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BIG LOTS, INC. Forms 3, 4 and 5: Stock Options

BIG LOTS, INC. Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 134 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2020-04-14: Reporting owner Macellum Management, LP | Macellum Opportunity Fund LP | Macellum Advisors GP, LLC | DUSKIN JONATHAN; Form 4; Security Call Options (right to buy); Transaction S Open market or private sale of non-derivative or derivative security.
  • 2020-04-14: Reporting owner Macellum Management, LP | Macellum Opportunity Fund LP | Macellum Advisors GP, LLC | DUSKIN JONATHAN; Form 4; Security Call Options (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
  • 2020-04-14: Reporting owner Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D.; Form 4; Security Call Options (right to buy); Transaction S Open market or private sale of non-derivative or derivative security.
  • 2020-04-14: Reporting owner Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D.; Form 4; Security Call Options (right to buy); Transaction S Open market or private sale of non-derivative or derivative security.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2020-04-14Macellum Management, LP | Macellum Opportunity Fund LP | Macellum Advisors GP, LLC | DUSKIN JONATHAN
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−840
73,500 owned after
$1.672020-04-15
2020-04-14Macellum Management, LP | Macellum Opportunity Fund LP | Macellum Advisors GP, LLC | DUSKIN JONATHAN
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−735
0 owned after
$17.50
exercise price
2020-04-15
2020-04-14Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−297
849 owned after
$1.822020-04-15
2020-04-14Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−30
84 owned after
$1.822020-04-15
2020-04-14Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−236
681 owned after
$1.822020-04-15
2020-04-14Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−17
49 owned after
$1.822020-04-15
2020-04-14Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−216
623 owned after
$1.822020-04-15
2020-04-14Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−204
589 owned after
$1.822020-04-15
2020-04-14Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−849
0 owned after
$17.50
exercise price
2020-04-15
2020-04-14Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−84
0 owned after
$17.50
exercise price
2020-04-15
2020-04-14Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−681
0 owned after
$17.50
exercise price
2020-04-15
2020-04-14Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−49
0 owned after
$17.50
exercise price
2020-04-15
2020-04-14Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−623
0 owned after
$17.50
exercise price
2020-04-15
2020-04-14Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−589
0 owned after
$17.50
exercise price
2020-04-15
2020-04-13Macellum Management, LP | Macellum Opportunity Fund LP | Macellum Advisors GP, LLC | DUSKIN JONATHAN
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−675
157,500 owned after
$1.852020-04-15
2020-04-13Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−849
1,146 owned after
$1.822020-04-13
2020-04-13Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−84
114 owned after
$1.822020-04-13
2020-04-13Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−681
917 owned after
$1.822020-04-13
2020-04-13Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−49
66 owned after
$1.822020-04-13
2020-04-13Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−623
839 owned after
$1.822020-04-13
2020-04-13Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−589
793 owned after
$1.822020-04-13
2020-04-09Macellum Advisors GP, LLC | Macellum Management, LP | DUSKIN JONATHAN
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−250
2,250 owned after
$2.902020-04-13
2020-04-09Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−221
1,995 owned after
$2.902020-04-13
2020-04-09Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−22
198 owned after
$2.902020-04-13
2020-04-09Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−178
1,598 owned after
$2.902020-04-13
2020-04-09Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−13
115 owned after
$2.902020-04-13
2020-04-09Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−162
1,462 owned after
$2.902020-04-13
2020-04-09Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Call Options (right to buy)
Derivative · Indirect · See Footnote
S Open market or private sale of non-derivative or derivative security−154
1,382 owned after
$2.902020-04-13
2020-04-09Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put Option (right to sell)
Derivative · Indirect · See Footnotes
P Open market or private purchase of non-derivative or derivative security+369
369 owned after
$5.062020-04-13
2020-04-09Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put Option (right to sell)
Derivative · Indirect · See Footnotes
P Open market or private purchase of non-derivative or derivative security+6
6 owned after
$5.062020-04-13
2020-04-09Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put Option (right to sell)
Derivative · Indirect · See Footnotes
P Open market or private purchase of non-derivative or derivative security+375
375 owned after
$5.002020-04-13
2020-04-09Ancora Catalyst SPV I LP | Ancora Catalyst, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Advisors, LLC | Ancora Catalyst Institutional, LP | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Merlin, LP | DiSanto Frederick D.
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put Option (right to sell)
Derivative · Indirect · See Footnotes
P Open market or private purchase of non-derivative or derivative security+28
28 owned after
$5.002020-04-13
2020-04-03Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst, LP | Ancora Catalyst Institutional, LP | DiSanto Frederick D. | Ancora Advisors, LLC
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (obligation to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−736
369 owned after
$25.00
exercise price
2020-04-07
2020-04-03Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst, LP | Ancora Catalyst Institutional, LP | DiSanto Frederick D. | Ancora Advisors, LLC
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (obligation to buy)
Derivative · Indirect · See Footnotes
X Exercise of in-the-money or at-the-money derivative security−114
6 owned after
$25.00
exercise price
2020-04-07
2020-04-03Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst, LP | Ancora Catalyst Institutional, LP | DiSanto Frederick D. | Ancora Advisors, LLC
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (obligation to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−782
375 owned after
$25.00
exercise price
2020-04-07
2020-04-03Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst, LP | Ancora Catalyst Institutional, LP | DiSanto Frederick D. | Ancora Advisors, LLC
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (obligation to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−60
28 owned after
$25.00
exercise price
2020-04-07
2020-04-02
holding as of filing
ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst, LP | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP | Ancora Advisors, LLC | DiSanto Frederick D. | Ancora Merlin, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4/APut option (obligation to buy)
Derivative · Indirect · See Footnote
Holding
12,500 owned after
$25.00
exercise price
2020-04-02
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/ACall Options (right to buy)
Derivative · Indirect · See Footnote
Holding$17.50
exercise price
2020-03-27
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/ACall Options (right to buy)
Derivative · Indirect · See Footnote
Holding$17.50
exercise price
2020-03-27
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/ACall Options (right to buy)
Derivative · Indirect · See Footnote
Holding$17.50
exercise price
2020-03-27
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/ACall Options (right to buy)
Derivative · Indirect · See Footnote
Holding$17.50
exercise price
2020-03-27
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/ACall Options (right to buy)
Derivative · Indirect · See Footnote
Holding$17.50
exercise price
2020-03-27
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/ACall Options (right to buy)
Derivative · Indirect · See Footnote
Holding$17.50
exercise price
2020-03-27
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$27.50
exercise price
2020-03-27
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$27.50
exercise price
2020-03-27
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$27.50
exercise price
2020-03-27
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$27.50
exercise price
2020-03-27
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$27.50
exercise price
2020-03-27
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$25.00
exercise price
2020-03-27
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$25.00
exercise price
2020-03-27
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$25.00
exercise price
2020-03-27
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$25.00
exercise price
2020-03-27
2020-03-27
holding as of filing
DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst SPV I LP | Ancora Merlin, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst Institutional, LP | Ancora Catalyst, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$25.00
exercise price
2020-03-27
2020-03-27
holding as of filing
Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Merlin, LP | Ancora Catalyst Institutional, LP | DiSanto Frederick D. | Ancora Catalyst SPV I LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | ANCORA MERLIN INSTITUTIONAL, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (obligation to buy)
Derivative · Indirect · See Footnote
Holding
12,500 owned after
$25.00
exercise price
2020-03-27
2020-03-25ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst, LP | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP | Ancora Advisors, LLC | DiSanto Frederick D. | Ancora Merlin, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4/APut option (obligation to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−20
1,105 owned after
$25.00
exercise price
2020-04-02
2020-03-25ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst, LP | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP | Ancora Advisors, LLC | DiSanto Frederick D. | Ancora Merlin, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4/APut option (obligation to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−5
83 owned after
$25.00
exercise price
2020-04-02
2020-03-25ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst, LP | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP | Ancora Advisors, LLC | DiSanto Frederick D. | Ancora Merlin, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4/APut option (obligation to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−5
1,157 owned after
$25.00
exercise price
2020-04-02
2020-03-25Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Merlin, LP | Ancora Catalyst Institutional, LP | DiSanto Frederick D. | Ancora Catalyst SPV I LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | ANCORA MERLIN INSTITUTIONAL, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (obligation to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−20
1,105 owned after
$25.00
exercise price
2020-03-27
2020-03-25Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Merlin, LP | Ancora Catalyst Institutional, LP | DiSanto Frederick D. | Ancora Catalyst SPV I LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | ANCORA MERLIN INSTITUTIONAL, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (obligation to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−5
83 owned after
$25.00
exercise price
2020-03-27
2020-03-25Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Merlin, LP | Ancora Catalyst Institutional, LP | DiSanto Frederick D. | Ancora Catalyst SPV I LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | ANCORA MERLIN INSTITUTIONAL, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (obligation to buy)
Derivative · Indirect · See Footnote
X Exercise of in-the-money or at-the-money derivative security−5
1,157 owned after
$25.00
exercise price
2020-03-27
2020-03-20ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst, LP | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP | Ancora Advisors, LLC | DiSanto Frederick D. | Ancora Merlin, LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4/APut option (obligation to buy)
Derivative · Indirect · See Footnote
E Expiration of short derivative position−256
0 owned after
$27.50
exercise price
2020-04-02
2020-03-20Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Merlin, LP | Ancora Catalyst Institutional, LP | DiSanto Frederick D. | Ancora Catalyst SPV I LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | ANCORA MERLIN INSTITUTIONAL, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (obligation to buy)
Derivative · Indirect · See Footnote
E Expiration of short derivative position−450
0 owned after
$27.50
exercise price
2020-03-27
2020-03-20Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Merlin, LP | Ancora Catalyst Institutional, LP | DiSanto Frederick D. | Ancora Catalyst SPV I LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | ANCORA MERLIN INSTITUTIONAL, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (obligation to buy)
Derivative · Indirect · See Footnote
E Expiration of short derivative position−50
0 owned after
$27.50
exercise price
2020-03-27
2020-03-20Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Merlin, LP | Ancora Catalyst Institutional, LP | DiSanto Frederick D. | Ancora Catalyst SPV I LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | ANCORA MERLIN INSTITUTIONAL, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (obligation to buy)
Derivative · Indirect · See Footnote
E Expiration of short derivative position−209
0 owned after
$27.50
exercise price
2020-03-27
2020-03-20Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Merlin, LP | Ancora Catalyst Institutional, LP | DiSanto Frederick D. | Ancora Catalyst SPV I LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | ANCORA MERLIN INSTITUTIONAL, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (obligation to buy)
Derivative · Indirect · See Footnote
E Expiration of short derivative position−35
0 owned after
$27.50
exercise price
2020-03-27
2020-03-20Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Merlin, LP | Ancora Catalyst Institutional, LP | DiSanto Frederick D. | Ancora Catalyst SPV I LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | ANCORA MERLIN INSTITUTIONAL, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (obligation to buy)
Derivative · Indirect · See Footnote
E Expiration of short derivative position−239
0 owned after
$27.50
exercise price
2020-03-27
2020-03-20Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Merlin, LP | Ancora Catalyst Institutional, LP | DiSanto Frederick D. | Ancora Catalyst SPV I LP | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | ANCORA MERLIN INSTITUTIONAL, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (obligation to buy)
Derivative · Indirect · See Footnote
E Expiration of short derivative position−47
0 owned after
$25.00
exercise price
2020-03-27
2020-03-17
holding as of filing
Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst Institutional, LP | Ancora Merlin, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/ACall Options (right to buy)
Derivative · Indirect · See Footnote
Holding$17.50
exercise price
2020-03-17
2020-03-17
holding as of filing
Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst Institutional, LP | Ancora Merlin, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/ACall Options (right to buy)
Derivative · Indirect · See Footnote
Holding$17.50
exercise price
2020-03-17
2020-03-17
holding as of filing
Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst Institutional, LP | Ancora Merlin, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/ACall Options (right to buy)
Derivative · Indirect · See Footnote
Holding$17.50
exercise price
2020-03-17
2020-03-17
holding as of filing
Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst Institutional, LP | Ancora Merlin, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/ACall Options (right to buy)
Derivative · Indirect · See Footnote
Holding$17.50
exercise price
2020-03-17
2020-03-17
holding as of filing
Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst Institutional, LP | Ancora Merlin, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/ACall Options (right to buy)
Derivative · Indirect · See Footnote
Holding$17.50
exercise price
2020-03-17
2020-03-17
holding as of filing
Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst Institutional, LP | Ancora Merlin, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/ACall Options (right to buy)
Derivative · Indirect · See Footnote
Holding$17.50
exercise price
2020-03-17
2020-03-17
holding as of filing
Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst Institutional, LP | Ancora Merlin, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$27.50
exercise price
2020-03-17
2020-03-17
holding as of filing
Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst Institutional, LP | Ancora Merlin, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$27.50
exercise price
2020-03-17
2020-03-17
holding as of filing
Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst Institutional, LP | Ancora Merlin, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$27.50
exercise price
2020-03-17
2020-03-17
holding as of filing
Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst Institutional, LP | Ancora Merlin, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$27.50
exercise price
2020-03-17
2020-03-17
holding as of filing
Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst Institutional, LP | Ancora Merlin, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$27.50
exercise price
2020-03-17
2020-03-17
holding as of filing
Ancora Catalyst, LP | Ancora Advisors, LLC | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | DiSanto Frederick D. | ANCORA MERLIN INSTITUTIONAL, LP | Ancora Catalyst Institutional, LP | Ancora Merlin, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
3/APut Options (obligation to buy)
Derivative · Indirect · See Footnote
Holding$25.00
exercise price
2020-03-17
2020-03-17Macellum Management, LP | Macellum Advisors GP, LLC | DUSKIN JONATHAN
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+10
53 owned after
$14.002020-03-17
2020-03-17Macellum Management, LP | Macellum Advisors GP, LLC | DUSKIN JONATHAN
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+53
261 owned after
$16.502020-03-17
2020-03-17Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | ANCORA MERLIN INSTITUTIONAL, LP | DiSanto Frederick D. | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+97
450 owned after
$16.502020-03-17
2020-03-17Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | ANCORA MERLIN INSTITUTIONAL, LP | DiSanto Frederick D. | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+11
50 owned after
$16.502020-03-17
2020-03-17Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | ANCORA MERLIN INSTITUTIONAL, LP | DiSanto Frederick D. | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+71
209 owned after
$16.502020-03-17
2020-03-17Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | ANCORA MERLIN INSTITUTIONAL, LP | DiSanto Frederick D. | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+6
35 owned after
$16.502020-03-17
2020-03-17Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | ANCORA MERLIN INSTITUTIONAL, LP | DiSanto Frederick D. | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+34
239 owned after
$16.502020-03-17
2020-03-17Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | ANCORA MERLIN INSTITUTIONAL, LP | DiSanto Frederick D. | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+9
47 owned after
$14.002020-03-17
2020-03-16Macellum Management, LP | Macellum Advisors GP, LLC | DUSKIN JONATHAN
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+11
42 owned after
$14.302020-03-17
2020-03-16Macellum Management, LP | Macellum Advisors GP, LLC | DUSKIN JONATHAN
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+52
208 owned after
$16.802020-03-17
2020-03-16Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | ANCORA MERLIN INSTITUTIONAL, LP | DiSanto Frederick D. | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+95
353 owned after
$16.802020-03-17
2020-03-16Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | ANCORA MERLIN INSTITUTIONAL, LP | DiSanto Frederick D. | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+11
39 owned after
$16.802020-03-17
2020-03-16Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | ANCORA MERLIN INSTITUTIONAL, LP | DiSanto Frederick D. | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+69
138 owned after
$16.802020-03-17
2020-03-16Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | ANCORA MERLIN INSTITUTIONAL, LP | DiSanto Frederick D. | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+5
29 owned after
$16.802020-03-17
2020-03-16Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | ANCORA MERLIN INSTITUTIONAL, LP | DiSanto Frederick D. | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+32
205 owned after
$16.802020-03-17
2020-03-16Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | ANCORA MERLIN INSTITUTIONAL, LP | DiSanto Frederick D. | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+9
38 owned after
$14.302020-03-17
2020-03-13Macellum Management, LP | Macellum Advisors GP, LLC | DUSKIN JONATHAN
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+11
31 owned after
$12.802020-03-17
2020-03-13Macellum Management, LP | Macellum Advisors GP, LLC | DUSKIN JONATHAN
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+52
156 owned after
$15.302020-03-17
2020-03-13Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | ANCORA MERLIN INSTITUTIONAL, LP | DiSanto Frederick D. | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+95
258 owned after
$15.302020-03-17
2020-03-13Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | ANCORA MERLIN INSTITUTIONAL, LP | DiSanto Frederick D. | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+11
28 owned after
$15.302020-03-17
2020-03-13Ancora Merlin, LP | Ancora Catalyst, LP | Ancora Advisors, LLC | ANCORA MERLIN INSTITUTIONAL, LP | DiSanto Frederick D. | Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C | Ancora Catalyst SPV I LP | Ancora Catalyst Institutional, LP
Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses) | Other (See Explanation of Responses)
4Put option (right to sell)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+69
69 owned after
$15.302020-03-17