Casa Systems, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows, 26 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-05-09: Reporting owner Durkin Edward; Form 4; Security Stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-05-09: Reporting owner Chen Weidong; Form 4; Security Stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-08-19: Reporting owner STYSLINGER WILLIAM C III; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-08-19: Reporting owner STYSLINGER WILLIAM C III; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-05-09 | Durkin Edward Officer (Chief Financial Officer) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.60 exercise price | 2022-05-11 | |
| 2022-05-09 | Chen Weidong Officer (Chief Technology Officer) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $3.60 exercise price | 2022-05-11 | |
| 2020-08-19 | STYSLINGER WILLIAM C III Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $1.69 exercise price | 2020-08-20 | |
| 2020-08-19 | STYSLINGER WILLIAM C III Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 0 owned after | $1.69 exercise price | 2020-08-20 | |
| 2020-02-07 holding as of filing | Bruckner Scott Officer (Interim CFO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $13.00 exercise price | 2020-02-07 | ||
| 2019-11-06 | Chen Weidong Officer (Chief Technology Officer) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 500,000 owned after | $1.69 exercise price | 2019-11-08 | |
| 2018-08-22 holding as of filing | McCarthy Shaun N. Officer (Interim CFO) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $2.29 exercise price | 2018-08-22 | ||
| 2018-04-30 | Pucheril Abraham Officer (SVP of Worldwide Sales) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,301 319,479 owned after | $1.69 exercise price | 2018-05-02 | |
| 2018-04-30 | Hall Gary D Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,301 537,699 owned after | $1.48 exercise price | 2018-05-02 | |
| 2018-03-08 | Chen Weidong Director, Officer (Chief Technology Officer) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,243 43,243 owned after | $24.87 exercise price | 2018-03-28 | |
| 2018-03-08 | Xie Lucy Director, Officer (SVP of Operations) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,676 75,676 owned after | $24.87 exercise price | 2018-03-28 | |
| 2018-03-08 | Guo Jerry Director, Officer (President & CEO), 10% Owner | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +299,457 299,457 owned after | $24.87 exercise price | 2018-03-28 | |
| 2017-12-14 holding as of filing | Xie Lucy Director, Officer (SVP of Operations) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $4.18 exercise price | 2017-12-14 | ||
| 2017-12-14 holding as of filing | Xie Lucy Director, Officer (SVP of Operations) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $8.39 exercise price | 2017-12-14 | ||
| 2017-12-14 holding as of filing | Xie Lucy Director, Officer (SVP of Operations) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $12.24 exercise price | 2017-12-14 | ||
| 2017-12-14 holding as of filing | STYSLINGER WILLIAM C III Director | 3 | Stock option (right to buy) Derivative · Direct | Holding | $1.69 exercise price | 2017-12-14 | ||
| 2017-12-14 holding as of filing | STYSLINGER WILLIAM C III Director | 3 | Stock option (right to buy) Derivative · Direct | Holding | $1.69 exercise price | 2017-12-14 | ||
| 2017-12-14 holding as of filing | Pucheril Abraham Officer (SVP of Worldwide Sales) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $1.69 exercise price | 2017-12-14 | ||
| 2017-12-14 holding as of filing | Hall Gary D Officer (Chief Financial Officer) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $1.48 exercise price | 2017-12-14 | ||
| 2017-12-14 holding as of filing | Guo Jerry Director, Officer (President & CEO), 10% Owner | 3 | Stock option (right to buy) Derivative · Direct | Holding | $4.18 exercise price | 2017-12-14 | ||
| 2017-12-14 holding as of filing | Guo Jerry Director, Officer (President & CEO), 10% Owner | 3 | Stock option (right to buy) Derivative · Direct | Holding | $8.39 exercise price | 2017-12-14 | ||
| 2017-12-14 holding as of filing | Guo Jerry Director, Officer (President & CEO), 10% Owner | 3 | Stock option (right to buy) Derivative · Direct | Holding | $12.24 exercise price | 2017-12-14 | ||
| 2017-12-14 holding as of filing | Chen Weidong Director, Officer (Chief Technology Officer), 10% Owner | 3 | Stock option (right to buy) Derivative · Direct | Holding | $1.69 exercise price | 2017-12-14 | ||
| 2017-12-14 holding as of filing | Chen Weidong Director, Officer (Chief Technology Officer), 10% Owner | 3 | Stock option (right to buy) Derivative · Direct | Holding | $4.18 exercise price | 2017-12-14 | ||
| 2017-12-14 holding as of filing | Chen Weidong Director, Officer (Chief Technology Officer), 10% Owner | 3 | Stock option (right to buy) Derivative · Direct | Holding | $8.39 exercise price | 2017-12-14 | ||
| 2017-12-14 holding as of filing | Chen Weidong Director, Officer (Chief Technology Officer), 10% Owner | 3 | Stock option (right to buy) Derivative · Direct | Holding | $12.24 exercise price | 2017-12-14 |