BRAIN SCIENTIFIC INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2022-07-19: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Date of first sale 2022-06-13; Total offering amount $5,145,000.
- 2022-01-13: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Warrants will be issued on the earlier of (i) the date the Company's common stock starts trading on NASDAQ; or (ii) April 1, 2023.; Date of first sale 2021-10-01; Total offering amount $20,000,000.
- 2019-02-25: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2019-01-18; Total offering amount $500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2022-07-19 | Rule 506(b) | Debt; OptionToAcquire | 2022-06-13 | $5,145,000 | $5,145,000 | $0 | 11 |
| 2022-01-13 | Rule 506(b) | Debt; OptionToAcquire; Warrants will be issued on the earlier of (i) the date the Company's common stock starts trading on NASDAQ; or (ii) April 1, 2023. | 2021-10-01 | $20,000,000 | $9,662,312 | $10,337,688 | 13 |
| 2019-02-25 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2019-01-18 | $500,000 | $230,000 | $270,000 | 2 |