 3 | Convertible Preferred Stock Derivative · Indirect · By Wife | Holding | $14.06 exercise price | 2006-11-02 | ||
| 2006-11-02 holding as of filing | BRAY BARRY D Director | 3 | Convertible Preferred Stock Derivative · Direct | Holding | $14.06 exercise price | 2006-11-02 | ||
| 2006-11-02 holding as of filing | BELL BILLY J Director | 3 | Convertible Preferred Stock Derivative · Direct | Holding | $14.06 exercise price | 2006-11-02 | ||
| 2006-11-02 holding as of filing | COHRON MARY D Director, Officer (President & CEO) | 3 | Convertible Preferred Stock Derivative · Indirect · (m) | Holding | $14.06 exercise price | 2006-11-02 | ||
| 2006-11-02 holding as of filing | SHEIDLER JACK Director | 3 | Convertible Preferred Stock Derivative · Direct | Holding | $14.06 exercise price | 2006-11-02 | ||
| 2006-11-02 holding as of filing | STONE WILSON Director | 3 | Convertible Preferred Stock Derivative · Direct | Holding | $14.06 exercise price | 2006-11-02 | ||
| 2006-11-02 holding as of filing | ELLIS FLOYD H Director | 3 | Convertible Preferred Stock Derivative · Direct | Holding | $14.06 exercise price | 2006-11-02 |