bluebird bio, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 63 rows, 63 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-06-24: Reporting owner Polack Axel; Form 4; Security Warrant to Purchase Series A-1 Stock (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2013-06-24: Reporting owner Polack Axel; Form 4; Security Warrant to Purchase Common Stock (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2013-06-24: Reporting owner Polack Axel; Form 4; Security Warrant to Purchase Series A-1 Stock (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2013-06-24: Reporting owner Polack Axel; Form 4; Security Warrant to Purchase Common Stock (right to buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-06-24 | Polack Axel Director | 4 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −660,982 0 owned after | $0.66 exercise price | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Warrant to Purchase Common Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +34,849 34,849 owned after | $12.55 exercise price | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −440,650 0 owned after | $0.66 exercise price | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Warrant to Purchase Common Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +23,232 23,232 owned after | $12.55 exercise price | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −1,038,674 0 owned after | $0.66 exercise price | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Warrant to Purchase Common Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +54,760 54,760 owned after | $12.55 exercise price | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −236,062 0 owned after | $0.66 exercise price | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Warrant to Purchase Common Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +12,445 12,445 owned after | $12.55 exercise price | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −236,062 0 owned after | $0.66 exercise price | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Warrant to Purchase Common Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +12,445 12,445 owned after | $12.55 exercise price | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −462,681 0 owned after | $0.66 exercise price | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Warrant to Purchase Common Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +24,393 24,393 owned after | $12.55 exercise price | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Warrant to Purchase Series B Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −287,400 0 owned after | $0.33 exercise price | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Warrant to Purchase Common Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +15,152 15,152 owned after | $6.19 exercise price | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −153,699 0 owned after | $0.66 exercise price | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Warrant to Purchase Common (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +14,934 14,934 owned after | $12.55 exercise price | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −188,849 0 owned after | $0.66 exercise price | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Warrant to Purchase Common (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +9,956 9,956 owned after | $12.55 exercise price | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −623,204 0 owned after | $0.66 exercise price | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Warrant to Purchase Common (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +32,856 32,856 owned after | $12.55 exercise price | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −141,637 0 owned after | $0.66 exercise price | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Warrant to Purchase Common (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +7,467 7,467 owned after | $12.55 exercise price | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −141,637 0 owned after | $0.66 exercise price | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Warrant to Purchase Common (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +7,467 7,467 owned after | $12.55 exercise price | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −277,608 0 owned after | $0.66 exercise price | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Warrant to Purchase Common (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +14,634 14,634 owned after | $12.55 exercise price | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Warrant to Purchase Series B Stock (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −172,440 0 owned after | $0.33 exercise price | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Warrant to Purchase Common (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +9,091 9,091 owned after | $6.19 exercise price | 2013-06-26 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −660,982 0 owned after | $0.66 exercise price | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +34,849 34,849 owned after | $12.55 exercise price | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −440,650 0 owned after | $0.66 exercise price | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +23,232 23,232 owned after | $12.55 exercise price | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,038,674 0 owned after | $0.66 exercise price | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +54,760 54,760 owned after | $12.55 exercise price | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −236,062 0 owned after | $0.66 exercise price | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +12,445 12,445 owned after | $12.55 exercise price | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −236,062 0 owned after | $0.66 exercise price | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +12,445 12,445 owned after | $12.55 exercise price | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −462,681 0 owned after | $0.66 exercise price | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +24,393 24,393 owned after | $12.55 exercise price | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −287,400 0 owned after | $0.33 exercise price | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +15,152 15,152 owned after | $6.19 exercise price | 2013-06-24 | |
| 2013-06-18 holding as of filing | Polack Axel Director | 3 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Polack Axel Director | 3 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Polack Axel Director | 3 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Polack Axel Director | 3 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Polack Axel Director | 3 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Polack Axel Director | 3 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Polack Axel Director | 3 | Warrant to Purchase Series B Stock (right to buy) Derivative · Indirect · See footnote | Holding | $6.19 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Mulder Geert-Jan Director | 3 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Mulder Geert-Jan Director | 3 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Mulder Geert-Jan Director | 3 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Mulder Geert-Jan Director | 3 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Mulder Geert-Jan Director | 3 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Mulder Geert-Jan Director | 3 | Warrant to Purchase Series A-1 Stock (right to buy) Derivative · Indirect · See footnote | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Mulder Geert-Jan Director | 3 | Warrant to Purchase Series B Stock (right to buy) Derivative · Indirect · See footnote | Holding | $6.19 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Polack Axel | TVM Capital GmbH | SCHUHSLER HELMUT | Fischer Stefan | Goll Alexandra | Birner Hubert 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Warrants Derivative · Direct | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Polack Axel | TVM Capital GmbH | SCHUHSLER HELMUT | Fischer Stefan | Goll Alexandra | Birner Hubert 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Warrants Derivative · Direct | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Polack Axel | TVM Capital GmbH | SCHUHSLER HELMUT | Fischer Stefan | Goll Alexandra | Birner Hubert 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Warrants Derivative · Direct | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Polack Axel | TVM Capital GmbH | SCHUHSLER HELMUT | Fischer Stefan | Goll Alexandra | Birner Hubert 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Warrants Derivative · Direct | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Polack Axel | TVM Capital GmbH | SCHUHSLER HELMUT | Fischer Stefan | Goll Alexandra | Birner Hubert 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Warrants Derivative · Direct | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Polack Axel | TVM Capital GmbH | SCHUHSLER HELMUT | Fischer Stefan | Goll Alexandra | Birner Hubert 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Warrants Derivative · Direct | Holding | $12.55 exercise price | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Polack Axel | TVM Capital GmbH | SCHUHSLER HELMUT | Fischer Stefan | Goll Alexandra | Birner Hubert 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Warrants Derivative · Direct | Holding | $6.19 exercise price | 2013-06-18 |