bluebird bio, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows, 50 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-06-24: Reporting owner THIRD ROCK VENTURES LP | TRV GP, LLC | Third Rock Ventures GP, L.P.; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2013-06-24: Reporting owner THIRD ROCK VENTURES LP | TRV GP, LLC | Third Rock Ventures GP, L.P.; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2013-06-24: Reporting owner THIRD ROCK VENTURES LP | TRV GP, LLC | Third Rock Ventures GP, L.P.; Form 4; Security Series D Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2013-06-24: Reporting owner TEPPER ROBERT I; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-06-24 | THIRD ROCK VENTURES LP | TRV GP, LLC | Third Rock Ventures GP, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −64,377,682 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | THIRD ROCK VENTURES LP | TRV GP, LLC | Third Rock Ventures GP, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −14,379,294 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | THIRD ROCK VENTURES LP | TRV GP, LLC | Third Rock Ventures GP, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −11,037,527 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | TEPPER ROBERT I Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −64,377,682 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | TEPPER ROBERT I Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −14,379,294 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | TEPPER ROBERT I Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −11,037,527 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −6,169,117 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −11,835,834 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −17,749,014 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,994,248 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | Polack Axel Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,010,234 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,643,906 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −6,281,095 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −10,649,408 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,331,416 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | Mulder Geert-Jan Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,003,411 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | GILLIS STEVEN Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −19,971,242 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | GILLIS STEVEN Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −14,047,762 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | BYBEE CLINTON | ARCH Venture Partners VII, L.P. | ARCH Venture Partners VII, LLC | CRANDELL KEITH | NELSEN ROBERT | Arch Venture Fund VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −19,971,242 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | BYBEE CLINTON | ARCH Venture Partners VII, L.P. | ARCH Venture Partners VII, LLC | CRANDELL KEITH | NELSEN ROBERT | Arch Venture Fund VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −14,047,762 0 owned after | no price filed | 2013-06-26 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −6,169,117 0 owned after | $0.00 | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −11,835,834 0 owned after | $0.00 | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −17,749,014 0 owned after | $0.00 | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,994,248 0 owned after | $0.00 | 2013-06-24 | |
| 2013-06-24 | Fischer Stefan | TVM Capital GmbH | Polack Axel | Birner Hubert | SCHUHSLER HELMUT | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Goll Alexandra 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,010,234 0 owned after | $0.00 | 2013-06-24 | |
| 2013-06-18 holding as of filing | TRV GP, LLC | THIRD ROCK VENTURES LP | Third Rock Ventures GP, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TRV GP, LLC | THIRD ROCK VENTURES LP | Third Rock Ventures GP, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TRV GP, LLC | THIRD ROCK VENTURES LP | Third Rock Ventures GP, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TEPPER ROBERT I Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TEPPER ROBERT I Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TEPPER ROBERT I Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Polack Axel Director | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Polack Axel Director | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Polack Axel Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Polack Axel Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Polack Axel Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Mulder Geert-Jan Director | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Mulder Geert-Jan Director | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Mulder Geert-Jan Director | 3 | Series B Preferred Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Mulder Geert-Jan Director | 3 | Series C Preferred Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | Mulder Geert-Jan Director | 3 | Series D Preferred Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | GILLIS STEVEN Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | GILLIS STEVEN Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Polack Axel | TVM Capital GmbH | SCHUHSLER HELMUT | Fischer Stefan | Goll Alexandra | Birner Hubert 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Polack Axel | TVM Capital GmbH | SCHUHSLER HELMUT | Fischer Stefan | Goll Alexandra | Birner Hubert 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Polack Axel | TVM Capital GmbH | SCHUHSLER HELMUT | Fischer Stefan | Goll Alexandra | Birner Hubert 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Polack Axel | TVM Capital GmbH | SCHUHSLER HELMUT | Fischer Stefan | Goll Alexandra | Birner Hubert 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | TVM V LIFE SCIENCE VENTURES GMBH & CO KG | Polack Axel | TVM Capital GmbH | SCHUHSLER HELMUT | Fischer Stefan | Goll Alexandra | Birner Hubert 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | BYBEE CLINTON | ARCH Venture Partners VII, L.P. | ARCH Venture Partners VII, LLC | Arch Venture Fund VII LP | CRANDELL KEITH | NELSEN ROBERT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-06-18 | ||
| 2013-06-18 holding as of filing | BYBEE CLINTON | ARCH Venture Partners VII, L.P. | ARCH Venture Partners VII, LLC | Arch Venture Fund VII LP | CRANDELL KEITH | NELSEN ROBERT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-06-18 |