BONDS.COM GROUP, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows, 54 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-08: Reporting owner Oakum Bay Holdings LLC | Trimarc Capital Fund, LP | Oakum Bay Trimarc Partners | Oakum Bay Capital LLC | Trica Michael; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2014-05-08: Reporting owner Daher Abdallah | Daher Michel; Form 4; Security Common Stock Warrants; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-05-08: Reporting owner Daher Abdallah | Daher Michel; Form 4; Security Common Stock Warrants; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-05-08: Reporting owner GFI Group Inc. | GFInet inc.; Form 4; Security Common Stock Warrants; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-08 | Oakum Bay Holdings LLC | Trimarc Capital Fund, LP | Oakum Bay Trimarc Partners | Oakum Bay Capital LLC | Trica Michael Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former Director & 10% Owner) | Other (Former Director) | 4 | Warrants Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −6 0 owned after | $28.00 exercise price | 2014-05-13 | |
| 2014-05-08 | Daher Abdallah | Daher Michel 10% Owner | Director, 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −214,285 0 owned after | $28.00 exercise price | 2014-05-12 | |
| 2014-05-08 | Daher Abdallah | Daher Michel 10% Owner | Director, 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −142,856 0 owned after | $28.00 exercise price | 2014-05-12 | |
| 2014-05-08 | GFI Group Inc. | GFInet inc. Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +89,285 0 owned after | $28.00 exercise price | 2014-05-12 | |
| 2014-05-08 | GFI Group Inc. | GFInet inc. Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +64,285 0 owned after | $28.00 exercise price | 2014-05-12 | |
| 2014-05-08 | GFI Group Inc. | GFInet inc. Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +42,857 0 owned after | $28.00 exercise price | 2014-05-12 | |
| 2014-05-08 | Gooch Michael Other (Former Director & 10% Owner) | 4 | Common Stock Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −89,285 0 owned after | $28.00 exercise price | 2014-05-12 | |
| 2014-05-08 | Gooch Michael Other (Former Director & 10% Owner) | 4 | Common Stock Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −64,285 0 owned after | $28.00 exercise price | 2014-05-12 | |
| 2014-05-08 | Gooch Michael Other (Former Director & 10% Owner) | 4 | Common Stock Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −42,857 0 owned after | $28.00 exercise price | 2014-05-12 | |
| 2014-05-08 | OAK INVESTMENT PARTNERS XII L P Other (Former 10% owner) | 4 | Common Stock Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −142,857 0 owned after | $28.00 exercise price | 2014-05-09 | |
| 2014-05-08 | OAK INVESTMENT PARTNERS XII L P Other (Former 10% owner) | 4 | Common Stock Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −64,285 0 owned after | $28.00 exercise price | 2014-05-09 | |
| 2014-05-08 | OAK INVESTMENT PARTNERS XII L P Other (Former 10% owner) | 4 | Common Stock Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −42,857 0 owned after | $28.00 exercise price | 2014-05-09 | |
| 2013-07-01 holding as of filing | Kazazian Kirk | Kazazian Capital Master Fund, LP | Kazazian Capital Partners, LLC | Kazazian Asset Management, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · See | Holding | $28.00 exercise price | 2013-07-01 | ||
| 2013-06-25 | Oberting Kernan V | Trica Michael | Oakum Bay Trimarc Partners | Trimarc Capital Fund, LP | Oakum Bay Capital LLC | Parish Brooke L. | Oakum Bay Holdings LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4/A | Warrants Derivative · Indirect · See (4)(5)(6) | S Open market or private sale of non-derivative or derivative security | −14 6 owned after | $100,000.00 | 2013-06-28 | |
| 2013-06-25 | Oakum Bay Holdings LLC | Parish Brooke L. | Trimarc Capital Fund, LP | Trica Michael | Oakum Bay Capital LLC | Oberting Kernan V | Oakum Bay Trimarc Partners 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See (4)(5)(6) | S Open market or private sale of non-derivative or derivative security | +14 6 owned after | $100,000.00 | 2013-06-27 | |
| 2013-03-11 holding as of filing | Oakum Bay Trimarc Partners | Trica Michael | Parish Brooke L. | Oakum Bay Capital LLC | Oakum Bay Holdings LLC | Oberting Kernan V 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · See | Holding | $0.07 exercise price | 2013-03-11 | ||
| 2012-10-22 holding as of filing | DAHER MARC Director | 3 | Common Stock Warrants Derivative · Indirect · By father | Holding | $0.07 exercise price | 2012-10-22 | ||
| 2012-10-22 holding as of filing | DAHER MARC Director | 3 | Common Stock Warrants Derivative · Indirect · By father | Holding | $0.07 exercise price | 2012-10-22 | ||
| 2012-10-22 holding as of filing | DAHER MARC Director | 3 | Common Stock Warrants Derivative · Indirect · By father | Holding | $0.07 exercise price | 2012-10-22 | ||
| 2012-10-22 holding as of filing | DAHER MARC Director | 3 | Common Stock Warrants Derivative · Indirect · By father | Holding | $0.07 exercise price | 2012-10-22 | ||
| 2012-06-20 holding as of filing | XOL Holding S.A.L. 10% Owner | 3 | Common Stock Warrants Derivative · Direct | Holding | $0.07 exercise price | 2012-06-20 | ||
| 2012-06-20 holding as of filing | XOL Holding S.A.L. 10% Owner | 3 | Common Stock Warrants Derivative · Direct | Holding | $0.07 exercise price | 2012-06-20 | ||
| 2012-06-08 | Daher Abdallah | Daher Michel 10% Owner | Director, 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · See Note 6 | P Open market or private purchase of non-derivative or derivative security | +34,285,715 85,714,286 owned after | $0.07 exercise price | 2012-06-15 | |
| 2012-06-08 | Daher Abdallah | Daher Michel 10% Owner | Director, 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · See Note 8 | P Open market or private purchase of non-derivative or derivative security | +22,857,143 57,142,857 owned after | $0.07 exercise price | 2012-06-15 | |
| 2012-06-08 | Gooch Michael Director | 4 | Common Stock Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +17,142,858 17,142,858 owned after | $0.07 exercise price | 2012-06-12 | |
| 2012-06-08 | GFI Group Inc. | GFInet inc. 10% Owner | 10% Owner | 4 | Common Stock Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +17,142,858 17,142,858 owned after | $0.07 exercise price | 2012-06-12 | |
| 2012-06-08 | OAK INVESTMENT PARTNERS XII L P 10% Owner | 4 | COMMON STOCK WARRANTS Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +17,142,858 17,142,858 owned after | $0.07 exercise price | 2012-06-11 | |
| 2011-12-21 holding as of filing | Daher Michel | Daher Abdallah Director, 10% Owner | Director | 3/A | Common Stock Warrants Derivative · Indirect · See Note 7 | Holding | $0.07 exercise price | 2011-12-21 | ||
| 2011-12-21 holding as of filing | Daher Michel | Daher Abdallah Director, 10% Owner | Director | 3/A | Common Stock Warrants Derivative · Indirect · See Note 9 | Holding | $0.07 exercise price | 2011-12-21 | ||
| 2011-12-21 holding as of filing | Gooch Michael Director | 3 | Warrants to acquire Common Stock Derivative · Indirect · See footnote | Holding | $0.07 exercise price | 2011-12-21 | ||
| 2011-12-21 holding as of filing | Gooch Michael Director | 3 | Warrants to acquire Common Stock Derivative · Indirect · See footnote | Holding | $0.07 exercise price | 2011-12-21 | ||
| 2011-12-15 holding as of filing | Daher Michel Director, 10% Owner | 3 | Common Stock Warrants Derivative · Indirect · See Note 7 | Holding | $0.07 exercise price | 2011-12-15 | ||
| 2011-12-15 holding as of filing | Daher Michel Director, 10% Owner | 3 | Common Stock Warrants Derivative · Indirect · See Note 9 | Holding | $0.07 exercise price | 2011-12-15 | ||
| 2011-12-05 | OAK INVESTMENT PARTNERS XII L P 10% Owner | 4 | Common Stock Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,714,286 25,714,286 owned after | $0.07 exercise price | 2011-12-07 | |
| 2011-12-05 | GFInet inc. | GFI Group Inc. 10% Owner | 10% Owner | 4 | Common Stock Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,714,286 25,714,286 owned after | $0.07 exercise price | 2011-12-07 | |
| 2011-07-14 holding as of filing | BLACK-II TRUST 10% Owner | 3 | Common Stock Purchase Warrants Derivative · Direct | Holding | $0.24 exercise price | 2011-07-14 | ||
| 2011-07-11 holding as of filing | JEFFERIES & COMPANY, INC. 10% Owner | 3 | Common Stock Warrants Derivative · Direct | Holding | $0.07 exercise price | 2011-07-11 | ||
| 2011-07-08 holding as of filing | GFI Group Inc. | GFInet inc. 10% Owner | 10% Owner | 3 | Warrant to acquire Common Stock Derivative · Direct | Holding | $0.07 exercise price | 2011-07-08 | ||
| 2011-07-06 holding as of filing | OAK INVESTMENT PARTNERS XII L P 10% Owner | 3 | Common Stock Warrants Derivative · Direct | Holding | $0.07 exercise price | 2011-07-06 | ||
| 2010-10-08 | Wiand Burton W. 10% Owner | 4 | Warrants to purchase common stock, par value $.0001 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −33,334 0 owned after | $0.66 exercise price | 2010-10-25 | |
| 2010-10-08 | Wiand Burton W. 10% Owner | 4 | Warrants to purchase common stock, par value $.0001 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −378,717 0 owned after | $0.66 exercise price | 2010-10-25 | |
| 2010-10-08 | Wiand Burton W. 10% Owner | 4 | Warrants to purchase common stock, par value $.0001 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −166,670 0 owned after | $0.47 exercise price | 2010-10-25 | |
| 2010-10-08 | Wiand Burton W. 10% Owner | 4 | Warrants to purchase common stock, par value $.0001 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −824,566 0 owned after | $0.47 exercise price | 2010-10-25 | |
| 2010-10-08 | Wiand Burton W. 10% Owner | 4 | Warrants to purchase common stock, par value $.0001 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −135,869 0 owned after | $0.47 exercise price | 2010-10-25 | |
| 2010-07-29 | Wiand Burton W. 10% Owner | 4 | Warrants to purchase common stock, par value $.0001 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +378,717 1,539,156 owned after | $0.66 exercise price | 2010-10-25 | |
| 2010-07-29 | Wiand Burton W. 10% Owner | 4 | Warrants to purchase common stock, par value $.0001 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +166,670 1,539,196 owned after | $0.47 exercise price | 2010-10-25 | |
| 2009-08-13 holding as of filing | Wiand Burton W. 10% Owner | 3 | Warrants to Purchase Common Stock, Par Value $.0001 Derivative · Direct | Holding | $0.47 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | Wiand Burton W. 10% Owner | 3 | Warrants to Purchase Common Stock, Par Value $.001 Derivative · Direct | Holding | $0.47 exercise price | 2009-08-13 | ||
| 2009-08-13 holding as of filing | Wiand Burton W. 10% Owner | 3 | Warrants to Purchase Common Stock, Par Value $.0001 Derivative · Direct | Holding | $0.47 exercise price | 2009-08-13 | ||
| 2008-12-12 | MOODY CHRISTOPHER | 5 | Warrants to purchase common stock,par value $.0001 per share Derivative · Indirect · by revocable trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,334 33,334 owned after | $0.47 exercise price | 2009-03-31 | |
| 2008-09-24 | MOODY CHRISTOPHER | 5 | Warrants to purchase common stock,par value $.0001 per share Derivative · Indirect · by revocable trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +824,566 824,566 owned after | $0.47 exercise price | 2009-03-31 | |
| 2008-09-24 | MOODY CHRISTOPHER | 5 | Warrants to purchase common stock,par value $.0001 per share Derivative · Indirect · through limited partnership | P Open market or private purchase of non-derivative or derivative security | +135,869 135,869 owned after | $0.47 exercise price | 2009-03-31 | |
| 2008-01-08 | MOODY CHRISTOPHER | 5 | Warrants to purchase common stock,par value $.0001 per share Derivative · Indirect · by revocable trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −189,359 0 owned after | $0.66 exercise price | 2009-03-31 | |
| 2008-01-02 holding as of filing | MOODY CHRISTOPHER Director | 3 | Warrants to purchase common stock,par value $.0001 per share Derivative · Direct | Holding | $0.66 exercise price | 2008-01-02 |