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CARDAX, INC. Forms 3, 4 and 5: Warrants

CARDAX, INC. Forms 3, 4 and 5: Warrants

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2014-05-09: Reporting owner PAULSON CAPITAL (DELAWARE) CORP. | Paulson Cardax Investments 1 LLC | PAULSON INVESTMENT COMPANY, INC.; Form 3; Security Warrants (right to buy); Transaction Holding.
  • 2014-05-09: Reporting owner PAULSON INVESTMENT COMPANY, INC. | Paulson Cardax Investments 1 LLC | PAULSON CAPITAL (DELAWARE) CORP.; Form 4; Security Warrants (right to buy); Transaction Holding.
  • 2014-02-07: Reporting owner PAULSON INVESTMENT COMPANY, INC. | Paulson Cardax Investments 1 LLC | PAULSON CAPITAL (DELAWARE) CORP.; Form 4; Security Warrants (right to buy); Transaction J Other acquisition or disposition (describe transaction).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2014-05-09
holding as of filing
PAULSON CAPITAL (DELAWARE) CORP. | Paulson Cardax Investments 1 LLC | PAULSON INVESTMENT COMPANY, INC.
10% Owner | 10% Owner | 10% Owner
3Warrants (right to buy)
Derivative · Indirect · By Paulson Cardax Investments 1, LLC
Holding$0.63
exercise price
2014-05-09
2014-05-09
holding as of filing
PAULSON INVESTMENT COMPANY, INC. | Paulson Cardax Investments 1 LLC | PAULSON CAPITAL (DELAWARE) CORP.
10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · By Paulson Cardax Investments 1, LLC
Holding
3,872,434 owned after
$0.63
exercise price
2014-05-09
2014-02-07PAULSON INVESTMENT COMPANY, INC. | Paulson Cardax Investments 1 LLC | PAULSON CAPITAL (DELAWARE) CORP.
10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · By Paulson Investment Company, Inc.
J Other acquisition or disposition (describe transaction)+1,068,477
1,068,477 owned after
$0.63
exercise price
2014-05-09