CARDAX, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-09-30: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Convertible debt; Date of first sale 2021-09-16; Total offering amount $500,000.
- 2017-05-19: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-05-11; Total offering amount Indefinite.
- 2016-05-20: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-05-11; Total offering amount Indefinite.
- 2015-11-13: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-03-03; Total offering amount $4,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2021-09-30 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired; Convertible debt | 2021-09-16 | $500,000 | $200,000 | $300,000 | 5 |
| 2017-05-19 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2016-05-11 | Indefinite | $1,540,000 | Indefinite | 50 |
| 2016-05-20 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2016-05-11 | Indefinite | $503,000 | Indefinite | 10 |
| 2015-11-13 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2015-03-03 | $4,000,000 | $1,591,222 | $2,408,778 | 29 |
| 2015-06-30 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2015-03-03 | $3,500,000 | $1,125,000 | $2,375,000 | 21 |
| 2015-03-12 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2015-03-03 | $3,500,000 | $290,000 | $3,210,000 | 4 |
| 2014-02-21 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-02-07 | $3,923,100 | $3,923,100 | $0 | 62 |