CHART INDUSTRIES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-11-24: Reporting owner Vinci Gerald F; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-01-02: Reporting owner Vinci Gerald F; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-01-02: Reporting owner Bishop John Champion VII; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-01-02: Reporting owner Evanko Jillian C.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-11-24 | Vinci Gerald F Officer (VP & Chief Human Resources Ofc) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,850 25,810 owned after | $36.93 exercise price | 2020-11-27 | |
| 2020-01-02 | Vinci Gerald F Officer (VP & Chief Human Resources Ofc) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,150 4,150 owned after | $68.80 exercise price | 2020-01-06 | |
| 2020-01-02 | Bishop John Champion VII Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,120 6,120 owned after | $68.80 exercise price | 2020-01-06 | |
| 2020-01-02 | Evanko Jillian C. Director, Officer (CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,260 32,260 owned after | $68.80 exercise price | 2020-01-06 | |
| 2020-01-02 | Hotchkiss Herbert Officer (VP, GC and Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,150 4,150 owned after | $68.80 exercise price | 2020-01-06 | |
| 2020-01-02 | Merkle Scott W Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,280 1,280 owned after | $68.80 exercise price | 2020-01-06 |