BONDS.COM GROUP, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows, 45 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-08: Reporting owner Oakum Bay Holdings LLC | Trimarc Capital Fund, LP | Oakum Bay Trimarc Partners | Oakum Bay Capital LLC | Trica Michael; Form 4; Security Series E-2 Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2014-05-08: Reporting owner Daher Abdallah | Daher Michel; Form 4; Security Series E-2 Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-05-08: Reporting owner Daher Abdallah | Daher Michel; Form 4; Security Series E-2 Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-05-08: Reporting owner GFI Group Inc. | GFInet inc.; Form 4; Security Series E-2 Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-08 | Oakum Bay Holdings LLC | Trimarc Capital Fund, LP | Oakum Bay Trimarc Partners | Oakum Bay Capital LLC | Trica Michael Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former Director & 10% Owner) | Other (Former Director) | 4 | Series E-2 Convertible Preferred Stock Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −6 0 owned after | $28.00 exercise price | 2014-05-13 | |
| 2014-05-08 | Daher Abdallah | Daher Michel 10% Owner | Director, 10% Owner | 4 | Series E-2 Convertible Preferred Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $28.00 exercise price | 2014-05-12 | |
| 2014-05-08 | Daher Abdallah | Daher Michel 10% Owner | Director, 10% Owner | 4 | Series E-2 Convertible Preferred Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $28.00 exercise price | 2014-05-12 | |
| 2014-05-08 | GFI Group Inc. | GFInet inc. Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series E-2 Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,000 0 owned after | $28.00 exercise price | 2014-05-12 | |
| 2014-05-08 | GFI Group Inc. | GFInet inc. Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series E Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,667 0 owned after | $28.00 exercise price | 2014-05-12 | |
| 2014-05-08 | Gooch Michael Other (Former Director & 10% Owner) | 4 | Series E-2 Convertible Preferred Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $28.00 exercise price | 2014-05-12 | |
| 2014-05-08 | Gooch Michael Other (Former Director & 10% Owner) | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −2,667 0 owned after | $28.00 exercise price | 2014-05-12 | |
| 2014-05-08 | OAK INVESTMENT PARTNERS XII L P Other (Former 10% owner) | 4 | Series E-2 Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $28.00 exercise price | 2014-05-09 | |
| 2014-05-08 | OAK INVESTMENT PARTNERS XII L P Other (Former 10% owner) | 4 | Series E Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,267 0 owned after | $28.00 exercise price | 2014-05-09 | |
| 2014-05-08 | OAK INVESTMENT PARTNERS XII L P Other (Former 10% owner) | 4 | Series C Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,796 0 owned after | $40.00 exercise price | 2014-05-09 | |
| 2013-07-01 holding as of filing | Kazazian Kirk | Kazazian Capital Master Fund, LP | Kazazian Capital Partners, LLC | Kazazian Asset Management, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E-2 Convertible Preferred Stock Derivative · Indirect · See | Holding | $28.00 exercise price | 2013-07-01 | ||
| 2013-06-25 | Oberting Kernan V | Trica Michael | Oakum Bay Trimarc Partners | Trimarc Capital Fund, LP | Oakum Bay Capital LLC | Parish Brooke L. | Oakum Bay Holdings LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4/A | Series E-2 Convertible Preferred Stock Derivative · Indirect · See (4)(5)(6) | S Open market or private sale of non-derivative or derivative security | −14 6 owned after | $100,000.00 | 2013-06-28 | |
| 2013-06-25 | Oakum Bay Holdings LLC | Parish Brooke L. | Trimarc Capital Fund, LP | Trica Michael | Oakum Bay Capital LLC | Oberting Kernan V | Oakum Bay Trimarc Partners 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Series E-2 Convertible Preferred Stock Derivative · Indirect · See (4)(5)(6) | S Open market or private sale of non-derivative or derivative security | −14 6 owned after | $100,000.00 | 2013-06-27 | |
| 2013-03-11 holding as of filing | Oakum Bay Trimarc Partners | Trica Michael | Parish Brooke L. | Oakum Bay Capital LLC | Oakum Bay Holdings LLC | Oberting Kernan V 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3 | Series E-2 Convertible Preferred Stock Derivative · Indirect · See | Holding | $0.07 exercise price | 2013-03-11 | ||
| 2012-10-22 holding as of filing | DAHER MARC Director | 3 | Series E-2 Convertible Preferred Stock Derivative · Indirect · By father | Holding | no price filed | 2012-10-22 | ||
| 2012-10-22 holding as of filing | DAHER MARC Director | 3 | Series E-2 Convertible Preferred Stock Derivative · Indirect · By father | Holding | no price filed | 2012-10-22 | ||
| 2012-10-22 holding as of filing | DAHER MARC Director | 3 | Series E-2 Convertible Preferred Stock Derivative · Indirect · By father | Holding | no price filed | 2012-10-22 | ||
| 2012-10-22 holding as of filing | DAHER MARC Director | 3 | Series E-2 Convertible Preferred Stock Derivative · Indirect · By father | Holding | no price filed | 2012-10-22 | ||
| 2012-06-20 holding as of filing | XOL Holding S.A.L. 10% Owner | 3 | Series E-2 Convertible Preferred Stock Derivative · Direct | Holding | $0.07 exercise price | 2012-06-20 | ||
| 2012-06-20 holding as of filing | XOL Holding S.A.L. 10% Owner | 3 | Series E-2 Convertible Preferred Stock Derivative · Direct | Holding | $0.07 exercise price | 2012-06-20 | ||
| 2012-06-08 | Daher Abdallah | Daher Michel 10% Owner | Director, 10% Owner | 4 | Series E-2 Convertible Preferred Stock Derivative · Indirect · See Note 6 | P Open market or private purchase of non-derivative or derivative security | +2,400 85,714,286 owned after | no price filed | 2012-06-15 | |
| 2012-06-08 | Daher Abdallah | Daher Michel 10% Owner | Director, 10% Owner | 4 | Series E-2 Convertible Preferred Stock Derivative · Indirect · See Note 8 | P Open market or private purchase of non-derivative or derivative security | +1,600 57,142,857 owned after | no price filed | 2012-06-15 | |
| 2012-06-08 | Gooch Michael Director | 4 | Series E-2 Convertible Preferred Stock, par value $0.0001 Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,200 1,200 owned after | no price filed | 2012-06-12 | |
| 2012-06-08 | GFI Group Inc. | GFInet inc. 10% Owner | 10% Owner | 4 | Series E-2 Convertible Preferred Stock, par value $0.0001 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,200 1,200 owned after | no price filed | 2012-06-12 | |
| 2012-06-08 | OAK INVESTMENT PARTNERS XII L P 10% Owner | 4 | SERIES E-2 CONVERTIBLE PREFERRED STOCK Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,200 1,200 owned after | no price filed | 2012-06-11 | |
| 2012-03-05 holding as of filing | Weisberger David J. Officer (Chief Operating Officer) | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2012-03-05 | ||
| 2011-12-21 holding as of filing | Daher Michel | Daher Abdallah Director, 10% Owner | Director | 3/A | Series E-2 Convertible Preferred Stock Derivative · Indirect · See Note 7 | Holding | no price filed | 2011-12-21 | ||
| 2011-12-21 holding as of filing | Daher Michel | Daher Abdallah Director, 10% Owner | Director | 3/A | Series E-2 Convertible Preferred Stock Derivative · Indirect · See Note 9 | Holding | no price filed | 2011-12-21 | ||
| 2011-12-21 holding as of filing | Gooch Michael Director | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2011-12-21 | ||
| 2011-12-21 holding as of filing | Gooch Michael Director | 3 | Series E-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2011-12-21 | ||
| 2011-12-15 holding as of filing | Daher Michel Director, 10% Owner | 3 | Series E-2 Convertible Preferred Stock Derivative · Indirect · See Note 7 | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | Daher Michel Director, 10% Owner | 3 | Series E-2 Convertible Preferred Stock Derivative · Indirect · See Note 9 | Holding | no price filed | 2011-12-15 | ||
| 2011-12-05 | JEFFERIES & COMPANY, INC. | JEFFERIES GROUP INC /DE/ 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,000 0 owned after | no price filed | 2011-12-07 | |
| 2011-12-05 | JEFFERIES & COMPANY, INC. | JEFFERIES GROUP INC /DE/ 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,072 2,072 owned after | no price filed | 2011-12-07 | |
| 2011-12-05 | OAK INVESTMENT PARTNERS XII L P 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,796 8,796 owned after | no price filed | 2011-12-07 | |
| 2011-12-05 | OAK INVESTMENT PARTNERS XII L P 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,000 0 owned after | no price filed | 2011-12-07 | |
| 2011-12-05 | OAK INVESTMENT PARTNERS XII L P 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,267 4,267 owned after | no price filed | 2011-12-07 | |
| 2011-12-05 | OAK INVESTMENT PARTNERS XII L P 10% Owner | 4 | Series E-2 Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,800 1,800 owned after | no price filed | 2011-12-07 | |
| 2011-12-05 | GFInet inc. | GFI Group Inc. 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,500 0 owned after | no price filed | 2011-12-07 | |
| 2011-12-05 | GFInet inc. | GFI Group Inc. 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,667 2,667 owned after | no price filed | 2011-12-07 | |
| 2011-12-05 | GFInet inc. | GFI Group Inc. 10% Owner | 10% Owner | 4 | Series E-2 Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,800 1,800 owned after | no price filed | 2011-12-07 | |
| 2011-07-11 holding as of filing | JEFFERIES & COMPANY, INC. 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-07-11 | ||
| 2011-07-08 holding as of filing | GFI Group Inc. | GFInet inc. 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-07-08 | ||
| 2011-07-06 holding as of filing | OAK INVESTMENT PARTNERS XII L P 10% Owner | 3 | Series C Preferred Stock Non-derivative · Direct | Holding | 8,796 owned after | no price filed | 2011-07-06 | |
| 2011-07-06 holding as of filing | OAK INVESTMENT PARTNERS XII L P 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-07-06 |