BIG LOTS, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-03-14: Reporting owner Rankin Norman John; Form 4; Security Phantom Stock; Transaction I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities.
- 2012-03-13: Reporting owner COOPER JOE R; Form 4; Security Phantom Stock; Transaction I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities.
- 2009-03-26: Reporting owner HAUBIEL CHARLES W II; Form 4; Security Phantom Stock; Transaction I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities.
- 2008-06-03: Reporting owner Bachmann Lisa M; Form 4; Security Phantom Stock; Transaction I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-03-14 | Rankin Norman John Officer (Senior Vice President) | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −2,128 0 owned after | $45.61 | 2012-03-16 | |
| 2012-03-13 | COOPER JOE R Officer (Executive Vice President) | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −2,100 0 owned after | $45.84 | 2012-03-15 | |
| 2009-03-26 | HAUBIEL CHARLES W II Officer (SVP, General Counsel & Sec'y) | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −1,069 0 owned after | $22.12 | 2009-03-30 | |
| 2008-06-03 | Bachmann Lisa M Officer (Senior Vice President) | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −583 0 owned after | $31.28 | 2008-06-05 | |
| 2008-01-17 holding as of filing | Segal Robert Samuel Officer (Senior Vice President) | 3 | Phantom Stock Derivative · Direct | Holding | no price filed | 2008-01-17 | ||
| 2007-09-24 | Wilson Harold Allan Officer (Senior Vice President) | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −5,651 0 owned after | $30.96 | 2007-09-25 | |
| 2006-11-30 | JOHNSON TIMOTHY A Officer (VP, Strategic Plan/Investor Re) | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −2,660 0 owned after | $22.31 | 2006-12-01 | |
| 2006-06-02 | WAITE BRAD A Officer (Executive Vice President) | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −16,424 0 owned after | $16.14 | 2006-06-06 | |
| 2006-05-31 holding as of filing | Wilson Harold Allan Officer (Senior Vice President) | 3 | Phantom Stock Derivative · Direct | Holding | no price filed | 2006-05-31 | ||
| 2006-05-31 holding as of filing | Rankin Norman John Officer (Senior Vice President) | 3 | Phantom Stock Derivative · Direct | Holding | no price filed | 2006-05-31 | ||
| 2006-02-24 | WAITE BRAD A Officer (Executive Vice President) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +263 16,470 owned after | $12.79 | 2006-02-28 | |
| 2006-02-24 | MIERZWA DONALD A Officer (Executive Vice President) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +263 7,217 owned after | $12.79 | 2006-02-28 | |
| 2006-02-24 | MARTIN JOHN CHARLES Officer (Executive Vice President) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +263 903 owned after | $12.79 | 2006-02-28 | |
| 2006-02-24 | LARSSON KENT A Officer (Senior Vice President) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +263 5,879 owned after | $12.79 | 2006-02-28 | |
| 2006-02-24 | JOHNSON TIMOTHY A Officer (VP, Strategic Plan/Investor Re) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +228 2,706 owned after | $12.79 | 2006-02-28 | |
| 2006-02-24 | HAUBIEL CHARLES W II Officer (SVP, General Counsel & Sec'y) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +263 1,127 owned after | $12.79 | 2006-02-28 | |
| 2006-02-24 | COOPER JOE R Officer (Senior Vice President & CFO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +263 2,121 owned after | $12.79 | 2006-02-28 | |
| 2006-02-24 | Bachmann Lisa M Officer (Senior Vice President) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +263 590 owned after | $12.79 | 2006-02-28 |