BE RESOURCES INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-26: Reporting owner Marrelli Carmelo; Form 4; Security Common stock Warrant (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2010-06-18: Reporting owner Marrelli Carmelo; Form 4/A; Security Common Stock Warrant (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-06-18: Reporting owner Marrelli Carmelo; Form 4; Security Common Stock Warrant (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-26 | Marrelli Carmelo Officer (Chief Financial Officer) | 4 | Common stock Warrant (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −16,667 0 owned after | $0.49 exercise price | 2010-11-30 | |
| 2010-06-18 | Marrelli Carmelo Officer (Chief Financial Officer) | 4/A | Common Stock Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +16,667 16,667 owned after | $0.49 exercise price | 2010-11-30 | |
| 2010-06-18 | Marrelli Carmelo Officer (Chief Financial Officer) | 4 | Common Stock Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +16,666 16,666 owned after | $0.49 exercise price | 2010-06-21 |