BURLINGTON NORTHERN SANTA FE, LLC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 71 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-02-12: Reporting owner ICE CARL R; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-02-12: Reporting owner ICE CARL R; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-02-12: Reporting owner ICE CARL R; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-02-12: Reporting owner ICE CARL R; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,067 0 owned after | $31.23 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,133 0 owned after | $31.23 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −724 0 owned after | $45.95 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,354 0 owned after | $49.21 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −41,769 0 owned after | $49.21 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,890 0 owned after | $54.08 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,722 0 owned after | $54.08 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,997 0 owned after | $78.66 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,251 0 owned after | $79.88 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,953 0 owned after | $79.88 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,245 0 owned after | $80.17 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,755 0 owned after | $80.17 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,788 0 owned after | $88.69 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,126 0 owned after | $88.69 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −41,100 0 owned after | $88.77 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −53,500 0 owned after | $105.23 exercise price | 2010-02-17 | |
| 2010-02-12 | ICE CARL R Officer (Executive VP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −77,270 0 owned after | $64.97 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −44,746 0 owned after | $32.72 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,054 0 owned after | $32.72 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −61,200 0 owned after | $47.18 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,031 0 owned after | $49.21 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,269 0 owned after | $49.21 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,603 0 owned after | $76.21 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,311 0 owned after | $76.21 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,245 0 owned after | $80.17 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,755 0 owned after | $80.17 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,812 0 owned after | $82.55 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,211 0 owned after | $82.55 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,210 0 owned after | $82.55 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy)) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,200 0 owned after | $88.77 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −46,160 0 owned after | $105.23 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −66,730 0 owned after | $64.97 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,913 0 owned after | $77.67 exercise price | 2010-02-17 | |
| 2010-02-12 | HUND THOMAS N Officer (Executive VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,422 0 owned after | $77.67 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,031 0 owned after | $49.21 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −215,769 0 owned after | $49.21 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,245 0 owned after | $80.17 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −163,955 0 owned after | $80.17 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,335 0 owned after | $87.36 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −158,200 0 owned after | $88.77 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,251 0 owned after | $88.03 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −191,980 0 owned after | $105.23 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −59,607 0 owned after | $111.56 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −74,319 0 owned after | $111.56 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,804 0 owned after | $55.41 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,803 0 owned after | $55.41 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,803 0 owned after | $55.41 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −184,796 0 owned after | $55.41 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSE MATTHEW K Director, Officer (Chairman, Pres. and CEO) | 4 | Stock Option (Right to Buy)Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −277,460 0 owned after | $64.97 exercise price | 2010-02-17 | |
| 2010-02-12 | PIGGOTT JULIE A Officer (VP & Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,245 0 owned after | $80.17 exercise price | 2010-02-17 | |
| 2010-02-12 | PIGGOTT JULIE A Officer (VP & Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,755 0 owned after | $80.17 exercise price | 2010-02-17 | |
| 2010-02-12 | PIGGOTT JULIE A Officer (VP & Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,300 0 owned after | $88.77 exercise price | 2010-02-17 | |
| 2010-02-12 | PIGGOTT JULIE A Officer (VP & Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,870 0 owned after | $105.23 exercise price | 2010-02-17 | |
| 2010-02-12 | PIGGOTT JULIE A Officer (VP & Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,054 0 owned after | $32.72 exercise price | 2010-02-17 | |
| 2010-02-12 | PIGGOTT JULIE A Officer (VP & Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −546 0 owned after | $32.72 exercise price | 2010-02-17 | |
| 2010-02-12 | PIGGOTT JULIE A Officer (VP & Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,031 0 owned after | $49.21 exercise price | 2010-02-17 | |
| 2010-02-12 | PIGGOTT JULIE A Officer (VP & Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,899 0 owned after | $49.21 exercise price | 2010-02-17 | |
| 2010-02-12 | PIGGOTT JULIE A Officer (VP & Controller) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,450 0 owned after | $64.97 exercise price | 2010-02-17 | |
| 2010-02-12 | LONGO KAZANOVA LINDA Officer (VP - HR and Medical) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,200 0 owned after | $93.95 exercise price | 2010-02-17 | |
| 2010-02-12 | LONGO KAZANOVA LINDA Officer (VP - HR and Medical) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,860 0 owned after | $105.23 exercise price | 2010-02-17 | |
| 2010-02-12 | LONGO KAZANOVA LINDA Officer (VP - HR and Medical) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,370 0 owned after | $64.97 exercise price | 2010-02-17 | |
| 2010-02-12 | Nober Roger Officer (EVP - Law and Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,500 0 owned after | $88.77 exercise price | 2010-02-17 | |
| 2010-02-12 | Nober Roger Officer (EVP - Law and Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,470 0 owned after | $105.23 exercise price | 2010-02-17 | |
| 2010-02-12 | Nober Roger Officer (EVP - Law and Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,660 0 owned after | $64.97 exercise price | 2010-02-17 | |
| 2010-02-12 | LANIGAN JOHN P JR Officer (EVP & Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,245 0 owned after | $80.17 exercise price | 2010-02-17 | |
| 2010-02-12 | LANIGAN JOHN P JR Officer (EVP & Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,755 0 owned after | $80.17 exercise price | 2010-02-17 | |
| 2010-02-12 | LANIGAN JOHN P JR Officer (EVP & Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,000 0 owned after | $88.77 exercise price | 2010-02-17 | |
| 2010-02-12 | LANIGAN JOHN P JR Officer (EVP & Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,360 0 owned after | $105.23 exercise price | 2010-02-17 | |
| 2010-02-12 | LANIGAN JOHN P JR Officer (EVP & Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −72,800 0 owned after | $64.97 exercise price | 2010-02-17 | |
| 2010-01-25 | SHAPIRO MARC J Director | 4 | Non-Employee Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $26.80 | 2010-01-26 | |
| 2010-01-25 | SHAPIRO MARC J Director | 4 | Non-Employee Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $32.72 | 2010-01-26 |