BIOCEPT, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2019-06-06: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2019-05-30; Total offering amount $10,134,300.
- 2019-03-29: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2019-03-19; Total offering amount $7,437,500.
- 2018-10-03: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2018-09-24; Total offering amount $2,409,304.
- 2017-08-14: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2017-08-09; Total offering amount $4,351,958.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2019-06-06 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2019-05-30 | $10,134,300 | $0 | $10,134,300 | 7 |
| 2019-03-29 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2019-03-19 | $7,437,500 | $0 | $7,437,500 | 7 |
| 2018-10-03 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2018-09-24 | $2,409,304 | $0 | $2,409,304 | 4 |
| 2017-08-14 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2017-08-09 | $4,351,958 | $2,200,000 | $2,151,958 | 1 |
| 2017-04-10 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2017-03-31 | $5,400,000 | $0 | $5,400,000 | 13 |
| 2011-02-16 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-02-01 | $6,000,000 | $1,200,000 | $4,800,000 | 1 |