CASCADE MICROTECH INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-08: Reporting owner Carlson F Paul; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-08: Reporting owner Carlson F Paul; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-12-08: Reporting owner BARNES KEITH; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-12-08: Reporting owner BARNES KEITH; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-08 | Carlson F Paul Director | 4 | Restricted Stock Unit Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,667 111,454 owned after | $0.00 | 2008-12-09 | |
| 2008-12-08 | Carlson F Paul Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 1,666 owned after | $0.00 | 2008-12-09 | |
| 2008-12-08 | BARNES KEITH Director | 4 | Restricted Stock Unit Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,667 3,334 owned after | $0.00 | 2008-12-09 | |
| 2008-12-08 | BARNES KEITH Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 1,666 owned after | $0.00 | 2008-12-09 | |
| 2008-12-08 | OLeary George Director | 4 | Restricted Stock Unit Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,667 107,597 owned after | $0.00 | 2008-12-09 | |
| 2008-12-08 | OLeary George Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 1,666 owned after | $0.00 | 2008-12-09 | |
| 2008-12-08 | SPIVEY WILLIAM Director | 4 | Restricted Stock Unit Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,667 81,132 owned after | $0.00 | 2008-12-09 | |
| 2008-12-08 | SPIVEY WILLIAM Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 1,666 owned after | $0.00 | 2008-12-09 | |
| 2008-11-14 | OLeary George Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2008-11-17 | |
| 2008-11-14 | SPIVEY WILLIAM Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2008-11-17 | |
| 2008-11-14 | LINK RAYMOND A Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2008-11-17 | |
| 2008-11-14 | Carlson F Paul Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2008-11-17 | |
| 2008-11-14 | BARNES KEITH Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2008-11-17 | |
| 2008-08-15 holding as of filing | Nambiar Anand Officer (Vice President of Operations) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2008-08-15 | ||
| 2008-08-15 holding as of filing | Kondrat Michael J Officer (Vice President of Marketing) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2008-08-15 | ||
| 2008-02-08 | LINK RAYMOND A Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 3,333 owned after | $0.00 | 2008-02-13 | |
| 2008-01-16 | Carlson F Paul Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2008-01-18 | |
| 2008-01-16 | OLeary George Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2008-01-18 | |
| 2008-01-16 | SPIVEY WILLIAM Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2008-01-18 | |
| 2008-01-16 | LINK RAYMOND A Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2008-01-18 | |
| 2008-01-16 | BARNES KEITH Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2008-01-18 |