Carbonite Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-09-29: Reporting owner HUDSON CASSANDRA; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-05-02: Reporting owner HUDSON CASSANDRA; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-04-28: Reporting owner HUDSON CASSANDRA; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-02-03: Reporting owner SHEER DANIELLE; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-09-29 | HUDSON CASSANDRA Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,563 9,375 owned after | $10.40 | 2017-09-29 | |
| 2017-05-02 | HUDSON CASSANDRA Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 0 owned after | $10.32 | 2017-05-02 | |
| 2017-04-28 | HUDSON CASSANDRA Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,562 9,375 owned after | $10.40 | 2017-05-02 | |
| 2017-02-03 | SHEER DANIELLE Officer (Vice President;General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 11,250 owned after | $14.89 | 2017-02-03 | |
| 2017-02-01 | SHEER DANIELLE Officer (Vice President;General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $12.88 | 2017-02-03 | |
| 2017-02-01 | HUDSON CASSANDRA Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 625 owned after | $10.32 | 2017-02-03 | |
| 2017-01-30 | HUDSON CASSANDRA Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,562 10,937 owned after | $10.40 | 2017-02-03 | |
| 2017-01-13 | SHEER DANIELLE Officer (Vice President;General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,750 6,250 owned after | $10.17 | 2017-01-17 | |
| 2017-01-13 | SHEER DANIELLE Officer (Vice President;General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 1,250 owned after | $9.62 | 2017-01-17 | |
| 2017-01-13 | SHEER DANIELLE Officer (Vice President;General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $9.02 | 2017-01-17 | |
| 2017-01-13 | SHEER DANIELLE Officer (Vice President;General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $10.26 | 2017-01-17 | |
| 2017-01-13 | SHEER DANIELLE Officer (Vice President;General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $10.00 | 2017-01-17 |