BIOSPECIFICS TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-06: Reporting owner Dobroff Lawrence; Form 5; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-21: Reporting owner Wegman Edwin; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2006-11-21: Reporting owner Wegman Edwin; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2006-11-21: Reporting owner Wegman Edwin; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-06 | Dobroff Lawrence Officer (Chief Financial Officer) | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +410 77,425 owned after | $4.50 exercise price | 2007-02-14 | |
| 2006-11-21 holding as of filing | Wegman Edwin Director, Officer (Chairman and CEO), 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.60 exercise price | 2006-11-21 | ||
| 2006-11-21 holding as of filing | Wegman Edwin Director, Officer (Chairman and CEO), 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.60 exercise price | 2006-11-21 | ||
| 2006-11-21 holding as of filing | Wegman Edwin Director, Officer (Chairman and CEO), 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.60 exercise price | 2006-11-21 | ||
| 2006-11-06 | Dobroff Lawrence Officer (Chief Financial Officer) | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +636 77,015 owned after | $2.90 exercise price | 2007-02-14 | |
| 2006-10-10 holding as of filing | Wegman Thomas Officer (Secretary and Treasurer) | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.00 exercise price | 2006-10-10 | ||
| 2006-10-06 | Dobroff Lawrence Officer (Chief Financial Officer) | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,543 76,379 owned after | $1.20 exercise price | 2007-02-14 | |
| 2006-09-06 | Dobroff Lawrence Officer (Chief Financial Officer) | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,222 74,836 owned after | $0.83 exercise price | 2007-02-14 | |
| 2006-09-06 | Morgan Henry Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 100,425 owned after | $0.83 exercise price | 2006-09-14 | |
| 2006-09-06 | Schamroth Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 45,000 owned after | $0.83 exercise price | 2006-09-13 | |
| 2006-09-06 | Gitman Paul Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 100,425 owned after | $0.83 exercise price | 2006-09-13 | |
| 2006-09-06 | Wegman Thomas Director, Officer (President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 319,000 owned after | $0.83 exercise price | 2006-09-13 | |
| 2006-09-06 | Dobroff Lawrence Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 40,000 owned after | $0.83 exercise price | 2006-09-12 | |
| 2006-08-04 | Dobroff Lawrence Officer (Chief Financial Officer) | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,852 57,614 owned after | $1.00 exercise price | 2007-02-14 | |
| 2006-07-06 | Dobroff Lawrence Officer (Chief Financial Officer) | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,684 55,762 owned after | $1.10 exercise price | 2007-02-14 | |
| 2006-06-06 | Dobroff Lawrence Officer (Chief Financial Officer) | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,252 54,078 owned after | $0.82 exercise price | 2007-02-14 | |
| 2006-05-05 | Dobroff Lawrence Officer (Chief Financial Officer) | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,754 51,826 owned after | $1.05 exercise price | 2007-02-14 | |
| 2006-04-06 | Dobroff Lawrence Officer (Chief Financial Officer) | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,149 50,072 owned after | $1.60 exercise price | 2007-02-14 | |
| 2006-03-06 | Dobroff Lawrence Officer (Chief Financial Officer) | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,165 48,923 owned after | $0.85 exercise price | 2007-02-14 | |
| 2006-02-06 | Dobroff Lawrence Officer (Chief Financial Officer) | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,852 46,758 owned after | $1.00 exercise price | 2007-02-14 | |
| 2006-01-23 | Wegman Thomas Director, Officer (President) | 5/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 318,300 owned after | $1.00 exercise price | 2007-09-19 | |
| 2006-01-23 | Gitman Paul Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 100,425 owned after | $1.00 exercise price | 2007-02-14 | |
| 2006-01-23 | Morgan Henry Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 100,425 owned after | $1.00 exercise price | 2007-02-14 | |
| 2006-01-23 | Schamroth Michael Director | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 45,000 owned after | $1.00 exercise price | 2007-02-14 | |
| 2006-01-23 | Wegman Thomas Director, Officer (President and Secretary) | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 318,300 owned after | $1.00 exercise price | 2007-02-14 | |
| 2006-01-23 | Wegman Edwin Director, Officer (Chairman and CEO), 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 139,000 owned after | $1.10 exercise price | 2006-11-21 | |
| 2006-01-23 | Wegman Edwin Director, Officer (Chairman and CEO) | 4 | Employer Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 239,000 owned after | $1.10 | 2006-03-31 | |
| 2006-01-23 | Dobroff Lawrence Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.00 | 2006-03-28 | |
| 2006-01-06 | Dobroff Lawrence Officer (Chief Financial Officer) | 5 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,894 19,906 owned after | $0.97 exercise price | 2007-02-14 |