Casa Systems, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-02-26: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-06-11; Total offering amount $1.
- 2015-02-26: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2012-05-25; Total offering amount $1.
- 2015-02-04: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-01-23; Total offering amount $1.
- 2009-07-07: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2009-06-26; Total offering amount $3,154,081.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-02-26 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2014-06-11 | $1 | $1 | $0 | 13 |
| 2015-02-26 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2012-05-25 | $1 | $1 | $0 | 2 |
| 2015-02-04 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2015-01-23 | $1 | $1 | $0 | 3 |
| 2009-07-07 | Rule 506 | Equity; OptionToAcquire | 2009-06-26 | $3,154,081 | $3,154,081 | $0 | 2 |