CHART INDUSTRIES, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-05-04: Reporting owner Webster Kenneth J; Form 4; Security Restricted Stock Unit; Transaction Holding.
- 2016-04-19: Reporting owner Webster Kenneth J; Form 4; Security Restricted Stock Unit; Transaction Holding.
- 2016-02-19: Reporting owner Webster Kenneth J; Form 4; Security Restricted Stock Unit; Transaction Holding.
- 2016-02-19: Reporting owner Klaben Matthew J; Form 4; Security Restricted Stock Unit; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-05-04 holding as of filing | Webster Kenneth J Officer (Vice President and CFO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 650 owned after | no price filed | 2016-05-04 | |
| 2016-04-19 holding as of filing | Webster Kenneth J Officer (Vice President and CFO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 650 owned after | no price filed | 2016-04-19 | |
| 2016-02-19 holding as of filing | Webster Kenneth J Officer (Vice Pres., CAO and Controller) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 650 owned after | no price filed | 2016-02-19 | |
| 2016-02-19 holding as of filing | Klaben Matthew J Officer (VP, General Counsel and Sec.) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 1,400 owned after | no price filed | 2016-02-19 | |
| 2016-02-19 holding as of filing | BIEHL MICHAEL F Officer (Executive VP and CFO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 2,450 owned after | no price filed | 2016-02-19 | |
| 2016-02-19 holding as of filing | THOMAS SAMUEL F Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 9,720 owned after | no price filed | 2016-02-19 | |
| 2016-01-05 holding as of filing | Webster Kenneth J Officer (Vice Pres., CAO and Controller) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 650 owned after | no price filed | 2016-01-05 | |
| 2016-01-05 holding as of filing | Klaben Matthew J Officer (VP, General Counsel and Sec.) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 1,400 owned after | no price filed | 2016-01-05 | |
| 2016-01-05 holding as of filing | BIEHL MICHAEL F Officer (Executive VP and CFO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 2,450 owned after | no price filed | 2016-01-05 | |
| 2016-01-05 holding as of filing | THOMAS SAMUEL F Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 9,720 owned after | no price filed | 2016-01-05 | |
| 2016-01-02 | Webster Kenneth J Officer (Vice Pres., CAO and Controller) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −390 0 owned after | $0.00 | 2016-01-05 | |
| 2016-01-02 | Klaben Matthew J Officer (VP, General Counsel and Sec.) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −835 0 owned after | $0.00 | 2016-01-05 | |
| 2016-01-02 | BIEHL MICHAEL F Officer (Executive VP and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,435 0 owned after | $0.00 | 2016-01-05 | |
| 2016-01-02 | THOMAS SAMUEL F Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,825 0 owned after | $0.00 | 2016-01-05 |