CHART INDUSTRIES, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-01-02: Reporting owner Webster Kenneth J; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-01-02: Reporting owner THOMAS SAMUEL F; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-05-04: Reporting owner Webster Kenneth J; Form 4; Security Restricted Stock Unit; Transaction Holding.
- 2016-04-19: Reporting owner Webster Kenneth J; Form 4; Security Restricted Stock Unit; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-01-02 | Webster Kenneth J Officer (Vice President and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −325 0 owned after | $0.00 | 2017-01-04 | |
| 2017-01-02 | THOMAS SAMUEL F Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,860 0 owned after | $0.00 | 2017-01-04 |