CAESARS HOLDINGS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows, 33 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-03-29: Reporting owner BONDERMAN DAVID; Form 4; Security Non-Voting Perpetual Preferred Stock, par value $0.01 per sh; Transaction J Other acquisition or disposition (describe transaction).
- 2010-03-29: Reporting owner LOVEMAN GARY W; Form 4; Security Non-Voting Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2010-03-29: Reporting owner Halkyard Jonathan S; Form 4; Security Non-Voting Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2010-03-29: Reporting owner JONES JANIS L; Form 4; Security Non-Voting Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-03-29 | BONDERMAN DAVID Director | 4 | Non-Voting Perpetual Preferred Stock, par value $0.01 per sh Non-derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −15,352,275 0 owned after | no price filed | 2010-11-24 | |
| 2010-03-29 | LOVEMAN GARY W Director, Officer (Chairman, President and CEO) | 4 | Non-Voting Preferred Stock Non-derivative · Indirect · Qualified Annuity Trust | J Other acquisition or disposition (describe transaction) | −49,269 0 owned after | no price filed | 2010-03-31 | |
| 2010-03-29 | Halkyard Jonathan S Officer (Sr. VP, CFO and Treasurer) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,648 0 owned after | no price filed | 2010-03-31 | |
| 2010-03-29 | JONES JANIS L Officer (Senior Vice President) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,927 0 owned after | no price filed | 2010-03-31 | |
| 2010-03-29 | Thomas Mary Helena Officer (Senior Vice President) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,314 0 owned after | no price filed | 2010-03-31 | |
| 2010-03-29 | JENKIN THOMAS M Officer (Division President) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −7,316 0 owned after | no price filed | 2010-03-31 | |
| 2010-03-29 | NORTON DAVID W Officer (Senior Vice President) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,037 0 owned after | no price filed | 2010-03-31 | |
| 2010-03-29 | Payne John W R Officer (Central Division President) | 4/A | Non-Voting Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,477 0 owned after | no price filed | 2010-03-31 | |
| 2010-03-29 | Payne John W R Officer (Central Division President) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,477 3,477 owned after | no price filed | 2010-03-31 | |
| 2010-03-29 | Marrandino Donald P. Officer (President-Eastern Division) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,805 0 owned after | no price filed | 2010-03-31 | |
| 2010-03-29 | Lane Katrina R. Officer (Senior Vice President) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −721 0 owned after | no price filed | 2010-03-31 | |
| 2010-03-29 | Baker John Wilson Officer (Senior Vice President) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −493 0 owned after | no price filed | 2010-03-31 | |
| 2010-03-03 holding as of filing | LOVEMAN GARY W Director, Officer (Chairman, President and CEO) | 4 | Non-Voting Preferred Stock Non-derivative · Indirect · Qualified Annuity Trust | Holding | 49,269 owned after | no price filed | 2010-03-03 | |
| 2009-10-15 holding as of filing | Marrandino Donald P. Officer (President-Eastern Division) | 3 | Non-Voting Preferred Stock Non-derivative · Direct | Holding | 2,805 owned after | no price filed | 2009-10-15 | |
| 2009-02-26 holding as of filing | Baker John Wilson Officer (Senior Vice President) | 3 | Non-Voting Preferred Stock Non-derivative · Direct | Holding | 493 owned after | no price filed | 2009-02-26 | |
| 2009-02-26 holding as of filing | Lane Katrina R. Officer (Senior Vice President) | 3 | Non-Voting Preferred Stock Non-derivative · Direct | Holding | 721 owned after | no price filed | 2009-02-26 | |
| 2008-02-21 | MCDUFFIE ANTHONY D Officer (SVP, Controller and CAO) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,463 2,463 owned after | $100.00 | 2008-02-22 | |
| 2008-02-07 holding as of filing | BONDERMAN DAVID Director | 3 | Non-Voting Perpetual Preferred Stock, par value $0.01 per sh Non-derivative · Indirect · See Footnotes | Holding | 15,351,275 owned after | no price filed | 2008-02-07 | |
| 2008-01-28 | JONES JANIS L Officer (Sr. VP Comm & Govt Relations) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,927 4,927 owned after | no price filed | 2008-01-30 | |
| 2008-01-28 | Thomas Mary Helena Officer (Sr. VP Human Resources) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +838 838 owned after | no price filed | 2008-01-30 | |
| 2008-01-28 | Thomas Mary Helena Officer (Sr. VP Human Resources) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +476 1,314 owned after | $100.00 | 2008-01-30 | |
| 2008-01-28 | STANLEY TIMOTHY S Officer (Sr VP Innovation & Gaming, CIO) | 4 | Non-Voting Preferred Stock Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,927 4,927 owned after | $100.00 | 2008-01-30 | |
| 2008-01-28 | NORTON DAVID W Officer (Sr. VP Chief Marketing Officer) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,626 4,626 owned after | no price filed | 2008-01-30 | |
| 2008-01-28 | NORTON DAVID W Officer (Sr. VP Chief Marketing Officer) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,411 6,037 owned after | $100.00 | 2008-01-30 | |
| 2008-01-28 | BRAMMELL STEPHEN H Officer (Sr. VP and General Counsel) | 4 | Non-Voting Preferred Stock Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,088 6,088 owned after | no price filed | 2008-01-30 | |
| 2008-01-28 | JENKIN THOMAS M Officer (President, Western Division) | 4 | Non-Voting Preferred Stock Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,316 7,316 owned after | no price filed | 2008-01-30 | |
| 2008-01-28 | TOLOSA J CARLOS Officer (President, Eastern Division) | 4 | Non-Voting Preferred Stock Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,452 14,452 owned after | $100.00 | 2008-01-30 | |
| 2008-01-28 | Payne John W R Officer (President, Central Division) | 4 | Non-Voting Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,477 3,477 owned after | no price filed | 2008-01-30 | |
| 2008-01-28 | Halkyard Jonathan S Officer (Sr. VP, CFO and Treasurer) | 4 | Non-Voting Preferred Stock Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108 108 owned after | no price filed | 2008-01-30 | |
| 2008-01-28 | Halkyard Jonathan S Officer (Sr. VP, CFO and Treasurer) | 4 | Non-Voting Preferred Stock Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,540 5,648 owned after | $100.00 | 2008-01-30 | |
| 2008-01-28 | ATWOOD CHARLES L Director, Officer (Vice Chairman) | 4 | Non-Voting Preferred Stock Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,467 13,467 owned after | $100.00 | 2008-01-30 | |
| 2008-01-28 | LOVEMAN GARY W Director, Officer (Chairman, President and CEO) | 4 | Non-Voting Preferred Stock Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,846 32,846 owned after | no price filed | 2008-01-30 | |
| 2008-01-28 | LOVEMAN GARY W Director, Officer (Chairman, President and CEO) | 4 | Non-Voting Preferred Stock Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,423 49,269 owned after | $100.00 | 2008-01-30 |