Cimetrix Incorporated Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-09-30: Reporting owner JURETICH JODI M.; Form 5; Security Warrant (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-09-11: Reporting owner Thompson Michael B; Form 5; Security Warrant (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-06-30: Reporting owner JURETICH JODI M.; Form 5; Security Warrant (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-05-21: Reporting owner FAULKNER DAVID P; Form 5; Security Warrant (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-09-30 | JURETICH JODI M. Officer (CHIEF FINANCIAL OFFICER) | 5 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +590 590 owned after | $0.05 exercise price | 2012-04-04 | |
| 2009-09-11 | Thompson Michael B Director | 5 | Warrant (right to buy) Derivative · Indirect · By IRA | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.05 exercise price | 2012-04-04 | |
| 2009-06-30 | JURETICH JODI M. Officer (CHIEF FINANCIAL OFFICER) | 5 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,953 1,953 owned after | $0.05 exercise price | 2012-04-04 | |
| 2009-05-21 | FAULKNER DAVID P Officer (Exec VP - Sales and Mktg) | 5 | Warrant (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.35 exercise price | 2012-04-04 | |
| 2009-03-31 | CHANDLER SCOTT C Director | 5 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.05 exercise price | 2012-04-04 | |
| 2009-03-31 | JURETICH JODI M. Officer (CHIEF FINANCIAL OFFICER) | 5 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,953 1,953 owned after | $0.05 exercise price | 2012-04-04 | |
| 2009-02-10 | JURETICH JODI M. Officer (CHIEF FINANCIAL OFFICER) | 5 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.05 exercise price | 2012-04-04 | |
| 2009-01-26 | REBACK ROBERT H Officer (CHIEF EXECUTIVE OFFICER) | 5 | Warrant (right to buy) Derivative · Indirect · By 401(k) Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.05 exercise price | 2012-04-04 | |
| 2008-12-31 | JURETICH JODI M. Officer (CHIEF FINANCIAL OFFICER) | 5 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,906 1,906 owned after | $0.05 exercise price | 2012-04-04 | |
| 2004-09-14 | Johnson Paul A Officer (Vice President - Engineering) | 5 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $0.35 exercise price | 2012-04-04 | |
| 2002-11-15 | REBACK ROBERT H Officer (CHIEF EXECUTIVE OFFICER) | 5 | Warrant (right to buy) Derivative · Indirect · By IRA | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.35 exercise price | 2012-04-04 | |
| 2002-11-15 | FAULKNER DAVID P Officer (Exec VP - Sales and Mktg) | 5 | Warrant (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.35 exercise price | 2012-04-04 | |
| 2002-11-15 | FAULKNER DAVID P Officer (Exec VP - Sales and Mktg) | 5 | Warrant (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.35 exercise price | 2012-04-04 | |
| 2002-11-11 | REBACK ROBERT H Officer (CHIEF EXECUTIVE OFFICER) | 5 | Warrant (right to buy) Derivative · Indirect · By IRA | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.35 exercise price | 2012-04-04 |