BRAIN SCIENTIFIC INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows, 23 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-08-19: Reporting owner Cloutier Daniel Danny; Form 4; Security Options to purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-08-19: Reporting owner Olivier Thomas; Form 4; Security Options to purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-08-19: Reporting owner MacKenzie Donald S; Form 4; Security Options to purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-08-19: Reporting owner Kukekov Nickolay V.; Form 4; Security Options to purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-08-19 | Cloutier Daniel Danny Director | 4 | Options to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +304,608 304,608 owned after | $0.12 exercise price | 2022-08-25 | |
| 2022-08-19 | Olivier Thomas Director | 4 | Options to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +304,608 304,608 owned after | $0.12 exercise price | 2022-08-24 | |
| 2022-08-19 | MacKenzie Donald S Director | 4 | Options to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +304,608 304,608 owned after | $0.12 exercise price | 2022-08-24 | |
| 2022-08-19 | Kukekov Nickolay V. Director | 4 | Options to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +304,608 304,608 owned after | $0.12 exercise price | 2022-08-24 | |
| 2022-08-19 | Anthony Farid Officer (Chief Technology Officer) | 4 | Options to Purchase Shares of Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,857 42,857 owned after | $0.12 exercise price | 2022-08-23 | |
| 2022-08-19 | Kotob Hassan Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,930,987 22,930,987 owned after | $0.12 exercise price | 2022-08-22 | |
| 2022-08-19 | Gerety Bonnie-Jeanne Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,293,150 1,293,150 owned after | $0.12 exercise price | 2022-08-22 | |
| 2022-05-19 | Kotob Hassan Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +780,000 780,000 owned after | $0.31 exercise price | 2022-05-23 | |
| 2022-05-19 | Gerety Bonnie-Jeanne Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.31 exercise price | 2022-05-23 | |
| 2022-02-03 | Cloutier Daniel Danny Director | 4 | Options to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +362,069 362,069 owned after | $0.29 exercise price | 2022-08-25 | |
| 2022-02-03 | Olivier Thomas Director | 4 | Options to Purchase Shares of Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +362,069 362,069 owned after | $0.29 exercise price | 2022-04-05 | |
| 2022-02-03 | MacKenzie Donald S Director | 4 | Options to Purchase Shares of Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +362,069 362,069 owned after | $0.29 exercise price | 2022-04-01 | |
| 2021-12-30 | Anthony Farid Officer (Chief Technology Officer) | 4 | Options to Purchase Shares of Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +476,190 476,190 owned after | $0.21 exercise price | 2022-04-28 | |
| 2021-12-10 | Kotob Hassan Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,218,248 0 owned after | $0.39 exercise price | 2022-02-18 | |
| 2021-12-10 | Kotob Hassan Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,218,248 1,218,248 owned after | $0.21 exercise price | 2022-02-18 | |
| 2021-12-10 | Kotob Hassan Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,218,248 1,218,248 owned after | $0.21 exercise price | 2021-12-15 | |
| 2021-12-10 | Gerety Bonnie-Jeanne Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +476,190 476,190 owned after | $0.21 exercise price | 2021-12-15 | |
| 2021-10-21 | kotob Hassan Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,218,248 1,218,248 owned after | $0.39 exercise price | 2021-10-27 | |
| 2021-10-01 | Kukekov Nickolay V. Director | 4 | Options to Purchase Shares of Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,001,873 2,001,873 owned after | $0.35 exercise price | 2022-03-30 | |
| 2021-10-01 | kotob Hassan Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,502,341 2,502,341 owned after | $0.35 exercise price | 2021-10-27 | |
| 2021-01-26 | Kukekov Nickolay V. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,779 16,779 owned after | $1.49 exercise price | 2021-01-27 | |
| 2020-10-15 holding as of filing | Goldstein Boris Director, Officer (Chairman of the Board & EVP), 10% Owner | 3 | Employee Stock Options (right to buy) Derivative · Direct | Holding | $0.75 exercise price | 2020-10-15 | ||
| 2020-10-15 holding as of filing | Goldstein Boris Director, Officer (Chairman of the Board & EVP), 10% Owner | 3 | Employee Stock Options (right to buy) Derivative · Direct | Holding | $0.75 exercise price | 2020-10-15 |