BIOSPECIFICS TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-15: Reporting owner Schamroth Michael; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-10-24: Reporting owner Wegman Thomas; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-10-08: Reporting owner Wegman Thomas; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-09-06: Reporting owner Morgan Henry; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-15 | Schamroth Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 64,000 owned after | $1.00 exercise price | 2007-11-19 | |
| 2007-10-24 | Wegman Thomas Director, Officer (President), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 504,800 owned after | $0.83 exercise price | 2007-12-07 | |
| 2007-10-08 | Wegman Thomas Director, Officer (President), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 454,800 owned after | $4.50 exercise price | 2007-12-07 | |
| 2007-09-06 | Morgan Henry Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 139,425 owned after | $5.15 exercise price | 2007-10-09 | |
| 2007-09-06 | Schamroth Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 84,000 owned after | $5.15 exercise price | 2007-10-09 | |
| 2007-09-06 | Gitman Paul Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 139,425 owned after | $5.15 exercise price | 2007-10-09 | |
| 2007-08-17 | Wegman Thomas Director, Officer (President), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,000 456,300 owned after | $3.88 exercise price | 2007-09-18 | |
| 2007-07-30 | Estate of Edwin H. Wegman 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,000 100,000 owned after | $1.00 exercise price | 2007-08-16 | |
| 2007-07-30 | Estate of Edwin H. Wegman 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.10 exercise price | 2007-08-16 | |
| 2007-07-30 | Estate of Edwin H. Wegman 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,000 39,000 owned after | $1.00 exercise price | 2007-08-16 | |
| 2007-07-30 | Estate of Edwin H. Wegman 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 139,000 owned after | $1.10 exercise price | 2007-08-16 | |
| 2007-07-30 | Wegman Toby Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,000 115,000 owned after | $1.00 exercise price | 2007-08-16 | |
| 2007-07-30 | Wegman Toby Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 15,000 owned after | $1.10 exercise price | 2007-08-16 | |
| 2007-07-30 | Wegman Toby Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,000 115,000 owned after | $1.00 exercise price | 2007-08-16 | |
| 2007-07-30 | Wegman Toby Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,000 154,000 owned after | $1.10 exercise price | 2007-08-16 | |
| 2007-07-30 | Wegman Thomas Director, Officer (President), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,000 418,300 owned after | $1.00 exercise price | 2007-08-16 | |
| 2007-07-30 | Wegman Thomas Director, Officer (President), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 318,300 owned after | $1.10 exercise price | 2007-08-16 | |
| 2007-07-30 | Wegman Thomas Director, Officer (President), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,000 357,300 owned after | $1.00 exercise price | 2007-08-16 | |
| 2007-07-30 | Wegman Thomas Director, Officer (President), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 457,300 owned after | $1.10 exercise price | 2007-08-16 | |
| 2007-07-13 | Wegman Thomas Director, Officer (President), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | W Acquisition or disposition by will or the laws of descent and distribution | +39,000 357,300 owned after | $1.00 exercise price | 2007-07-26 | |
| 2007-07-13 | Wegman Thomas Director, Officer (President), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | W Acquisition or disposition by will or the laws of descent and distribution | +100,000 457,300 owned after | $1.10 exercise price | 2007-07-26 | |
| 2007-07-11 holding as of filing | Estate of Edwin H. Wegman 10% Owner | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.00 exercise price | 2007-07-11 | ||
| 2007-07-10 holding as of filing | Wegman Toby 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | Holding | $1.00 exercise price | 2007-07-10 | ||
| 2007-07-10 holding as of filing | Wegman Toby 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Indirect · Held by the Estate of Edwin H. Wegman | Holding | $1.10 exercise price | 2007-07-10 | ||
| 2007-07-09 holding as of filing | Estate of Edwin H. Wegman 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.10 exercise price | 2007-07-09 | ||
| 2007-07-09 holding as of filing | Estate of Edwin H. Wegman 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.10 exercise price | 2007-07-09 | ||
| 2007-07-05 holding as of filing | Wegman Mark N Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.63 exercise price | 2007-07-05 | ||
| 2007-06-25 | Wegman Toby Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.63 exercise price | 2007-07-10 | |
| 2007-03-02 | Schamroth Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 69,000 owned after | $4.00 exercise price | 2007-03-06 | |
| 2007-03-02 | Gitman Paul Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 124,425 owned after | $4.00 exercise price | 2007-03-06 | |
| 2007-03-02 | Morgan Henry Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 124,425 owned after | $4.00 exercise price | 2007-03-06 |