Advertisement
Screener

CAPITOL BANCORP LTD Forms 3, 4 and 5: Preferred Stock, 2008

CAPITOL BANCORP LTD Forms 3, 4 and 5: Preferred Stock

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 103 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2008-12-22: Reporting owner FARRAR CARL C; Form 4; Security Trust Preferred Securities; Transaction Holding.
  • 2008-12-22: Reporting owner JONES BRUCE D; Form 4; Security Trust Preferred Securities; Transaction Holding.
  • 2008-12-15: Reporting owner NOFZIGER MYRL D; Form 4; Security Trust Preferred Securities; Transaction Holding.
  • 2008-12-11: Reporting owner NOFZIGER MYRL D; Form 4; Security Trust Preferred Securities; Transaction P Open market or private purchase of non-derivative or derivative security.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2008-12-22
holding as of filing
FARRAR CARL C
Officer (Senior Vice President)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
100 owned after
no price filed2008-12-22
2008-12-22
holding as of filing
JONES BRUCE D
Officer (President, SE Region)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
100 owned after
no price filed2008-12-22
2008-12-15
holding as of filing
NOFZIGER MYRL D
Director
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
5,000 owned after
no price filed2008-12-15
2008-12-11NOFZIGER MYRL D
Director
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+2,000
4,835 owned after
$5.002008-12-15
2008-12-03
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
200 owned after
no price filed2008-12-03
2008-12-03
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
Holding
100 owned after
no price filed2008-12-03
2008-12-02
holding as of filing
ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
200 owned after
no price filed2008-12-02
2008-12-02
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
200 owned after
no price filed2008-12-02
2008-12-02
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
Holding
100 owned after
no price filed2008-12-02
2008-12-02
holding as of filing
HENDRICKSON LEE W
Officer (Chief Financial Officer)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
2,000 owned after
no price filed2008-12-02
2008-11-25
holding as of filing
MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
200 owned after
no price filed2008-11-25
2008-11-25
holding as of filing
MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
Holding
100 owned after
no price filed2008-11-25
2008-11-25
holding as of filing
MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
Holding
100 owned after
no price filed2008-11-25
2008-11-25
holding as of filing
MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
Holding
100 owned after
no price filed2008-11-25
2008-11-25
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
200 owned after
no price filed2008-11-25
2008-11-21
holding as of filing
Reid Joseph D III
Officer (Chief of Bank Development)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
100 owned after
no price filed2008-11-21
2008-11-21
holding as of filing
Reid Joseph D III
Officer (Chief of Bank Development)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
Holding
100 owned after
no price filed2008-11-21
2008-11-21
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
200 owned after
no price filed2008-11-21
2008-11-21
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
Holding
100 owned after
no price filed2008-11-21
2008-11-17GENOVA H NICHOLAS
Director
4Trust Preferred
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+1,900
2,000 owned after
$5.652008-11-18
2008-11-14GENOVA H NICHOLAS
Director
4Trust Preferred
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$5.652008-11-18
2008-11-07
holding as of filing
NOFZIGER MYRL D
Director
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
5,000 owned after
no price filed2008-11-07
2008-11-07
holding as of filing
NOFZIGER MYRL D
Director
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
2,835 owned after
no price filed2008-11-07
2008-10-30
holding as of filing
NOFZIGER MYRL D
Director
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
5,000 owned after
no price filed2008-10-30
2008-10-29NOFZIGER MYRL D
Director
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+535
2,835 owned after
$5.252008-10-30
2008-10-28NOFZIGER MYRL D
Director
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+400
2,300 owned after
$5.252008-10-30
2008-10-28BECKER DAVID L
Director
4Trust Preferred
Non-derivative · Indirect · IRA
P Open market or private purchase of non-derivative or derivative security+490
13,649 owned after
$5.502008-10-29
2008-10-22NOFZIGER MYRL D
Director
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+1,900
1,900 owned after
$5.632008-10-22
2008-10-22
holding as of filing
NOFZIGER MYRL D
Director
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
5,000 owned after
no price filed2008-10-22
2008-09-25
holding as of filing
MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
200 owned after
no price filed2008-09-25
2008-09-25
holding as of filing
MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
Holding
100 owned after
no price filed2008-09-25
2008-09-25
holding as of filing
MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
Holding
100 owned after
no price filed2008-09-25
2008-09-25
holding as of filing
MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
Holding
100 owned after
no price filed2008-09-25
2008-09-24
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
200 owned after
no price filed2008-09-24
2008-09-24
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
200 owned after
no price filed2008-09-24
2008-09-24
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
Holding
100 owned after
no price filed2008-09-24
2008-09-24
holding as of filing
Reid Joseph D III
Officer (Director of Bank Development)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
100 owned after
no price filed2008-09-24
2008-09-24
holding as of filing
Reid Joseph D III
Officer (Director of Bank Development)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
Holding
100 owned after
no price filed2008-09-24
2008-09-23
holding as of filing
KASTEN MICHAEL L
Director, Officer (Vice Chairman)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
1,380 owned after
no price filed2008-09-23
2008-09-23
holding as of filing
CRIST DOUGLAS E
Director
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
2,500 owned after
no price filed2008-09-23
2008-09-22
holding as of filing
Mangione Thomas
Officer (President, Nevada Region)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
200 owned after
no price filed2008-09-22
2008-09-22
holding as of filing
Mangione Thomas
Officer (President, Nevada Region)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
Holding
1,000 owned after
no price filed2008-09-22
2008-09-22
holding as of filing
GASKIN KATHLEEN A
Director
4Trust Preferred
Non-derivative · Indirect · (m)
Holding
1,000 owned after
no price filed2008-09-22
2008-09-22
holding as of filing
GASKIN KATHLEEN A
Director
4Trust Preferred
Non-derivative · Direct · (m)
Holding
2,000 owned after
no price filed2008-09-22
2008-09-19BECKER DAVID L
Director
4Trust Preferred
Non-derivative · Indirect · IRA
P Open market or private purchase of non-derivative or derivative security+400
13,159 owned after
$7.002008-09-22
2008-09-10
holding as of filing
GASKIN KATHLEEN A
Director
4Trust Preferred
Non-derivative · Indirect · (m)
Holding
1,000 owned after
no price filed2008-09-10
2008-09-10
holding as of filing
GASKIN KATHLEEN A
Director
4Trust Preferred
Non-derivative · Direct · (m)
Holding
2,000 owned after
no price filed2008-09-10
2008-09-03
holding as of filing
DEVINE MICHAEL J
Director
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
100 owned after
no price filed2008-09-03
2008-08-12
holding as of filing
ENGLISH BRIAN K | ENGLISH CRISTIN REID
Officer (General Counsel) | Director, Officer (Corporate President)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
200 owned after
no price filed2008-08-12
2008-08-11
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
200 owned after
no price filed2008-08-11
2008-08-11
holding as of filing
REID JOSEPH D
Director, Officer (Chairman and CEO)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
Holding
100 owned after
no price filed2008-08-11
2008-08-04
holding as of filing
Andrews Scott R
Officer (President, California Region)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
228 owned after
no price filed2008-08-04
2008-07-25
holding as of filing
ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4Trust Preferred Securities
Non-derivative · Direct · (m)
Holding
200 owned after
no price filed2008-07-25
2008-07-07ZAZULA LEONARD C
Officer (Corporate Cashier)
4Trust Preferred Securities
Non-derivative · Direct · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07ZAZULA LEONARD C
Officer (Corporate Cashier)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07ZAZULA LEONARD C
Officer (Corporate Cashier)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07THOMAS BRUCE A
Officer (President, Bank Operations)
4Trust Preferred Securities
Non-derivative · Direct · (m)
P Open market or private purchase of non-derivative or derivative security+1,250
1,250 owned after
$10.002008-07-09
2008-07-07THOMAS BRUCE A
Officer (President, Bank Operations)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+1,000
1,000 owned after
$10.002008-07-09
2008-07-07Surline Todd
Officer (Chief of Human Capital Mngmt.)
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07Saunders Jeffrey D
Officer (Chief Accounting Officer)
4Trust Preferred Securities
Non-derivative · Direct · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07Saunders Jeffrey D
Officer (Chief Accounting Officer)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07Saunders Jeffrey D
Officer (Chief Accounting Officer)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07Saunders Jeffrey D
Officer (Chief Accounting Officer)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07Reid Joseph D III
Officer (Director of Bank Development)
4Trust Preferred Securities
Non-derivative · Direct · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07Reid Joseph D III
Officer (Director of Bank Development)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07REID JOSEPH D
Director, Officer (Chairman and CEO)
4Trust Preferred Securities
Non-derivative · Direct · (m)
P Open market or private purchase of non-derivative or derivative security+200
200 owned after
$10.002008-07-09
2008-07-07REID JOSEPH D
Director, Officer (Chairman and CEO)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07OLEARY DAVID
Director, Officer (Secretary)
4Trust Preferred Securities
Non-derivative · Direct · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07OLEARY DAVID
Director, Officer (Secretary)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07NOFZIGER MYRL D
Director
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+5,000
5,000 owned after
$10.002008-07-09
2008-07-07MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Trust Preferred Securities
Non-derivative · Direct · (m)
P Open market or private purchase of non-derivative or derivative security+200
200 owned after
$10.002008-07-09
2008-07-07MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07MORAN MICHAEL M
Officer (Chief of Capital Markets)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07MCDONALD CHARLES J
Officer (Director of Product Dev & Mgmt)
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07Mangione Thomas
Officer (President, Nevada Region)
4Trust Preferred Securities
Non-derivative · Direct · (m)
P Open market or private purchase of non-derivative or derivative security+200
200 owned after
$10.002008-07-09
2008-07-07Mangione Thomas
Officer (President, Nevada Region)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+1,000
1,000 owned after
$10.002008-07-09
2008-07-07LEWIS JOHN S
Director, Officer (President, Bank Performance)
4Trust Preferred Securities
Non-derivative · Direct · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07LEWIS JOHN S
Director, Officer (President, Bank Performance)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07KASTEN MICHAEL L
Director, Officer (Vice Chairman)
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+1,380
1,380 owned after
$10.002008-07-09
2008-07-07JONES BRUCE D
Officer (President, SE Region)
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07JOHNS LEWIS D
Director
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+1,000
1,000 owned after
$10.002008-07-09
2008-07-07Hogan Robert R
Officer (President/CEO, Capitol Wealth)
4Trust Preferred Securities
Non-derivative · Direct · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07Hogan Robert R
Officer (President/CEO, Capitol Wealth)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07Hogan Robert R
Officer (President/CEO, Capitol Wealth)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07Hogan Robert R
Officer (President/CEO, Capitol Wealth)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07Hogan Robert R
Officer (President/CEO, Capitol Wealth)
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07HENDRICKSON LEE W
Officer (Chief Financial Officer)
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+2,000
2,000 owned after
$10.002008-07-09
2008-07-07FERGUSON JOEL I
Director
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+50,000
50,000 owned after
$10.002008-07-09
2008-07-07FARRAR CARL C
Officer (Senior Vice President)
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07ENGLISH CRISTIN REID | ENGLISH BRIAN K
Director, Officer (Corporate President) | Officer (General Counsel)
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+200
200 owned after
$10.002008-07-09
2008-07-07DEVINE MICHAEL J
Director
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07CRIST DOUGLAS E
Director
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+2,500
2,500 owned after
$10.002008-07-09
2008-07-07Bixby Gregory R
Officer (Chief Information Officer)
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+5,000
5,000 owned after
$10.002008-07-09
2008-07-07POWERS DAVID K
Officer (Director of Loan Admin.)
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+100
100 owned after
$10.002008-07-09
2008-07-07HANNLEY MICHAEL F
Director
4Trust Preferred Securities
Non-derivative · Direct · (m)
P Open market or private purchase of non-derivative or derivative security+50
50 owned after
$10.002008-07-09
2008-07-07HANNLEY MICHAEL F
Director
4Trust Preferred Securities
Non-derivative · Indirect · (m)
P Open market or private purchase of non-derivative or derivative security+50
50 owned after
$10.002008-07-09
2008-07-07Andrews Scott R
Officer (President, California Region)
4Trust Preferred Securities
Non-derivative · Direct
P Open market or private purchase of non-derivative or derivative security+228
228 owned after
$10.002008-07-09
2008-04-28BECKER DAVID L
Director
4Trust Preferred
Non-derivative · Indirect · IRA
P Open market or private purchase of non-derivative or derivative security+565
12,759 owned after
$9.002008-04-29
2008-01-03
holding as of filing
BECKER DAVID L
Director
4Trust Preferred
Non-derivative · Indirect · (m)
Holding
12,194 owned after
no price filed2008-01-03