Carbonite Inc Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-07-02: Reporting owner STILWELL CRAIG T; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2019-04-03: Reporting owner Post John; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2019-02-08: Reporting owner Connly Linda; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2017-02-21: Reporting owner Mohan Deepak; Form 3; Security No securities are beneficially owned; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-07-02 holding as of filing | STILWELL CRAIG T Officer (Chief Revenue Officer) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2019-07-02 | |
| 2019-04-03 holding as of filing | Post John Officer (SVP and GM) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2019-04-03 | |
| 2019-02-08 holding as of filing | Connly Linda Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2019-02-08 | |
| 2017-02-21 holding as of filing | Mohan Deepak Officer (SVP Products annd Engineering) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-02-21 | |
| 2016-10-18 | SHEER DANIELLE Officer (Vice President;General Counsel) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $6.63 | 2016-10-21 | |
| 2016-01-19 holding as of filing | Guadagno Norman Officer (SVP, Marketing) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2016-01-19 | |
| 2016-01-07 holding as of filing | Daniels Scott Andrew Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2016-01-07 | |
| 2015-12-28 holding as of filing | Mellinger Paul S. Officer (SVP,EVault) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-12-28 | |
| 2015-12-03 holding as of filing | Doggett Christopher Officer (SVP, Global Sales) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-12-03 | |
| 2015-09-17 | SHEER DANIELLE Officer (Vice President;General Counsel) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,113 0 owned after | $1.31 | 2015-09-18 | |
| 2015-09-14 | SHEER DANIELLE Officer (Vice President;General Counsel) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,200 9,113 owned after | $1.31 | 2015-09-16 | |
| 2015-06-24 | SHEER DANIELLE Officer (Vice President;General Counsel) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,688 0 owned after | $5.15 | 2015-06-26 | |
| 2015-06-24 | HUDSON CASSANDRA Officer (Chief Accounting Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −95 0 owned after | $6.63 | 2015-06-26 | |
| 2015-06-24 | HUDSON CASSANDRA Officer (Chief Accounting Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −937 0 owned after | $5.15 | 2015-06-26 | |
| 2015-05-14 holding as of filing | Raissipour David Officer (SVP of Product and Engineering) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-05-14 | |
| 2015-05-01 holding as of filing | GYENES PETER Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-05-01 | |
| 2015-03-16 holding as of filing | McIntyre Nancy P. Officer (Chief Marketing Officer) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-03-16 | |
| 2014-12-05 holding as of filing | ALI MOHAMAD Director, Officer (CEO and President) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2014-12-05 | |
| 2014-01-30 holding as of filing | Munford Stephen Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2014-01-30 | |
| 2013-11-12 holding as of filing | CLIFFORD TIM Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-11-12 | |
| 2013-01-11 holding as of filing | FOLGER ANTHONY Officer (Chief Financial Officer) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-01-11 | |
| 2012-12-11 | FRIEND DAVID Director, Officer (CEO and President) | 4 | Common Stock (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,938 10,500 owned after | $2.64 exercise price | 2012-12-14 | |
| 2012-12-11 | FRIEND DAVID Director, Officer (CEO and President) | 4 | Common Stock (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,312 9,750 owned after | $2.64 exercise price | 2012-12-14 | |
| 2011-09-19 holding as of filing | EL-HILALI OUSSAMA Officer (SVP Engineering) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2011-09-19 | |
| 2011-08-10 holding as of filing | KANE CHARLES Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2011-08-10 |