CAESARS HOLDINGS, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 64 rows, 64 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-05-07: Reporting owner RODIO ANTHONY P; Form 3; Security No securities beneficially owned.; Transaction Holding.
- 2019-03-08: Reporting owner COZZA KEITH; Form 3; Security No securities beneficially owned.; Transaction Holding.
- 2019-03-08: Reporting owner MATHER COURTNEY; Form 3; Security No securities beneficially owned.; Transaction Holding.
- 2019-03-08: Reporting owner Nelson James Larry; Form 3; Security No securities beneficially owned.; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-05-07 holding as of filing | RODIO ANTHONY P Director, Officer (Chief Executive Officer) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2019-05-07 | |
| 2019-03-08 holding as of filing | COZZA KEITH Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2019-03-08 | |
| 2019-03-08 holding as of filing | MATHER COURTNEY Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2019-03-08 | |
| 2019-03-08 holding as of filing | Nelson James Larry Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2019-03-08 | |
| 2018-12-14 holding as of filing | CHUGG JULIANA L Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-12-14 | |
| 2018-10-19 holding as of filing | Clark Denise M. Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-10-19 | |
| 2018-09-24 holding as of filing | Digilio Monica S Officer (EVP, Chief HR Officer) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-09-24 | |
| 2017-11-03 holding as of filing | Holdren Christopher J. Officer (EVP & Chief Marketing Officer) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-11-03 | |
| 2017-10-06 holding as of filing | Benniger Thomas M. Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-10-06 | |
| 2017-10-06 holding as of filing | BOUSHY JOHN M Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-10-06 | |
| 2017-10-06 holding as of filing | Dionne John D. Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-10-06 | |
| 2017-10-06 holding as of filing | Ferko Matthew J. Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-10-06 | |
| 2017-10-06 holding as of filing | Hunt James S Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-10-06 | |
| 2017-10-06 holding as of filing | KORNSTEIN DON R Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-10-06 | |
| 2017-08-01 holding as of filing | Roca Marco Officer (President, Global Development) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-08-01 | |
| 2017-05-10 holding as of filing | SCHIFTER RICHARD P Director | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-05-10 | |
| 2016-11-21 holding as of filing | ZUROFF BERNARD LUCKING Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2016-11-21 | |
| 2016-01-25 holding as of filing | Ottolenghi Les Officer (Executive VP and CIO) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2016-01-25 | |
| 2016-01-21 holding as of filing | Broome Richard D Officer (Executive Vice President) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2016-01-21 | |
| 2015-05-29 | Tight Steven M. Officer (Pres. International Developmt.) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,650 15,650 owned after | $9.36 exercise price | 2015-06-02 | |
| 2015-02-06 holding as of filing | FRISSORA MARK P Director, Officer (Chief Exec Officer Designate) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-02-06 | |
| 2014-11-10 holding as of filing | Causey Keith Officer (SVP & Chief Accounting Officer) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2014-11-10 | |
| 2014-04-18 holding as of filing | MORSE ROBERT J Officer (President of Hospitality) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2014-04-18 | |
| 2013-07-25 holding as of filing | KLEISNER FRED J Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-07-25 | |
| 2013-05-22 holding as of filing | ARASI THOMAS Officer (President of Hospitality) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-05-22 | |
| 2012-11-16 holding as of filing | COLVIN DONALD A Officer (EVP & Chief Financial Officer) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-11-16 | |
| 2012-03-23 holding as of filing | Shaukat Tariq M Officer (EVP & Chief Marketing Officer) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-03-23 | |
| 2011-12-02 holding as of filing | HOUSENBOLD JEFFREY T Director | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2011-12-02 | |
| 2011-07-28 holding as of filing | Tight Steven M. Officer (Pres. International Developmt.) | 3 | No securities benefically owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2011-07-28 | |
| 2010-11-24 holding as of filing | Sambur David Director | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-11-24 | |
| 2010-11-24 holding as of filing | Wang Jinlong Director | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-11-24 | |
| 2009-10-22 holding as of filing | MURPHY PETER E Officer (Pres.-Strategy and Develop.) | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2009-10-22 | |
| 2008-01-28 | JONES JANIS L Officer (Sr. VP Comm & Govt Relations) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,705 0 owned after | $25.03 | 2008-01-30 | |
| 2008-01-28 | SHANKS VIRGINIA E Officer (Sr. VP Brand Management) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,239 0 owned after | $25.03 | 2008-01-30 | |
| 2008-01-28 | Thomas Mary Helena Officer (Sr. VP Human Resources) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $18.78 | 2008-01-30 | |
| 2008-01-28 | Thomas Mary Helena Officer (Sr. VP Human Resources) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,012 0 owned after | $25.03 | 2008-01-30 | |
| 2008-01-28 | STANLEY TIMOTHY S Officer (Sr VP Innovation & Gaming, CIO) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,986 0 owned after | $25.03 | 2008-01-30 | |
| 2008-01-28 | NORTON DAVID W Officer (Sr. VP Chief Marketing Officer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,128 0 owned after | $25.03 | 2008-01-30 | |
| 2008-01-28 | MCDUFFIE ANTHONY D Officer (Senior VP, Controller and CAO) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,091 0 owned after | $25.03 | 2008-01-30 | |
| 2008-01-28 | BRAMMELL STEPHEN H Officer (Sr. VP and General Counsel) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,631 0 owned after | $25.03 | 2008-01-30 | |
| 2008-01-28 | JENKIN THOMAS M Officer (President, Western Division) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,414 0 owned after | $25.03 | 2008-01-30 | |
| 2008-01-28 | TOLOSA J CARLOS Officer (President, Eastern Division) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,414 0 owned after | $25.03 | 2008-01-30 | |
| 2008-01-28 | Payne John W R Officer (President, Central Division) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,476 0 owned after | $25.03 | 2008-01-30 | |
| 2008-01-28 | Halkyard Jonathan S Officer (Sr. VP, CFO and Treasurer) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,606 0 owned after | $25.03 | 2008-01-30 | |
| 2008-01-28 | ATWOOD CHARLES L Director, Officer (Vice Chairman) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −173,157 0 owned after | $25.03 | 2008-01-30 | |
| 2008-01-28 | LOVEMAN GARY W Director, Officer (Chairman, President and CEO) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −350,000 0 owned after | $25.03 | 2008-01-30 | |
| 2007-08-29 | SHANKS VIRGINIA E Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,120 18,239 owned after | $64.97 exercise price | 2007-08-31 | |
| 2007-02-26 holding as of filing | NORTON DAVID W Officer (Senior Vice President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $64.97 exercise price | 2007-02-26 | ||
| 2007-02-26 holding as of filing | STANLEY TIMOTHY S Officer (Senior Vice President and CIO) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $64.97 exercise price | 2007-02-26 | ||
| 2007-02-26 holding as of filing | TOLOSA J CARLOS Officer (Eastern Division President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $64.97 exercise price | 2007-02-26 | ||
| 2007-02-26 holding as of filing | JENKIN THOMAS M Officer (Western Division President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $64.97 exercise price | 2007-02-26 | ||
| 2007-02-26 holding as of filing | Payne John W R Officer (Central Division President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $64.97 exercise price | 2007-02-26 | ||
| 2006-08-08 holding as of filing | Halkyard Jonathan S Officer (Sr. VP, CFO and Treasurer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $64.97 exercise price | 2006-08-08 | ||
| 2006-07-19 | LOVEMAN GARY W Director, Officer (Chairman, President and CEO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $64.97 | 2006-07-21 | |
| 2006-07-19 | MCDUFFIE ANTHONY D Officer (SVP, Controller and CAO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,091 21,091 owned after | $64.97 | 2006-07-21 | |
| 2006-07-19 | SHANKS VIRGINIA E Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,359 27,359 owned after | $64.97 | 2006-07-21 | |
| 2006-07-19 | JONES JANIS L Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,705 27,705 owned after | $64.97 | 2006-07-21 | |
| 2006-07-19 | Thomas Mary Helena Officer (Senior Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,012 27,012 owned after | $64.97 | 2006-07-21 | |
| 2006-07-19 | BRAMMELL STEPHEN H Officer (Senior VP and General Counsel) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,631 34,631 owned after | $64.97 | 2006-07-21 | |
| 2006-07-19 | BOUSHY JOHN M Officer (Executive Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63,375 63,375 owned after | $64.97 | 2006-07-21 | |
| 2006-07-19 | ATWOOD CHARLES L Director, Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +173,157 173,157 owned after | $64.97 | 2006-07-21 | |
| 2006-07-19 | WILMOTT TIMOTHY J Officer (Chief Operating Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +184,701 184,701 owned after | $64.97 | 2006-07-21 | |
| 2006-02-23 holding as of filing | Thomas Mary Helena Officer (Senior Vice President) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $71.23 exercise price | 2006-02-23 | ||
| 2006-02-15 | BOUSHY JOHN M Officer (Executive Vice President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $71.23 | 2006-02-17 |