BURLINGTON NORTHERN SANTA FE, LLC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 41 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-11: Reporting owner BERKSHIRE HATHAWAY INC | NATIONAL INDEMNITY CO | OBH INC | BUFFETT WARREN E; Form 4; Security Put option (obligation to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2008-12-11: Reporting owner BERKSHIRE HATHAWAY INC | NATIONAL INDEMNITY CO | OBH INC | BUFFETT WARREN E; Form 4; Security Put option (obligation to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2008-12-09: Reporting owner OBH INC | BERKSHIRE HATHAWAY INC | BUFFETT WARREN E | NATIONAL INDEMNITY CO; Form 4; Security Put Option (obligation to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2008-12-09: Reporting owner OBH INC | BERKSHIRE HATHAWAY INC | BUFFETT WARREN E | NATIONAL INDEMNITY CO; Form 4; Security Put Option (obligation to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-11 | BERKSHIRE HATHAWAY INC | NATIONAL INDEMNITY CO | OBH INC | BUFFETT WARREN E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put option (obligation to buy) Derivative · Indirect · See footnote 1. | X Exercise of in-the-money or at-the-money derivative security | −1,217,500 0 owned after | $75.00 exercise price | 2008-12-12 | |
| 2008-12-11 | BERKSHIRE HATHAWAY INC | NATIONAL INDEMNITY CO | OBH INC | BUFFETT WARREN E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put option (obligation to buy) Derivative · Indirect · See footnote 1. | X Exercise of in-the-money or at-the-money derivative security | −1,000,000 0 owned after | $76.00 exercise price | 2008-12-12 | |
| 2008-12-09 | OBH INC | BERKSHIRE HATHAWAY INC | BUFFETT WARREN E | NATIONAL INDEMNITY CO 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option (obligation to buy) Derivative · Indirect · See footnote 1. | X Exercise of in-the-money or at-the-money derivative security | −761,111 0 owned after | $77.00 exercise price | 2008-12-10 | |
| 2008-12-09 | OBH INC | BERKSHIRE HATHAWAY INC | BUFFETT WARREN E | NATIONAL INDEMNITY CO 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option (obligation to buy) Derivative · Indirect · See footnote 1. | X Exercise of in-the-money or at-the-money derivative security | −1,190,476 0 owned after | $80.00 exercise price | 2008-12-10 | |
| 2008-12-08 | OBH INC | BERKSHIRE HATHAWAY INC | BUFFETT WARREN E | NATIONAL INDEMNITY CO 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option (obligation to buy) Derivative · Indirect · See footnote 1. | X Exercise of in-the-money or at-the-money derivative security | −1,309,524 0 owned after | $80.00 exercise price | 2008-12-10 | |
| 2008-12-03 | BERKSHIRE HATHAWAY INC | NATIONAL INDEMNITY CO | OBH INC | BUFFETT WARREN E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option (obligation to buy) Derivative · Indirect · See footnote 1. | S Open market or private sale of non-derivative or derivative security | −2,325,000 2,325,000 owned after | $6.35 | 2008-12-05 | |
| 2008-10-16 | BUFFETT WARREN E | BERKSHIRE HATHAWAY INC | NATIONAL INDEMNITY CO | OBH INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option (obligation to buy) Derivative · Indirect · See footnote 1 | S Open market or private sale of non-derivative or derivative security | −1,000,000 1,000,000 owned after | $6.20 | 2008-10-20 | |
| 2008-10-10 | BUFFETT WARREN E | OBH INC | BERKSHIRE HATHAWAY INC | NATIONAL INDEMNITY CO 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Option (obligation to buy) Derivative · Indirect · See footnote 1 | S Open market or private sale of non-derivative or derivative security | −1,217,500 1,217,500 owned after | $7.09 | 2008-10-14 | |
| 2008-10-08 | NATIONAL INDEMNITY CO | BERKSHIRE HATHAWAY INC | OBH INC | BUFFETT WARREN E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put option (obligation to buy) Derivative · Indirect · See footnote 1 | S Open market or private sale of non-derivative or derivative security | −1,190,476 1,190,476 owned after | $7.03 | 2008-10-10 | |
| 2008-10-08 | NATIONAL INDEMNITY CO | BERKSHIRE HATHAWAY INC | OBH INC | BUFFETT WARREN E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put option (obligation to buy) Derivative · Indirect · See footnote 1 | S Open market or private sale of non-derivative or derivative security | −761,111 761,111 owned after | $5.78 | 2008-10-10 | |
| 2008-10-06 | BUFFETT WARREN E | OBH INC | NATIONAL INDEMNITY CO | BERKSHIRE HATHAWAY INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put option (obligation to buy) Derivative · Indirect · See footnote 1 | S Open market or private sale of non-derivative or derivative security | −1,309,524 1,309,524 owned after | $7.02 | 2008-10-08 | |
| 2008-08-18 | Bischler Paul W Officer (VP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −850 2,723 owned after | $27.97 exercise price | 2008-08-20 | |
| 2008-08-18 | Bischler Paul W Officer (VP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −932 0 owned after | $27.55 exercise price | 2008-08-20 | |
| 2008-07-29 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $35.25 exercise price | 2008-07-30 | |
| 2008-06-10 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +59,607 59,607 owned after | $111.56 exercise price | 2008-06-12 | |
| 2008-06-10 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −241,371 0 owned after | $27.55 exercise price | 2008-06-12 | |
| 2008-06-10 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +74,319 74,319 owned after | $111.56 exercise price | 2008-06-12 | |
| 2008-06-10 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −296,427 0 owned after | $27.97 exercise price | 2008-06-12 | |
| 2008-05-30 | SHAPIRO MARC J Director | 4 | Non-Employee Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $24.35 exercise price | 2008-06-02 | |
| 2008-05-08 | LANIGAN JOHN P JR Officer (EVP & Chief Marketing Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,031 0 owned after | $49.21 exercise price | 2008-05-09 | |
| 2008-05-08 | LANIGAN JOHN P JR Officer (EVP & Chief Marketing Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,569 0 owned after | $49.21 exercise price | 2008-05-09 | |
| 2008-05-08 | SHAPIRO MARC J Director | 4 | Non-Employee Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $35.13 exercise price | 2008-05-09 | |
| 2008-05-08 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,704 40,000 owned after | $35.25 exercise price | 2008-05-08 | |
| 2008-05-08 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,837 0 owned after | $35.25 exercise price | 2008-05-08 | |
| 2008-05-01 | LONGO KAZANOVA LINDA Officer (VP - HR and Medical) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,860 9,860 owned after | $105.23 exercise price | 2008-05-05 | |
| 2008-05-01 | Nober Roger Officer (EVP - Law and Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,470 31,470 owned after | $105.23 exercise price | 2008-05-05 | |
| 2008-05-01 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +191,980 191,890 owned after | $105.23 exercise price | 2008-05-05 | |
| 2008-05-01 | RICKERSHAUSER PETER J Officer (VP - Network Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,870 7,870 owned after | $105.23 exercise price | 2008-05-05 | |
| 2008-05-01 | LANIGAN JOHN P JR Officer (EVP & Chief Marketing Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,360 50,360 owned after | $105.23 exercise price | 2008-05-05 | |
| 2008-05-01 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,500 53,500 owned after | $105.23 exercise price | 2008-05-05 | |
| 2008-05-01 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,160 46,160 owned after | $105.23 exercise price | 2008-05-05 | |
| 2008-05-01 | Bischler Paul W Officer (VP & Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,390 8,390 owned after | $105.23 exercise price | 2008-05-05 | |
| 2008-04-24 holding as of filing | LONGO KAZANOVA LINDA Officer (VP - HR and Medical) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $93.95 exercise price | 2008-04-24 | ||
| 2008-01-31 | RICKERSHAUSER PETER J Officer (VP - Network Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,154 1,154 owned after | $86.56 exercise price | 2008-02-04 | |
| 2008-01-31 | RICKERSHAUSER PETER J Officer (VP - Network Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,054 0 owned after | $32.72 exercise price | 2008-02-04 | |
| 2008-01-31 | RICKERSHAUSER PETER J Officer (VP - Network Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,134 2,134 owned after | $86.56 exercise price | 2008-02-04 | |
| 2008-01-31 | RICKERSHAUSER PETER J Officer (VP - Network Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,646 0 owned after | $32.72 exercise price | 2008-02-04 | |
| 2008-01-31 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,703 0 owned after | $29.44 exercise price | 2008-02-04 | |
| 2008-01-31 | ROBERTS ROY S Director | 4 | Non-Employee Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $33.24 exercise price | 2008-02-04 | |
| 2008-01-31 | ROBERTS ROY S Director | 4 | Non-Employee Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $35.13 exercise price | 2008-02-04 | |
| 2008-01-31 | ROBERTS ROY S Director | 4 | Non-Employee Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $32.72 exercise price | 2008-02-04 |