CASCADE MICROTECH INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 92 rows, 92 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-02-06: Reporting owner BURGER MICHAEL D; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-02-06: Reporting owner Killian Jeffrey A; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-02-06: Reporting owner Raim Ellen; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-07-07: Reporting owner SPIVEY WILLIAM; Form 4; Security Option to purchase common stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-02-06 | BURGER MICHAEL D Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,000 26,000 owned after | $14.34 | 2015-02-10 | |
| 2015-02-06 | Killian Jeffrey A Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,700 13,700 owned after | $14.34 | 2015-02-10 | |
| 2015-02-06 | Raim Ellen Officer (VP, Human Resources) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,750 9,750 owned after | $14.34 | 2015-02-10 | |
| 2014-07-07 | SPIVEY WILLIAM Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $9.50 | 2014-07-08 | |
| 2014-06-02 | Harris Steven L Officer (Executive Vice President) | 4 | Options to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,535 8,510 owned after | $4.24 | 2014-06-03 | |
| 2014-05-30 | Harris Steven L Officer (Executive Vice President) | 4 | Options to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,976 14,045 owned after | $4.24 | 2014-06-03 | |
| 2014-02-07 | BURGER MICHAEL D Officer (President & CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $9.61 | 2014-02-11 | |
| 2013-11-12 | Ahlgren Debbora Officer (Vice President, Marketing) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $10.88 | 2013-11-15 | |
| 2013-11-12 | Killian Jeffrey A Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 21,000 owned after | $10.88 | 2013-11-15 | |
| 2013-11-12 | Raim Ellen Officer (VP, Human Resources) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $10.88 | 2013-11-15 | |
| 2013-11-12 | Harris Steven L Officer (Executive Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 21,000 owned after | $10.88 | 2013-11-15 | |
| 2013-11-12 | Mahon Steven Scott Officer (Vice President, Operations) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $10.88 | 2013-11-15 | |
| 2013-11-12 | Selley Robert Officer (VP, Sales) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $10.88 | 2013-11-15 | |
| 2013-10-07 | Harris Steven L Officer (Executive Vice President) | 4 | Options to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,294 16,292 owned after | $3.11 | 2013-10-08 | |
| 2013-09-24 | Harris Steven L Officer (Executive Vice President) | 4 | Options to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 22,586 owned after | $3.11 | 2013-09-26 | |
| 2013-09-16 | Harris Steven L Officer (Executive Vice President) | 4 | Options to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 26,586 owned after | $3.11 | 2013-09-18 | |
| 2013-08-06 | Carlson F Paul Director, Officer (Chairman) | 4/A | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.00 exercise price | 2013-10-22 | |
| 2013-08-06 | Carlson F Paul Director, Officer (Chairman) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.00 exercise price | 2013-08-08 | |
| 2013-07-18 | SPIVEY WILLIAM Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.00 | 2013-07-22 | |
| 2013-02-01 | BURGER MICHAEL D Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $7.53 | 2013-02-05 | |
| 2013-01-30 | O'Mara Paul J Officer (VP Sales) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 38,280 owned after | $3.11 | 2013-02-01 | |
| 2013-01-17 | Harris Steven L Officer (Executive Vice President) | 4 | Options to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 30,586 owned after | $3.11 | 2013-01-22 | |
| 2013-01-17 | O'Mara Paul J Officer (VP Sales) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,977 41,280 owned after | $3.11 | 2013-01-22 | |
| 2012-11-08 | Mahon Steven Scott Officer (Vice President, Operations) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $5.15 | 2012-11-13 | |
| 2012-11-08 | Raim Ellen Officer (VP, Human Resources) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $5.15 | 2012-11-13 | |
| 2012-11-08 | O'Mara Paul J Officer (VP Sales) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $5.15 | 2012-11-13 | |
| 2012-11-08 | Killian Jeffrey A Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $5.15 | 2012-11-13 | |
| 2012-11-08 | Harris Steven L Officer (Executive Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $5.15 | 2012-11-13 | |
| 2012-11-08 | Ahlgren Debbora Officer (VP, Marketing) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $5.15 | 2012-11-13 | |
| 2012-02-03 | BURGER MICHAEL D Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.63 | 2012-02-07 | |
| 2011-11-10 | O'Mara Paul J Officer (VP Sales) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.91 | 2011-11-14 | |
| 2011-11-10 | Killian Jeffrey A Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.91 | 2011-11-14 | |
| 2011-11-10 | Raim Ellen Officer (VP, Human Resources) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.91 | 2011-11-14 | |
| 2011-11-10 | Mahon Steven Scott Officer (Vice President Operations) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.91 | 2011-11-14 | |
| 2011-11-10 | Harris Steven L Officer (Executive Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.91 | 2011-11-14 | |
| 2011-11-10 | Strid Eric W Director, Officer (Chief Technology Officer), 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.91 | 2011-11-14 | |
| 2011-05-05 | O'Mara Paul J Officer (VP Sales) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23 43,257 owned after | $3.11 | 2011-05-06 | |
| 2011-02-03 | Harris Steven L Officer (Executive Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,869 15,869 owned after | $6.28 | 2011-02-07 | |
| 2011-02-03 | Raim Ellen Officer (VP, Human Resources) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,884 4,884 owned after | $6.28 | 2011-02-07 | |
| 2011-02-03 | Killian Jeffrey A Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,517 9,517 owned after | $6.28 | 2011-02-07 | |
| 2011-02-03 | BURGER MICHAEL D Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,644 11,644 owned after | $6.28 | 2011-02-07 | |
| 2011-02-03 | Mahon Steven Scott Officer (Vice President Operations) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,791 1,791 owned after | $6.28 | 2011-02-07 | |
| 2011-02-03 | Kondrat Michael J Officer (VP Marketing) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,118 8,118 owned after | $6.28 | 2011-02-07 | |
| 2011-02-03 | O'Mara Paul J Officer (VP Sales) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,196 12,196 owned after | $6.28 | 2011-02-07 | |
| 2010-08-13 | BURGER MICHAEL D Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $4.14 | 2010-08-17 | |
| 2010-02-05 | SIPOWICZ STEVEN Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,184 14,184 owned after | $4.24 | 2010-02-09 | |
| 2010-02-05 | Harris Steven L Officer (Executive V.P. Engineering) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,021 17,021 owned after | $4.24 | 2010-02-09 | |
| 2010-02-05 | O'Mara Paul J Officer (VP Sales) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,184 14,184 owned after | $4.24 | 2010-02-09 | |
| 2010-02-05 | Nambiar Anand Officer (Vice President of Operations) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,401 16,401 owned after | $4.24 | 2010-02-09 | |
| 2010-02-05 | Kondrat Michael J Officer (VP Marketing) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,057 12,057 owned after | $4.24 | 2010-02-09 | |
| 2009-02-06 | O'Mara Paul J Officer (VP Sales) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,280 43,280 owned after | $3.11 | 2009-02-10 | |
| 2009-02-06 | Harris Steven L Officer (Vice President Engineering) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,586 32,586 owned after | $3.11 | 2009-02-10 | |
| 2009-02-06 | SIPOWICZ STEVEN Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,912 29,912 owned after | $3.11 | 2009-02-10 | |
| 2009-02-06 | WILD GEOFFREY Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.11 | 2009-02-10 | |
| 2009-02-06 | Nambiar Anand Officer (Vice President of Operations) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,832 49,832 owned after | $3.11 | 2009-02-10 | |
| 2009-02-06 | Kondrat Michael J Officer (VP Marketing) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,864 36,864 owned after | $3.11 | 2009-02-10 | |
| 2008-06-30 | SPIVEY WILLIAM Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,583 0 owned after | $3.80 | 2008-07-01 | |
| 2008-06-30 | SPIVEY WILLIAM Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,315 0 owned after | $3.80 | 2008-07-01 | |
| 2008-03-19 | SPIVEY WILLIAM Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,750 1,583 owned after | $3.80 | 2008-03-21 | |
| 2008-02-08 | WILD GEOFFREY Director, Officer (President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $8.06 | 2008-02-13 | |
| 2007-05-21 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,900 0 owned after | $7.00 | 2007-05-22 | |
| 2007-05-21 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 14,900 owned after | $7.00 | 2007-05-22 | |
| 2007-04-30 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,900 7,900 owned after | $7.00 | 2007-05-03 | |
| 2007-04-30 | McFadden Bruce Officer (VP Corporate Development) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $3.10 | 2007-05-01 | |
| 2007-04-27 | Pence John Officer (VP/GM Engineering Products) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,100 12,800 owned after | $7.00 | 2007-04-30 | |
| 2007-04-27 | McFadden Bruce Officer (VP Corporate Development) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $3.10 | 2007-04-30 | |
| 2007-03-15 holding as of filing | Damkroger Willis D Officer (VP/GM Pyramid Probe Division) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $13.65 exercise price | 2007-03-15 | ||
| 2007-03-15 holding as of filing | Damkroger Willis D Officer (VP/GM Pyramid Probe Division) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $14.04 exercise price | 2007-03-15 | ||
| 2007-03-15 holding as of filing | Damkroger Willis D Officer (VP/GM Pyramid Probe Division) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $13.65 exercise price | 2007-03-15 | ||
| 2007-03-15 holding as of filing | Damkroger Willis D Officer (VP/GM Pyramid Probe Division) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $14.04 exercise price | 2007-03-15 | ||
| 2007-02-01 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $3.80 | 2007-02-05 | |
| 2007-02-01 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $3.80 | 2007-02-05 | |
| 2007-02-01 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 17,900 owned after | $7.00 | 2007-02-05 | |
| 2006-11-17 | SIPOWICZ STEVEN Officer (Chief Financial Officer) | 4 | Incentive Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,544 5,544 owned after | $13.65 | 2006-11-21 | |
| 2006-11-17 | SIPOWICZ STEVEN Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,456 6,456 owned after | $13.65 | 2006-11-21 | |
| 2006-11-17 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Incentive Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,705 11,705 owned after | $13.65 | 2006-11-21 | |
| 2006-11-17 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,295 8,295 owned after | $13.65 | 2006-11-21 | |
| 2006-11-17 | McFadden Bruce Officer (VP/GM Pyramid Probe Division) | 4 | Incentive Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,922 6,922 owned after | $13.65 | 2006-11-21 | |
| 2006-11-17 | McFadden Bruce Officer (VP/GM Pyramid Probe Division) | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,078 3,078 owned after | $13.65 | 2006-11-21 | |
| 2006-11-01 | McFadden Bruce Officer (Vice President/GM) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $3.10 | 2006-11-03 | |
| 2006-10-27 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $3.10 | 2006-10-31 | |
| 2006-10-10 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $3.10 | 2006-10-11 | |
| 2006-10-03 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 10,000 owned after | $3.10 | 2006-10-05 | |
| 2006-10-02 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 15,500 owned after | $3.10 | 2006-10-03 | |
| 2006-09-29 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,400 15,600 owned after | $3.10 | 2006-10-03 | |
| 2006-09-26 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 20,000 owned after | $3.10 | 2006-09-28 | |
| 2006-09-18 | McFadden Bruce Officer (Vice President / GM) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,200 40,000 owned after | $3.10 | 2006-09-19 | |
| 2006-09-15 | McFadden Bruce Officer (Vice President / GM) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,800 46,200 owned after | $3.10 | 2006-09-19 | |
| 2006-09-06 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 25,000 owned after | $3.10 | 2006-09-08 | |
| 2006-09-06 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $3.10 | 2006-09-08 | |
| 2006-08-11 | LINK RAYMOND A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $11.06 | 2006-08-15 | |
| 2006-01-26 | Pence John Officer (VP/GM Engineering Products Div) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 159,000 owned after | $3.10 | 2006-01-30 |