Cimetrix Incorporated Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 61 rows, 61 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-13: Reporting owner CHANDLER SCOTT C; Form 4; Security Options (rights to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2014-05-13: Reporting owner Thompson Michael B; Form 4; Security Common stock-options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-05-13: Reporting owner GRADY EDWARD C; Form 4; Security Common stock-options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-05-13: Reporting owner CHANDLER SCOTT C; Form 4; Security Common stock-options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-13 | CHANDLER SCOTT C Director | 4 | Options (rights to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −7,500 42,500 owned after | $0.13 | 2014-12-17 | |
| 2014-05-13 | Thompson Michael B Director | 4 | Common stock-options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.13 exercise price | 2014-05-14 | |
| 2014-05-13 | GRADY EDWARD C Director | 4 | Common stock-options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.13 exercise price | 2014-05-14 | |
| 2014-05-13 | CHANDLER SCOTT C Director | 4 | Common stock-options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.13 exercise price | 2014-05-14 | |
| 2014-05-13 | JURETICH JODI M. Officer (CFO) | 4 | Common stock-options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.13 exercise price | 2014-05-14 | |
| 2013-11-14 | GRADY EDWARD C Director | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.15 exercise price | 2013-11-18 | |
| 2013-11-14 | Thompson Michael B Director | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.15 exercise price | 2013-11-18 | |
| 2013-11-14 | REBACK ROBERT H Officer (CEO) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325,000 325,000 owned after | $0.15 exercise price | 2013-11-18 | |
| 2013-11-14 | JURETICH JODI M. Officer (CFO) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.15 exercise price | 2013-11-18 | |
| 2013-11-14 | Johnson Paul A Officer (Vice President-Engineering) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.15 exercise price | 2013-11-18 | |
| 2013-11-14 | FAULKNER DAVID P Officer (EVP Sales & Marketing) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.15 exercise price | 2013-11-18 | |
| 2013-11-14 | CHANDLER SCOTT C Director | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.15 exercise price | 2013-11-18 | |
| 2013-06-14 | Thompson Michael B Director | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 250,000 owned after | $0.13 | 2013-06-18 | |
| 2013-06-14 | GRADY EDWARD C Director | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 100,000 owned after | $0.13 | 2013-06-18 | |
| 2013-06-14 | CHANDLER SCOTT C Director | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 250,000 owned after | $0.13 | 2013-06-18 | |
| 2012-11-15 | REBACK ROBERT H Officer (CEO) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.12 | 2012-11-27 | |
| 2012-11-15 | JURETICH JODI M. Officer (CFO) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.12 | 2012-11-27 | |
| 2012-11-15 | Johnson Paul A Officer (V.P. Engineering) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.12 | 2012-11-27 | |
| 2012-11-15 | FAULKNER DAVID P Officer (EVP Sales & Marketing) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.12 | 2012-11-27 | |
| 2012-06-01 | Thompson Michael B Director | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.13 exercise price | 2012-06-11 | |
| 2012-06-01 | CHANDLER SCOTT C Director | 4 | CS- OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.13 exercise price | 2012-06-11 | |
| 2012-06-01 | GRADY EDWARD C Director | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.13 exercise price | 2012-06-11 | |
| 2011-11-28 | REBACK ROBERT H Officer (CHIEF EXECUTIVE OFFICER) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.17 | 2011-12-21 | |
| 2011-11-28 | JURETICH JODI M. Officer (CHIEF FINANCIAL OFFICER) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.17 | 2011-12-21 | |
| 2011-11-28 | Johnson Paul Officer (Vice President - Engineering) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.17 | 2011-12-21 | |
| 2011-11-28 | FAULKNER DAVID P Officer (Exec VP - Sales and Mktg) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.17 | 2011-12-21 | |
| 2011-03-10 | Johnson Paul Officer (OFFICER) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.36 | 2011-03-22 | |
| 2010-08-12 | Johnson Paul Officer (OFFICER) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.23 | 2011-03-22 | |
| 2010-05-13 | WEBER C ALAN Director | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.10 | 2010-05-18 | |
| 2010-05-13 | Thompson Michael B Director | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.10 | 2010-05-18 | |
| 2010-05-13 | CHANDLER SCOTT C Director | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.10 | 2010-05-18 | |
| 2010-03-18 | REBACK ROBERT H Officer (CHIEF EXECUTIVE OFFICER) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.08 | 2010-03-24 | |
| 2010-03-18 | FAULKNER DAVID P Officer (EVP of Sales and Marketing) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.08 | 2010-03-24 | |
| 2009-05-14 | JURETICH JODI M. Officer (CFO) | 4 | Options (rights to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,000 70,000 owned after | $0.02 | 2014-12-17 | |
| 2009-05-14 | Vahdani Kourosh Officer (VP OF GLOBAL SERVICES) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.02 | 2009-08-14 | |
| 2009-05-14 | Thompson Michael B Director | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.02 | 2009-08-14 | |
| 2009-05-14 | REBACK ROBERT H Officer (PRESIDENT AND CEO) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.02 | 2009-08-14 | |
| 2009-05-14 | JURETICH JODI M. Officer (CHIEF FINANCIAL OFFICER) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.02 | 2009-08-14 | |
| 2009-05-14 | FAULKNER DAVID P Officer (EVP of Sales and Marketing) | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.02 | 2009-08-14 | |
| 2009-05-14 | CHANDLER SCOTT C Director | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.02 | 2009-08-14 | |
| 2009-05-14 | WEBER C ALAN Director | 4 | CS-OPTIONS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.02 | 2009-08-14 | |
| 2008-12-08 holding as of filing | Juretich Jodi M. Officer (Chief Financial Officer) | 3 | Options (Rights to Buy) Derivative · Direct | Holding | $0.27 exercise price | 2008-12-08 | ||
| 2008-12-08 holding as of filing | Juretich Jodi M. Officer (Chief Financial Officer) | 3 | Options (Rights to Buy) Derivative · Direct | Holding | $0.27 exercise price | 2008-12-08 | ||
| 2008-12-08 holding as of filing | Juretich Jodi M. Officer (Chief Financial Officer) | 3 | Options (Rights to Buy) Derivative · Direct | Holding | $0.12 exercise price | 2008-12-08 | ||
| 2008-12-08 holding as of filing | Juretich Jodi M. Officer (Chief Financial Officer) | 3 | Options (Rights to Buy) Derivative · Direct | Holding | $0.04 exercise price | 2008-12-08 | ||
| 2008-11-13 | JURETICH JODI M. Officer (CFO) | 4 | Options (rights to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,778 40,000 owned after | $0.04 | 2014-12-17 | |
| 2008-05-13 | JURETICH JODI M. Officer (CFO) | 4 | Options (rights to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −3,320 60,846 owned after | $0.12 | 2014-12-17 | |
| 2008-05-13 | WEBER C ALAN Director | 4 | CS OPTION Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.12 exercise price | 2008-10-07 | |
| 2008-05-13 | CHANDLER SCOTT C Director | 4 | CS OPTION Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.12 exercise price | 2008-10-07 | |
| 2008-05-13 | Thompson Michael B Director | 4 | CS OPTION Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.12 exercise price | 2008-10-03 | |
| 2008-03-18 | FAULKNER DAVID P Officer (EVP of Sales and Marketing) | 4 | CS OPTION Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.17 exercise price | 2008-10-03 | |
| 2008-03-18 | REBACK ROBERT H Officer (PRESIDENT AND CEO) | 4 | CS OPTION Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.17 exercise price | 2008-10-03 | |
| 2007-03-15 | Vahdani Kourosh Officer (VP of Global Services) | 4 | CS-Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 475,000 owned after | $0.28 exercise price | 2007-04-06 | |
| 2006-10-03 | FAULKNER DAVID P Officer (EVP of Sales & Marketing) | 4 | CS-Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 1,200,000 owned after | $0.32 exercise price | 2006-10-05 | |
| 2006-10-03 | Vahdani Kourosh Officer (VP of Global Services) | 4 | CS-Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 375,000 owned after | $0.32 exercise price | 2006-10-05 | |
| 2006-05-19 | WEBER C ALAN Director | 4 | CS-Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 200,000 owned after | $0.57 exercise price | 2006-05-23 | |
| 2006-05-19 | CHANDLER SCOTT C Director | 4 | CS-Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 200,000 owned after | $0.57 exercise price | 2006-05-23 | |
| 2006-05-19 | Thompson Michael B Director | 4 | CS-Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 150,000 owned after | $0.57 exercise price | 2006-05-23 | |
| 2006-04-21 | REBACK ROBERT H Officer (President and CEO) | 4 | CS-Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325,000 1,550,000 owned after | $0.45 exercise price | 2006-05-23 | |
| 2005-04-05 | GAUGER DENNIS P Officer (Chief Financial Officer) | 4/A | CS-Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 70,000 owned after | $0.46 exercise price | 2006-04-06 | |
| 2005-04-05 | GAUGER DENNIS P Officer (Chief Financial Officer) | 4 | CS-Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 70,000 owned after | $0.46 exercise price | 2006-04-06 |