CAPLEASE, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-05: Reporting owner MCDOWELL PAUL H; Form 4; Security 8.125% Series A Cumulative Redeemable Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-04-03: Reporting owner MCDOWELL PAUL H; Form 4; Security 8.125% Series A Cumulative Redeemable Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2013-02-21: Reporting owner MCDOWELL PAUL H; Form 4; Security 8.125% Series A Cumulative Redeemable Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2009-06-19: Reporting owner MCDOWELL PAUL H; Form 4; Security 8.125% Series A Cumulative Redeemable Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-05 | MCDOWELL PAUL H Director, Officer (Chairman & CEO) | 4 | 8.125% Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −186 0 owned after | $25.00 | 2013-11-06 | |
| 2013-04-03 | MCDOWELL PAUL H Director, Officer (Chairman and CEO) | 4 | 8.125% Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −83 186 owned after | $25.00 | 2013-04-04 | |
| 2013-02-21 | MCDOWELL PAUL H Director, Officer (Chairman and CEO) | 4 | 8.125% Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −81 269 owned after | $25.00 | 2013-02-22 | |
| 2009-06-19 | MCDOWELL PAUL H Director, Officer (Chairman and CEO) | 4 | 8.125% Series A Cumulative Redeemable Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +350 350 owned after | $18.60 | 2009-06-22 |