CAPLEASE, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-05: Reporting owner Hughes Paul C; Form 4; Security Performance share units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-05: Reporting owner BLANZ ROBERT C; Form 4; Security Performance share units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-05: Reporting owner SEALE SHAWN P; Form 4; Security Performance share units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-05: Reporting owner MCDOWELL PAUL H; Form 4; Security Performance share units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-05 | Hughes Paul C Officer (VP, General Counsel & Corp Sec) | 4 | Performance share units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,350 0 owned after | $0.00 | 2013-11-06 | |
| 2013-11-05 | BLANZ ROBERT C Officer (SVP & Chief Investment Officer) | 4 | Performance share units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,400 0 owned after | $0.00 | 2013-11-06 | |
| 2013-11-05 | SEALE SHAWN P Officer (SVP & Chief Financial Officer) | 4 | Performance share units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,800 0 owned after | $0.00 | 2013-11-06 | |
| 2013-11-05 | MCDOWELL PAUL H Director, Officer (Chairman & CEO) | 4 | Performance share units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,350 0 owned after | $0.00 | 2013-11-06 | |
| 2013-03-25 | Hughes Paul C Officer (VP,General Counsel) | 4 | Performance share units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,350 25,350 owned after | $0.00 | 2013-03-25 | |
| 2013-03-25 | SEALE SHAWN P Officer (SVP,Chief Financial Officer) | 4 | Performance share units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,800 33,800 owned after | $0.00 | 2013-03-25 | |
| 2013-03-25 | MCDOWELL PAUL H Director, Officer (Chairman and CEO) | 4 | Performance share units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,350 36,350 owned after | $0.00 | 2013-03-25 | |
| 2013-03-25 | BLANZ ROBERT C Officer (SVP,Chief Investment Officer) | 4 | Performance share units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,400 33,400 owned after | $0.00 | 2013-03-25 |